13F-HR 1 form13fhr.txt CHARTER OAK PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT, CT 06881 -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 2/14/07 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 ------------- Form 13F Information Table Entry Total: 32 ------------- Form 13F Information Table Value Total: $208,846 ------------- (in thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-1839 ROBERT JAFFEE, GENERAL PARTNER 2. 28-02944 DEBORAH ZISKIN, GENERAL PARTNER 3. 28-7626 MARGARET EPPRECHT, GENERAL PARTNER 4. 28-11508 JEFFREY CHAFFKIN, GENERAL PARTNER
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ ---------------- ----------- ---------- --------- --- ---- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ ---------------- ----------- ---------- --------- --- ---- ---------- -------- -------- ------ ------ ............................................................................................... .................................... A C MOORE ARTS & CRAFTS INC COM 00086T103 1,192 55,000 SH SOLE 55,000 0 0 ................................................................................ ................................................... ABBOTT LABS COM 002824100 3,721 76,386 SH SOLE 76,386 0 0 ................................................................................ ................................................... AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 164 10,000 SH SOLE 10,000 0 0 ................................................................................ ................................................... CADBURY SCHWEPPES PLC ADR 127209302 11,280 262,751 SH SOLE 262,751 0 0 ................................................................................ ................................................... CIRCUIT CITY STORE INC COM 172737108 1,448 76,279 SH SOLE 76,279 0 0 ................................................................................ ................................................... CORNING INC COM 219350105 9,423 503,624 SH SOLE 503,624 0 0 ................................................................................ ................................................... CYTEC INDS INC COM 232820100 6,847 121,156 SH SOLE 121,156 0 0 ................................................................................ ................................................... DRESSER-RAND GROUP INC COM 261608103 4,587 187,445 SH SOLE 187,445 0 0 ................................................................................ ................................................... E TRADE FINANCIAL CORP COM 269246104 2,696 120,249 SH SOLE 120,249 0 0 ................................................................................ ................................................... ENDURANCE SPECIALTY HLDGS LT SHS G30397106 9,737 266,179 SH SOLE 266,179 0 0 ................................................................................ ................................................... GENERAL ELECTRIC CO COM 369604103 28,427 763,971 SH SOLE 763,971 0 0 ................................................................................ ................................................... GENESCO INC COM 371532102 2,423 64,957 SH SOLE 64,957 0 0 ................................................................................ ................................................... GENESIS ENERGY L P UNIT LTD PARTN 371927104 4,064 208,647 SH SOLE 208,647 0 0 ................................................................................ ................................................... HALLIBURTON CO COM 406216101 20,042 645,472 SH SOLE 645,472 0 0 ................................................................................ ................................................... IDENIX PHARMACEUTICALS INC COM 45166R204 873 100,497 SH SOLE 100,497 0 0 ................................................................................ ................................................... O REILLY AUTOMOTIVE INC COM 686091109 2,007 62,610 SH SOLE 62,610 0 0 ................................................................................ ................................................... RELIANT ENERGY INC COM 75952B105 8,266 581,731 SH SOLE 581,731 0 0 ................................................................................ ................................................... SMITH INTL INC COM 832110100 2,275 55,405 SH SOLE 55,405 0 0 ................................................................................ ................................................... SOUTHERN UN CO NEW COM 844030106 5,814 207,999 SH SOLE 207,999 0 0 ................................................................................ ................................................... SYMBOL TECHNOLOGIES INC COM 871508107 1,591 106,531 SH SOLE 106,531 0 0 ................................................................................ ................................................... TALISMAN ENERGY INC COM 87425E103 380 2,000 SH CALL SOLE 2,000 0 0 ................................................................................ ................................................... TALISMAN ENERGY INC COM 87425E103 8,525 501,776 SH SOLE 501,776 0 0 ................................................................................ ................................................... TD AMERITRADE HLDG CORP COM 87236Y108 6,964 430,398 SH SOLE 430,398 0 0 ................................................................................ ................................................... TEVA PHARMACEUTICAL INDS LTD ADR 881624209 4,662 150,000 SH SOLE 150,000 0 0 ................................................................................ ................................................... TIME WARNER INC COM 887317105 4,356 200,000 SH SOLE 200,000 0 0 ................................................................................ ................................................... TJX COS INC NEW COM 872540109 718 25,192 SH SOLE 25,192 0 0 ................................................................................ ................................................... TRANSATLANTIC HLDGS INC COM 893521104 31,403 505,687 SH SOLE 505,687 0 0 ................................................................................ ................................................... UNITEDHEALTH GROUP INC COM 91324P102 2,708 50,391 SH SOLE 50,391 0 0 ................................................................................ ................................................... VALERO ENERGY CORP NEW COM 91913Y100 8,953 175,000 SH SOLE 175,000 0 0 ................................................................................ ................................................... VELOCITY EXPRESS CORP COM PAR $0.004 92257T608 1,380 1,000,000 SH SOLE 1,000,000 0 0 ................................................................................ ................................................... WADDELL & REED FINL INC CL A 930059100 8,468 309,507 SH SOLE 309,507 0 0 ................................................................................ ................................................... XEROX CORP COM 984121103 3,451 203,605 SH SOLE 203,605 0 0 ................................................................................ ...................................................