13F-HR 1 srz9324086v1.txt CHARTER OAK PARTNERS/REGULATORY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT CT 06881 -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 11/14/02 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 ------------- Form 13F Information Table Entry Total: 30 ------------- Form 13F Information Table Value Total: $231,638 ------------- (in thousands) List of Other Included Managers: 1. ROBERT JAFFEE, GENERAL PARTNER 2. DEBORAH ZISKIN, GENERAL PARTNER 3. MARGARET EPPRECHT, GENERAL PARTNER 4. GREG LEWIN, GENERAL PARTNER Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------- --------------- -------- -------- ---------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ALCOA INC COMMON 013817101 3,860 200,000 X X X ------------------------------------------------------------------------------------------------------------ ANTHEM INC PREFERRED COMMON 03674B203 160 2,000 X X X ------------------------------------------------------------------------------------------------------------ BAXTER INTERNATIONAL INC COMMON 71813109 9,165 300,000 X X X ------------------------------------------------------------------------------------------------------------ CHUBB CORP COMMON 171232101 16,499 300,000 X X X ------------------------------------------------------------------------------------------------------------ CONDUCTUS INC COMMON 206784100 258 500,000 X X X ------------------------------------------------------------------------------------------------------------ CELLTECH GROUP PLC SPON ADR COMMON 151158102 1,888 200,000 X X X ------------------------------------------------------------------------------------------------------------ COX COMMUNICATION INC COMMON 224044107 7,377 300,000 X X X ------------------------------------------------------------------------------------------------------------ CSX CORP COMMON 126408103 10,552 400,000 X X X ------------------------------------------------------------------------------------------------------------ FLAMEL TECHNOLOGIES SA COMMON 338488109 790 305,000 X X X ------------------------------------------------------------------------------------------------------------ HOUSEHOLD INTL INC COMMON 441815107 2,170 76,665 X X X ------------------------------------------------------------------------------------------------------------ INDEVUS PHARMACEUTICALS COMMON 454072109 387 249,410 X X X ------------------------------------------------------------------------------------------------------------ KING PHARMACEUTICALS INC COMMON 495582108 10,902 600,000 X X X ------------------------------------------------------------------------------------------------------------ KOS PHARMACEUTICALS INC COM COMMON 500648100 280 25,000 X X X ------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA CORPORATION COMMON 530718105 8,975 1,250,000 X X X ------------------------------------------------------------------------------------------------------------ VASOGEN INC COMMON 92232F103 2,280 1,200,000 X X X ------------------------------------------------------------------------------------------------------------ NORFOLK SOUTHERN CORP COMMON 655844108 5,048 250,000 X X X ------------------------------------------------------------------------------------------------------------ OCEAN ENERGY INC COMMON 67481E106 3,990 200,000 X X X ------------------------------------------------------------------------------------------------------------ OM GROUP INC COMMON 670872100 9,630 225,000 X X X ------------------------------------------------------------------------------------------------------------ PACIFIC GULF PROPERTIES INC COMMON 694396102 677 676,800 X X X ------------------------------------------------------------------------------------------------------------ PHELPSDODGE CORP COMMON 717265102 2,563 100,000 X X X ------------------------------------------------------------------------------------------------------------ EVEREST RE GROUP LTD COMMON G3223R108 27,430 500,000 X X X ------------------------------------------------------------------------------------------------------------ TRAVELERS PROPERTY CASUALTY CO COMMON 893939108 3,960 300,000 X X X ------------------------------------------------------------------------------------------------------------ TRANSATLANTIC HOLDINGS COMMON 893521104 26,882 404,550 X X X ------------------------------------------------------------------------------------------------------------ UNOCAL CORP COM COMMON 915289102 15,695 500,000 X X X ------------------------------------------------------------------------------------------------------------ WHIRLPOOL CORP COMMON 963320106 9,172 200,000 X X X ------------------------------------------------------------------------------------------------------------ WEIGHT WATCHERS INTL INC NEW COMMON 948626106 1,518 35,000 X X X ------------------------------------------------------------------------------------------------------------ WYETH LEERINK SWANN COMMON 983024100 15,900 500,000 X X X ------------------------------------------------------------------------------------------------------------ EXPRESSJET HOLDINGS INC CL A COMMON 30218U108 4,094 445,000 X X X ------------------------------------------------------------------------------------------------------------ PREMCOR INC COMMON 74045Q104 1,569 100,000 X X X ------------------------------------------------------------------------------------------------------------ BRASS EAGLE INC COMMON 10553F106 28,018 3,674,474 X X X ------------------------------------------------------------------------------------------------------------ NOTE: The limited contents of Forms 13F cannot be used as a basis of determining actual or prospective investment performance, and any attempt to use such information may be materially misleading.