13F-HR 1 srz9643554v2.txt CHARTER OAK PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT CT 06881 -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 8/13/04 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ------------- Form 13F Information Table Entry Total: 31 ------------- Form 13F Information Table Value Total: $318,387 ------------- (in thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-1839 ROBERT JAFFEE, GENERAL PARTNER 2. 28-02944 DEBORAH ZISKIN, GENERAL PARTNER 3. 28-7626 MARGARET EPPRECHT, GENERAL PARTNER
Form 13F INFORMATION TABLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ALCOA INC CMN 013817101 14863500 450000 SH SOLE 450000 ADOLOR CORP CMN 00724X102 2392957 188719 SH SOLE 188719 AMGEN INC CMN 031162100 22127917 405496 SH SOLE 405496 AMLYN PHARMACEUTICALS INC CMN 032346108 9245309 405496 SH SOLE 405496 AIR PRODUCTS & CHEMICALS INC CMN 009158106 13064666 249088 SH SOLE 249088 APPLEBEES INTL CMN 037899101 9295775 403813 SH SOLE 403813 AXONYX INC CMN 05461R101 3210160 612626 SH SOLE 612626 CATERPILLAR INC CMN 149123101 16106301 202748 SH SOLE 202748 CAREMARK RX INC CMN 141705103 10203165 309750 SH SOLE 309750 DOLLAR TREE STORES INC CMN 256747106 2743000 100000 SH SOLE 100000 ENSCO INTL INC CMN 26874Q100 5820000 200000 SH SOLE 200000 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 6415401 260471 SH SOLE 260471 GENERAL ELEC CO CMN 369604103 24633882 760305 SH SOLE 760305 LIBERTY MEDIA CORP COMSERA 530718105 14049797 1562825 SH SOLE 1562825 LOWES COMPANY INC CMN 548661107 11823750 225000 SH SOLE 225000 MCDONALDS CORP CMN 580135101 16342664 628564 SH SOLE 628564 NAVISTAR INTERNATIONAL CORP CMN 63934E108 4695464 121142 SH SOLE 121142 NORFOLK SOUTHERN CORP CMN 655844108 17474850 658931 SH SOLE 658931 EVEREST RE GROUP LTD CMN G3223R108 17307856 215379 SH SOLE 215379 SELECT MEDICAL CORP CMN 816196109 10129671 754819 SH SOLE 754819 St Paul Travelers Companies Inc CMN 792860108 13157035 324545 SH SOLE 324545 SAFEWAY INC CMNNEW 786514208 21080574 831909 SH SOLE 831909 TIDEWATER INC CMN 886423102 2980000 100000 SH SOLE 100000 TEEKAY SHIPPING CORP CMN Y8564W103 7654527 204776 SH SOLE 204776 VIACOM CLB 925524308 11015191 308376 SH SOLE 308376 WERNER ENTERPRISES INC CMN 950755108 5275000 250000 SH SOLE 250000 WESTAR ENERGY INC CMN 95707T100 807351 40550 SH SOLE 40550 WARNACO GROUP INC CMNNEW 934390402 1595250 75000 SH SOLE 75000 INGERSOLL-RAND CO LTD CMN 002831167 10246500 150000 SH SOLE 150000 K2 INC CMN 482732104 12629987 999999 SH SOLE 999999