13F-HR 1 srz04-0403.txt CHARTER OAKS PARTNERS/GENERAL 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2004 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT CT 06881 -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 5/17/04 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ------------- Form 13F Information Table Entry Total: 31 ------------- Form 13F Information Table Value Total: $314,241 ------------- (in thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-1839 ROBERT JAFFEE, GENERAL PARTNER 2. 28-02944 DEBORAH ZISKIN, GENERAL PARTNER 3. 28-7626 MARGARET EPPRECHT, GENERAL PARTNER
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------- --------------- -------- -------- ---------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------ ADOLOR CORP CMN 00724X102 1205000 80000 SH SOLE 80000 ------------------------------------------------------------------------------------------------------------ ALLOS THERAPEUTICS INC CMN 019777101 1320000 275000 SH SOLE 275000 ------------------------------------------------------------------------------------------------------------ AMLYN PHARMACEUTICALS INC CMN 032346108 9476000 400000 SH SOLE 400000 ------------------------------------------------------------------------------------------------------------ AIR PRODUCTS & CHEMICALS INC CMN 009158106 6140000 122500 SH SOLE 122500 ------------------------------------------------------------------------------------------------------------ APPLEBEES INTERNATIONAL CMN 037899101 2064000 50000 SH SOLE 50000 ------------------------------------------------------------------------------------------------------------ AXONYX INC CMN 05461R101 3624000 555000 SH SOLE 555000 ------------------------------------------------------------------------------------------------------------ IDEC PHARMACEUTICAL INC CMN 09062X103 6950000 125000 SH SOLE 125000 ------------------------------------------------------------------------------------------------------------ BURLINGTON NORTHERN SANT CMN 12189T104 9450000 300000 SH SOLE 300000 ------------------------------------------------------------------------------------------------------------ BP P.L.C. SPONSORED ADR 055622104 15722000 307069 SH SOLE 307069 ------------------------------------------------------------------------------------------------------------ CATERPILLAR INC CMN 149123101 15814000 200000 SH SOLE 200000 ------------------------------------------------------------------------------------------------------------ COMCAST CORPORATION CLASPL 20030N200 5673000 203684 SH SOLE 203684 ------------------------------------------------------------------------------------------------------------ CAREMARK RX INC CMN 141705103 10166000 305741 SH SOLE 305741 ------------------------------------------------------------------------------------------------------------ CANADIAN NATL RAILWAY CO CMN 136375102 6556000 166700 SH SOLE 166700 ------------------------------------------------------------------------------------------------------------ COX COMMUNICATION INC CLA 224044107 9657000 305605 SH SOLE 305605 ------------------------------------------------------------------------------------------------------------ EDWARDS LIFESCIENCES CP CMN 28176E108 3287000 102871 SH SOLE 102871 ------------------------------------------------------------------------------------------------------------ FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 6661000 257177 SH SOLE 257177 ------------------------------------------------------------------------------------------------------------ GENERAL ELEC CO CMN 369604103 15260000 500000 SH SOLE 500000 ------------------------------------------------------------------------------------------------------------ LIBERY MEDIA CORP CMN SERA 530718105 16897000 1543061 SH SOLE 1543061 ------------------------------------------------------------------------------------------------------------ MCDONALDS CORP CMN 580135101 20491000 717224 SH SOLE 717224 ------------------------------------------------------------------------------------------------------------ NAVISTAR INTL CORP CMN 63934E108 5479000 119500 SH SOLE 119500 ------------------------------------------------------------------------------------------------------------ NOKIA CORP SPONSORED ADR 654902204 10494000 517440 SH SOLE 517440 ------------------------------------------------------------------------------------------------------------ NORFOLK SOUTHERN CORP CMN 655844108 5523000 250000 SH SOLE 250000 ------------------------------------------------------------------------------------------------------------ EVEREST RE GROUP LTD CMN G3223R108 26613000 311483 SH SOLE 311483 ------------------------------------------------------------------------------------------------------------ SELECT MEDICAL CORP CMN 816196109 10354000 620000 SH SOLE 620000 ------------------------------------------------------------------------------------------------------------ TRAVELERS PPTY CAS CLA 89420G109 24502000 1428708 SH SOLE 1428708 ------------------------------------------------------------------------------------------------------------ TJX COS INC CMN 872540109 12633000 514353 SH SOLE 514353 ------------------------------------------------------------------------------------------------------------ TEEKAY SHIPPING CORP CMN Y8564W103 11575000 168000 SH SOLE 168000 ------------------------------------------------------------------------------------------------------------ VIACOM INC CLB 925524308 8067000 205741 SH SOLE 205741 ------------------------------------------------------------------------------------------------------------ VODAFONE GROUP PLC SPONSORED ADR 92857W100 19120000 800000 SH SOLE 800000 ------------------------------------------------------------------------------------------------------------ K2 INC CMN 482732104 12630000 999999 SH SOLE 999999 ------------------------------------------------------------------------------------------------------------ WESTAR ENERGY INC CMN 95707T100 838000 40000 SH SOLE 40000 ------------------------------------------------------------------------------------------------------------