13F-HR 1 srz9380966v1.txt CHARTER OAK PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT CT 06881 -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 02/14/03 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 ------------- Form 13F Information Table Entry Total: 25 ------------- Form 13F Information Table Value Total: $222,964 ------------- (in thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-1839 ROBERT JAFFEE, GENERAL PARTNER 2. 28-02944 DEBORAH ZISKIN, GENERAL PARTNER 3. 28-7626 MARGARET EPPRECHT, GENERAL PARTNER 4. 28-6533 GREG LEWIN, GENERAL PARTNER
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------- --------------- -------- -------- ---------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE AMERICAN ITALIAN PASTA CO-A COMMON 027070101 7,376 205,000 X X X ------------------------------------------------------------------------------------------------------------ ANTHEM INC COMMON 03674B104 12,580 200,000 X X X ------------------------------------------------------------------------------------------------------------ ANTHEM INC PREFERRED COMMON 03674B203 155 2,000 X X X ------------------------------------------------------------------------------------------------------------ BP PLC SPONS ADR COMMON 055622104 16,260 400,000 X X X ------------------------------------------------------------------------------------------------------------ CELLTECH GROUP PLC SPON ADR COMMON 151158102 2,164 200,000 X X X ------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS COMMON 20825C104 14,517 300,000 X X X ------------------------------------------------------------------------------------------------------------ COX COMMUNICATION INC COMMON 224044107 8,520 300,000 X X X ------------------------------------------------------------------------------------------------------------ DIEBOLD INC COMMON 253651103 10,655 258,500 X X X ------------------------------------------------------------------------------------------------------------ EVEREST RE GROUP LTD COMMON G3223R108 27,650 500,000 X X X ------------------------------------------------------------------------------------------------------------ FLAMEL TECHNOLOGIES SA COMMON 338488109 1,327 305,000 X X X ------------------------------------------------------------------------------------------------------------ HOUSEHOLD INTL INC COMMON 441815107 2,132 76,665 X X X ------------------------------------------------------------------------------------------------------------ INDEVUS PHARMACEUTICALS INC COMMON 454072109 533 249,410 X X X ------------------------------------------------------------------------------------------------------------ KING PHARMACEUTICALS INC COMMON 495582108 10,314 600,000 X X X ------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA CORPORATION COMMON 530718105 11,636 1,301,550 X X X ------------------------------------------------------------------------------------------------------------ MONTPELIER RE HOLDINGS LTD COMMON 2956888 288 10,000 X X X ------------------------------------------------------------------------------------------------------------ NUCOR CORP. COMMON 670346105 4,130 100,000 X X X ------------------------------------------------------------------------------------------------------------ OCEAN ENERGY INC COMMON 67481E106 3,994 200,000 X X X ------------------------------------------------------------------------------------------------------------ PACIFIC GULF PROPERTIES INC COMMON 694396102 0.00 676,800 X X X ------------------------------------------------------------------------------------------------------------ SEMICONDUCTOR TECHNOLOGIES COMMON 867931107 282 300,000 X X X ------------------------------------------------------------------------------------------------------------ SONOCO PRODUCTS CO. COMMON 835495102 2,293 100,000 X X X ------------------------------------------------------------------------------------------------------------ TRANSATLANTIC HOLDINGS COMMON 893521104 26,983 404,550 X X X ------------------------------------------------------------------------------------------------------------ VASOGEN INC COMMON 92232F103 2,592 1,200,000 X X X ------------------------------------------------------------------------------------------------------------ VODAFONE GROUP PLC COMMON 92857W100 18,120 1,000,000 X X X ------------------------------------------------------------------------------------------------------------ WHIRLPOOL CORP COMMON 963320106 10,444 200,000 X X X ------------------------------------------------------------------------------------------------------------ BRASS EAGLE INC COMMON 10553F106 28,018 3,674,474 X X X ------------------------------------------------------------------------------------------------------------