13F-HR 1 form13fhr.txt CHARTER OAK PARTNERS FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT, CT 06881 -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 11/9/06 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 ------------- Form 13F Information Table Entry Total: 40 ------------- Form 13F Information Table Value Total: $300,563 ------------- (in thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-1839 ROBERT JAFFEE, GENERAL PARTNER 2. 28-02944 DEBORAH ZISKIN, GENERAL PARTNER 3. 28-7626 MARGARET EPPRECHT, GENERAL PARTNER 4. 28-11508 JEFFREY CHAFFKIN, GENERAL PARTNER
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------- -------------- --------- ------ --------- --- ---- ---------- -------- --------- ------ ---- CHAODA MODERN AGRI COM G2046Q107 7,881 12,840,000 SH SOLE 12,840,000 0 0 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 9,304 263,856 SH SOLE 263,856 0 0 ABBOTT LABS COM 002824100 3,669 75,549 SH SOLE 75,549 0 0 AETHER HLDGS INC COM 00809C106 297 50,000 SH SOLE 50,000 0 0 AETNA INC NEW COM 00817Y108 1,978 50,000 SH SOLE 50,000 0 0 ANADARKO PETE CORP COM 032511107 4,164 95,000 SH SOLE 95,000 0 0 ARROW ELECTRS INC COM 042735100 1,375 50,130 SH SOLE 50,130 0 0 AVNET INC COM 053807103 2,951 150,413 SH SOLE 150,413 0 0 CADBURY SCHWEPPES PLC ADR 127209302 7,955 185,998 SH SOLE 185,998 0 0 CIRCUIT CITY STORE INC COM 172737108 3,767 150,000 SH SOLE 150,000 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 7,470 200,000 SH SOLE 200,000 0 0 CORNING INC COM 219350105 8,544 350,000 SH SOLE 350,000 0 0 CYTEC INDS INC COM 232820100 13,106 235,756 SH SOLE 235,756 0 0 DRESSER-RAND GROUP INC COM 261608103 3,788 185,695 SH SOLE 185,695 0 0 FEDERATED DEPT STORES INC DE COM 31410H101 8,661 200,449 SH SOLE 200,449 0 0 GENERAL ELECTRIC CO COM 369604103 26,716 756,828 SH SOLE 756,828 0 0 GENESCO INC COM 371532102 2,223 64,500 SH SOLE 64,500 0 0 GENESIS ENERGY LP UNIT LTD PARTN 371927104 3,231 206,696 SH SOLE 206,696 0 0 HALLIBURTON CO COM 406216101 18,192 639,444 SH SOLE 639,444 0 0 HOME DEPOT INC COM 437076102 1,814 50,000 SH SOLE 50,000 0 0 MURPHY OIL CORP COM 626717102 12,031 253,009 SH SOLE 253,009 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 12 500 SH SOLE 500 0 0 PIKE ELEC CORP COM 721283109 5,671 380,612 SH SOLE 380,612 0 0 PRIMEDEX HEALTH SYSTEMS INC COM 74157A103 680 250,000 SH SOLE 250,000 0 0 RELIANT ENERGY INC COM 75952B105 7,094 576,292 SH SOLE 576,292 0 0 SMITH INTL INC COM 832110100 2,134 55,000 SH SOLE 55,000 0 0 SOUTHERN UN CO NEW COM 844030106 9,884 374,263 SH SOLE 374,263 0 0 SYMBOL TECHNOLOGIES INC COM 871508107 4,258 286,513 SH SOLE 286,513 0 0 TALISMAN ENERGY INC COM 87425E103 4,095 250,000 SH SOLE 250,000 0 0 TRANSATLANTIC HLDGS INC COM 893521104 30,549 505,687 SH SOLE 505,687 0 0 URBAN OUTFITTERS INC COM 917047102 2,487 140,376 SH SOLE 140,376 0 0 VELOCITY EXPRESS CORP COM PAR $0.004 92257T608 1,770 1,000,000 SH SOLE 1,000,000 0 0 VELOCITY EXPRESS CORP CONV PFD COM 92257T608 3,300 330,000 SH SOLE 330,000 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 5,879 174,700 SH PUT SOLE 174,700 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 8,345 248,000 SH SOLE 248,000 0 0 WADELL & REED FINL INC CL A 930059100 7,589 306,617 SH SOLE 306,617 0 0 WAL MART STORES INC COM 931142103 14,829 300,677 SH SOLE 300,677 0 0 XEROX CORP COM 984121103 19,645 1,262,556 SH SOLE 1,262,556 0 0 ZIMMER HLDGS INC COM 98956P102 11,813 175,000 SH SOLE 175,000 0 0 ZIMMER HLDGS INC COM 98956P102 11,799 174,800 SH CALL SOLE 174,800 0 0