-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QD5r8a33tX8TFGQsGqjVY5pOd+zncCvSUGrUClb5+/lvcGmOHkIrI18+R7wAeXHc wYOJ5qseKdprNqrO+QAaXQ== 0000902664-04-001692.txt : 20041115 0000902664-04-001692.hdr.sgml : 20041115 20041115113226 ACCESSION NUMBER: 0000902664-04-001692 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041115 DATE AS OF CHANGE: 20041115 EFFECTIVENESS DATE: 20041115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER OAK PARTNERS/CT CENTRAL INDEX KEY: 0000789930 IRS NUMBER: 132869339 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01685 FILM NUMBER: 041142661 BUSINESS ADDRESS: STREET 1: 10 WRIGH ST BLDG B STREET 2: 4TH FL CITY: WESTPORT STATE: CT ZIP: 06877 MAIL ADDRESS: STREET 1: 10 WRIGHT STREET CITY: WESTPORT STATE: CT ZIP: 06881 FORMER COMPANY: FORMER CONFORMED NAME: FINE JERROLD N DATE OF NAME CHANGE: 19921030 13F-HR 1 srz9643554v4.txt CHARTER OAK PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT CT 06881 -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 11/15/04 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ------------- Form 13F Information Table Entry Total: 30 ------------- Form 13F Information Table Value Total: $327,509 ------------- (in thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-1839 ROBERT JAFFEE, GENERAL PARTNER 2. 28-02944 DEBORAH ZISKIN, GENERAL PARTNER 3. 28-7626 MARGARET EPPRECHT, GENERAL PARTNER
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------- --------------- -------- -------- ---------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------ ALCOA INC COM 013817101 15339 456639 SH SOLE 456639 - ------------------------------------------------------------------------------------------------------------ ADOLOR CORP COM 00724X102 2128 189170 SH SOLE 189170 - ------------------------------------------------------------------------------------------------------------ AMGEN INC COM 031162100 29237 514641 SH SOLE 514641 - ------------------------------------------------------------------------------------------------------------ AMYLIN PHARMACEUTICALS INC COM 032346108 12620 615275 SH SOLE 615275 - ------------------------------------------------------------------------------------------------------------ AIR PRODUCTS & CHEMICALS INC COM 009158106 10879 200064 SH SOLE 200064 - ------------------------------------------------------------------------------------------------------------ APPLEBEES INTERNATIONAL COM 037899101 12835 507719 SH SOLE 507719 - ------------------------------------------------------------------------------------------------------------ AXONYX INC COM 05461R101 3630 642560 SH SOLE 642560 - ------------------------------------------------------------------------------------------------------------ BOSTON SCIENTIFIC CORP COM 101137107 3973 100000 SH SOLE 100000 - ------------------------------------------------------------------------------------------------------------ CATERPILLAR INC COM 149123101 16668 207183 SH SOLE 207183 - ------------------------------------------------------------------------------------------------------------ CAREMARK RX INC COM 141705103 6748 210425 SH SOLE 210425 - ------------------------------------------------------------------------------------------------------------ ENSCO INTERNATIONAL INC COM 26874Q100 8851 270911 SH SOLE 270911 - ------------------------------------------------------------------------------------------------------------ FLAMEL TECHNOLOGIES SA COM 338488109 4571 311594 SH SOLE 311594 - ------------------------------------------------------------------------------------------------------------ GUIDANT CORP COM 401698105 6604 100000 SH SOLE 100000 - ------------------------------------------------------------------------------------------------------------ GENERAL ELEC CO COM 369604103 26089 776935 SH SOLE 776935 - ------------------------------------------------------------------------------------------------------------ GLOBAL SANTA FE CORP COM G3930E101 3073 100276 SH SOLE 100276 - ------------------------------------------------------------------------------------------------------------ K2 INC COM 482732104 12630 999999 SH SOLE 999999 - ------------------------------------------------------------------------------------------------------------ LIBERY MEDIA CORP COM 530718105 13687 1569641 SH SOLE 1569641 - ------------------------------------------------------------------------------------------------------------ MCDONALDS CORP COM 580135101 17830 636117 SH SOLE 636117 - ------------------------------------------------------------------------------------------------------------ METHANEX CORP COM 597911106 1507 100000 SH SOLE 100000 - ------------------------------------------------------------------------------------------------------------ NAVISTAR INTERNATIONAL CORP COM 63934E108 2744 73787 SH SOLE 73787 - ------------------------------------------------------------------------------------------------------------ NORFOLK SOUTHERN CORP COM 655844108 14514 488044 SH SOLE 488044 - ------------------------------------------------------------------------------------------------------------ PFIZER INC COM 717081103 15300 500000 SH SOLE 500000 - ------------------------------------------------------------------------------------------------------------ EVEREST RE GROUP LTD COM G3223R108 16126 216950 SH SOLE 216950 - ------------------------------------------------------------------------------------------------------------ SELECT MEDICAL CORP COM 816196109 10279 765378 SH SOLE 765378 - ------------------------------------------------------------------------------------------------------------ SAFEWAY INC COM 786514208 19310 1000000 SH SOLE 1000000 - ------------------------------------------------------------------------------------------------------------ TIDEWATER INC COM 886423102 3270 100455 SH SOLE 100455 - ------------------------------------------------------------------------------------------------------------ TARGET CORP COM 87612E106 9050 200000 SH SOLE 200000 - ------------------------------------------------------------------------------------------------------------ VIACOM INC COM 925524308 10395 309740 SH SOLE 309740 - ------------------------------------------------------------------------------------------------------------ WERNER ENTERPRISES INC COM 950755108 8713 451231 SH SOLE 451231 - ------------------------------------------------------------------------------------------------------------ WARNACO GROUP INC COM 934390402 8909 400758 SH SOLE 400758
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