13F-HR 1 p09-1684form13fhr.txt CHARTER OAK PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT, CT 06880 -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS, L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 8/14/09 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 42 ------------- Form 13F Information Table Value Total: $172,822 ------------- (in thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-12871 CHARTER OAK MANAGEMENT GP LLC, GENERAL PARTNER
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- ----------- ----------- ----------- ---- ----- ---------- --------- ------- -------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ ---------------- ----------- ----------- ----------- --- ----- ---------- -------- ------ ------ ---- ADTRAN INC COM 00738A106 107 5,000 SH SOLE 5,000 0 0 AETNA INC NEW COM 00817Y108 1,253 50,000 SH SOLE 50,000 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 860 250,000 SH SOLE 250,000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 956 50,000 SH SOLE 50,000 0 0 ANADARKO PETE CORP COM 032511107 5,471 120,527 SH SOLE 120,527 0 0 BANK OF AMERICA CORPORATION COM 060505104 6,600 500,000 SH SOLE 500,000 0 0 DEERE & CO COM 244199105 1,998 50,000 SH SOLE 50,000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 2,513 433,992 SH SOLE 433,992 0 0 DYNEGY INC DEL CL A 26817G102 946 416,711 SH SOLE 416,711 0 0 EVEREST RE GROUP LTD COM G3223R108 13,690 191,284 SH SOLE 191,284 0 0 FEDEX CORP COM 31428X106 2,100 37,755 SH SOLE 37,755 0 0 HUMAN GENOME SCIENCES INC COM 444903108 4,592 1,600,000 SH SOLE 1,600,000 0 0 ITC HLDGS CORP COM 465685105 869 19,149 SH SOLE 19,149 0 0 KROGER CO COM 501044101 882 40,000 SH SOLE 40,000 0 0 LINCOLN NATL CORP IND COM 534187109 1,721 100,000 SH SOLE 100,000 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 1,028 52,506 SH SOLE 52,506 0 0 LOWES COS INC COM 548661107 1,689 87,028 SH SOLE 87,028 0 0 MCDONALDS CORP COM 580135101 4,024 70,000 SH SOLE 70,000 0 0 MEDTRONIC INC COM 585055106 5,224 150,000 SH SOLE 150,000 0 0 MYLAN INC COM 628530107 12,546 961,414 SH SOLE 961,414 0 0 O REILLY AUTOMOTIVE INC COM 686091109 1,850 48,574 SH SOLE 48,574 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 3,949 60,000 SH SOLE 60,000 0 0 PARTNERRE LTD COM G6852T105 3,758 57,853 SH SOLE 57,853 0 0 PFIZER INC COM 717081103 7,500 500,000 SH SOLE 500,000 0 0 PREMIER EXIBITIONS INC COM 74051E102 388 539,503 SH SOLE 539,503 0 0 RADNET INC COM 750491102 1,543 685,987 SH SOLE 685,987 0 0 SOUTH JERSEY INDS INC COM 838518108 971 27,825 SH SOLE 27,825 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1,011 11,089 SH SOLE 11,089 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 6,382 363,628 SH SOLE 363,628 0 0 TEEKAY CORPORATION COM Y8564W103 2,313 110,000 SH SOLE 110,000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 9,868 200,000 SH SOLE 200,000 0 0 US GOVT NATIONAL TREASURY BILL 912795M99 49,999 50,000,000 SH SOLE 50,000,000 0 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 4,133 188,020 SH SOLE 188,020 0 0 VELOCITY EXPRESS CORP COM PAR NEW 92257T707 106 364,857 SH SOLE 364,857 0 0 VELOCITY EXPRESS CORP CONV PFD 92257T939 64 219,078 SH SOLE 219,078 0 0 VELOCITY EXPRESS CORP SER N 92257T970 25 86,062 SH SOLE 86,062 0 0 VELOCITY EXPRESS CORP SER Q 92257TXY4 26 90,088 SH SOLE 90,088 0 0 WAL MART STORES INC COM 931142103 6,275 129,535 SH SOLE 129,535 0 0 WENDY ARBYS COM 950587105 400 100,000 SH SOLE 100,000 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 3,009 193,995 SH SOLE 193,995 0 0 YRC WORLDWIDE INC COM 984249102 10 2,075 SH CALL SOLE 2,075 0 0 YRC WORLDWIDE INC COM 984249102 173 100,000 SH SOLE 100,000 0 0