13F-HR 1 srz9432619v5.txt CHARTER OAK PARTNERS 13F-HR 9/30/03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT CT 06881 -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 11/14/03 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ------------- Form 13F Information Table Entry Total: 22 ------------- Form 13F Information Table Value Total: $437,758 ------------- (in thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-1839 ROBERT JAFFEE, GENERAL PARTNER 2. 28-02944 DEBORAH ZISKIN, GENERAL PARTNER 3. 28-7626 MARGARET EPPRECHT, GENERAL PARTNER
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------- --------------- -------- -------- ---------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------ AMERISOURCEBERGEN CORP COM 03073E105 10810 200000 SH X X X ------------------------------------------------------------------------------------------------------------ ANTHEM INC COM 03674B104 14266 200000 SH X X X ------------------------------------------------------------------------------------------------------------ BIOVAIL Corp. COM 090675109 13003 350000 SH X X X ------------------------------------------------------------------------------------------------------------ CAREMARK RX INC COM 141705103 4520 200000 SH X X X ------------------------------------------------------------------------------------------------------------ COX COMMUNICATION INC COM 224044107 11519 364300 SH X X X ------------------------------------------------------------------------------------------------------------ EDWARDS LIFESCIENCES CP COM 28176E108 2708 100000 SH X X X ------------------------------------------------------------------------------------------------------------ FLAMEL TECHNOLOGIES SA COM 338488109 8428 250000 SH X X X ------------------------------------------------------------------------------------------------------------ FORTUNE BRANDS INC COM 349631101 7661 135000 SH X X X ------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA CORP COM 530718105 14955 1500000 SH X X X ------------------------------------------------------------------------------------------------------------ MCDONALDS CORP COM 580135101 18832 800000 SH X X X ------------------------------------------------------------------------------------------------------------ VASOGEN INC COM 92232F103 3330 600000 SH X X X ------------------------------------------------------------------------------------------------------------ NORTH FORK BANCORPORATION INC COM 659424105 3475 100000 SH X X X ------------------------------------------------------------------------------------------------------------ NOKIA CORP CL A SPONSORED A/D/ 654902204 18720 1200000 SH X X X ------------------------------------------------------------------------------------------------------------ PACIFIC GULF PROPERTIES INC COM 694396102 169200 676800 SH X X X ------------------------------------------------------------------------------------------------------------ AMERICAN ITALIAN PASTA CO CLA 027070101 12187 315000 SH X X X ------------------------------------------------------------------------------------------------------------ EVEREST RE GROUP LTD COM G3223R108 37580 500000 SH X X X ------------------------------------------------------------------------------------------------------------ SUPERCONDUCTOR TECHNOLOGIES COM 867931107 1155 300000 SH X X X ------------------------------------------------------------------------------------------------------------ TRAVELERS PROPERTY CASUALTY CO COM 89420G109 23820 1500000 SH X X X ------------------------------------------------------------------------------------------------------------ TJX COMPANIES INC. COM 872540109 9710 500000 SH X X X ------------------------------------------------------------------------------------------------------------ VIACOM INC CLB 925524308 7660 200000 SH X X X ------------------------------------------------------------------------------------------------------------ VODAFONE GROUP PLC COM 92857W100 16200 800000 SH X X X ------------------------------------------------------------------------------------------------------------ BRASS EAGLE INC COM 10553F106 28019 3674474 SH X X X