-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JmzJZ9oNB9Wip8LyfeFnPmFDi5OdY+0yXSffOerFld8H5uRzH6875teE20DUelk/ XLENLeD7XZDwL8Wm/Irx6A== 0000902664-07-003328.txt : 20071114 0000902664-07-003328.hdr.sgml : 20071114 20071114152852 ACCESSION NUMBER: 0000902664-07-003328 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 EFFECTIVENESS DATE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER OAK PARTNERS/CT CENTRAL INDEX KEY: 0000789930 IRS NUMBER: 132869339 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01685 FILM NUMBER: 071244186 BUSINESS ADDRESS: STREET 1: 10 WRIGH ST BLDG B STREET 2: 4TH FL CITY: WESTPORT STATE: CT ZIP: 06877 MAIL ADDRESS: STREET 1: 10 WRIGHT STREET CITY: WESTPORT STATE: CT ZIP: 06881 FORMER COMPANY: FORMER CONFORMED NAME: FINE JERROLD N DATE OF NAME CHANGE: 19921030 13F-HR 1 form13fhr.txt CHARTER OAK PARTNERS - JERROLD N. FINE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT, CT 06881 -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 11/14/07 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ------------- Form 13F Information Table Entry Total: 38 ------------- Form 13F Information Table Value Total: $246,270 ------------- (in thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-12498 PICKER HOLDINGS LLC, GENERAL PARTNER 2. 28-02944 DEBORAH ZISKIN, GENERAL PARTNER 3. 28-7626 MARGARET EPPRECHT, GENERAL PARTNER
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ ---------------- --------- ---------- --------- --- ---- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- ---------- --------- --- ---- ---------- -------- ------ -------- ------- ABBOTT LABS COM 002824100 4,030 75,161 SH SOLE 75,161 0 0 ..................................................................................................................................... ADAMS RESPIRATORY THERAPEUTI COM 00635P107 6,117 158,730 SH SOLE 158,730 0 0 ..................................................................................................................................... AFFYMAX INC COM 00826A109 2,863 105,801 SH SOLE 105,801 0 0 ..................................................................................................................................... AIRTRAN HLDGS INC COM 00949P108 1,968 200,006 SH SOLE 200,006 0 0 ..................................................................................................................................... ANADARKO PETE CORP COM 032511107 11,227 208,880 SH SOLE 208,880 0 0 ..................................................................................................................................... AT&T INC COM 00206R102 7,410 175,147 SH SOLE 175,147 0 0 ..................................................................................................................................... AVON PRODS INC COM 054303102 375 10,000 SH SOLE 10,000 0 0 ..................................................................................................................................... BEST BUY INC COM 086516101 9,594 208,472 SH SOLE 207,472 0 0 ..................................................................................................................................... CADBURY SCHWEPPES PLC ADR 127209302 6,997 150,402 SH SOLE 150,402 0 0 ..................................................................................................................................... COLLECTIVE BRANDS INC COM 19421W100 3,309 150,000 SH SOLE 150,000 0 0 ..................................................................................................................................... CONAGRA FOODS INC COM 205887102 7,845 300,241 SH SOLE 300,241 0 0 ..................................................................................................................................... ENDURANCE SPECIALTY HLDGS LT SHS G30397106 5,090 122,502 SH SOLE 122,502 0 0 ..................................................................................................................................... ENERGYSOUTH INC COM 292970100 4,061 80,542 SH SOLE 80,542 0 0 ..................................................................................................................................... IDENIX PHARMACEUTICALS INC COM 45166R204 524 181,166 SH SOLE 181,166 0 0 ..................................................................................................................................... JOHNSON & JOHNSON COM 478160104 18,082 275,214 SH SOLE 275,214 0 0 ..................................................................................................................................... KEY ENERGY SERVICES INC COM 492914106 14,438 849,316 SH SOLE 849,316 0 0 ..................................................................................................................................... KROGER CO COM 501044101 2,852 100,000 SH SOLE 100,000 0 0 ..................................................................................................................................... LINCOLN NATL CORP IND COM 534187109 1,319 20,000 SH SOLE 20,000 0 0 ..................................................................................................................................... MEDTRONIC INC COM 585055106 11,284 200,040 SH SOLE 200,040 0 0 ..................................................................................................................................... MIRANT CORP NEW COM 60467R100 12,214 300,241 SH SOLE 300,241 0 0 ..................................................................................................................................... MORTONS RESTAURANT GRP INC N COM 619430101 431 27,121 SH SOLE 27,121 0 0 ..................................................................................................................................... MURPHY OIL CORP COM 626717102 7,114 101,786 SH SOLE 101,786 0 0 ..................................................................................................................................... O REILLY AUTOMOTIVE INC COM 686091109 4,013 120,123 SH SOLE 120,123 0 0 ..................................................................................................................................... POLYPORE INTL INC COM 73179V103 1,406 100,000 SH SOLE 100,000 0 0 ..................................................................................................................................... PREMIER EXHIBITIONS INC COM 74051E102 7,396 490,435 SH SOLE 490,435 0 0 ..................................................................................................................................... RADNET INC COM 750491102 7,130 801,144 SH SOLE 801,144 0 0 ..................................................................................................................................... RELIANT ENERGY INC COM 75952B105 16,352 638,735 SH SOLE 638,735 0 0 ..................................................................................................................................... ROYAL CARIBBEAN CRUISES LTD COM V7780T103 7,308 187,251 SH SOLE 187,251 0 0 ..................................................................................................................................... TALISMAN ENERGY INC COM 87425E103 12,393 629,078 SH SOLE 629,078 0 0 ..................................................................................................................................... TD AMERITRADE HLDG CORP COM 87236Y108 4,380 240,396 SH SOLE 240,396 0 0 ..................................................................................................................................... TEVA PHARMACEUTICAL INDS LTD ADR 881624209 7,319 164,581 SH SOLE 164,581 0 0 ..................................................................................................................................... TIME WARNER INC COM 887317105 5,952 324,193 SH SOLE 324,193 0 0 ..................................................................................................................................... TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 4,455 135,000 SH SOLE 135,000 0 0 ..................................................................................................................................... VALASSIS COMMUNICATIONS INC COM 918866104 489 54,836 SH SOLE 54,836 0 0 ..................................................................................................................................... VALIDUS HOLDINGS LTD COM SHS G9319H102 3,772 155,622 SH SOLE 155,622 0 0 ..................................................................................................................................... VELOCITY EXPRESS CORP COM PAR $0.004 92257T608 1,235 2,329,459 SH SOLE 2,329,459 0 0 ..................................................................................................................................... WAL MART STORES INC COM 931142103 5,699 130,550 SH SOLE 130,550 0 0 ..................................................................................................................................... WYETH COM 983024100 17,827 400,161 SH SOLE 400,161 0 0 .....................................................................................................................................
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