-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M6Hmp10hYABrx+fFYJxpnTsmLDB9IjAE/GVifp1ij7NO0ArEd4E9/8YIFyWFwKJt iAt37/oNKEx1QSR9o9v4HQ== 0000902664-02-000656.txt : 20020814 0000902664-02-000656.hdr.sgml : 20020814 20020814112017 ACCESSION NUMBER: 0000902664-02-000656 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER OAK PARTNERS/CT CENTRAL INDEX KEY: 0000789930 IRS NUMBER: 132869339 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01685 FILM NUMBER: 02732549 BUSINESS ADDRESS: STREET 1: 10 WRIGH ST BLDG B STREET 2: 4TH FL CITY: WESTPORT STATE: CT ZIP: 06877 MAIL ADDRESS: STREET 1: 10 WRIGHT STREET CITY: WESTPORT STATE: CT ZIP: 06881 FORMER COMPANY: FORMER CONFORMED NAME: FINE JERROLD N DATE OF NAME CHANGE: 19921030 13F-HR 1 srz9278509v1.txt CHARTER OAK PARTNERS 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT CT 06881 -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 08/14/02 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 ------------- Form 13F Information Table Entry Total: 38 ------------- Form 13F Information Table Value Total: $362,485 ------------- (in thousands) List of Other Included Managers: 1. ROBERT JAFFEE, GENERAL PARTNER 2. DEBORAH ZISKIN, GENERAL PARTNER 3. MARGARET EPPRECHT, GENERAL PARTNER 4. GREG LEWIN, GENERAL PARTNER Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------- --------------- -------- -------- ---------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ALCOA INC COMMON 013817101 6,630 200,000 X X X - ------------------------------------------------------------------------------------------------------------ ABBOTT LABS USD COM NPV COMMON 002824100 11,295 300,000 X X X - ------------------------------------------------------------------------------------------------------------ ARCH COAL INC COMMON 039380100 3,407 150,000 X X X - ------------------------------------------------------------------------------------------------------------ ANTHEM INC PREFERRED COMMON 03674B203 166 2,000 X X X - ------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORP COMMON 704549104 7,783 275,000 X X X - ------------------------------------------------------------------------------------------------------------ CHUBB CORP COMMON 171232101 28,320 400,000 X X X - ------------------------------------------------------------------------------------------------------------ CONDUCTUS INC COMMON 206784100 600 500,000 X X X - ------------------------------------------------------------------------------------------------------------ CELLTECH GROUP PLC SPON ADR COMMON 151158102 6,320 400,000 X X X - ------------------------------------------------------------------------------------------------------------ COMCAST CORP. COMMON 200300200 7,152 300,000 X X X - ------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC COMMON 20854P109 3,840 180,700 X X X - ------------------------------------------------------------------------------------------------------------ CSX CORP COMMON 126408103 28,040 800,000 X X X - ------------------------------------------------------------------------------------------------------------ DICK CLARK PRODUCTIONS INC COMMON 181512104 11,700 812,500 X X X - ------------------------------------------------------------------------------------------------------------ EASTMAN CHEM CO COMMON 277432100 11,725 250,000 X X X - ------------------------------------------------------------------------------------------------------------ ELPASO CORPORATION COMMON 28336L109 16,591 805,000 X X X - ------------------------------------------------------------------------------------------------------------ FLAMEL TECHNOLOGIES SA COMMON 338488109 469 305,000 X X X - ------------------------------------------------------------------------------------------------------------ HOUSEHOLD INTL INC COMMON 441815107 3,810 76,665 X X X - ------------------------------------------------------------------------------------------------------------ INDEVUS PHARMACEUTICALS COMMON 454072109 289 249,410 X X X - ------------------------------------------------------------------------------------------------------------ KING PHARMACEUTICALS INC COMMON 495582108 13,350 600,000 X X X - ------------------------------------------------------------------------------------------------------------ KOS PHARMACEUTICALS INC COM COMMON 500648100 509 25,000 X X X - ------------------------------------------------------------------------------------------------------------ MASSEY ENERGY CORP COMMON 576206106 1,905 150,000 X X X - ------------------------------------------------------------------------------------------------------------ VASOGEN INC COMMON 92232F103 3,252 1,200,000 X X X - ------------------------------------------------------------------------------------------------------------ NESTLE SA REGISTERED COMMON N/A 37,287 160,000 X X X - ------------------------------------------------------------------------------------------------------------ NORFOLK SOUTHERN CORP COMMON 655844108 5,845 250,000 X X X - ------------------------------------------------------------------------------------------------------------ OCEAN ENERGY INC COMMON 67481E106 4,334 200,000 X X X - ------------------------------------------------------------------------------------------------------------ OM GROUP INC COMMON 670872100 13,950 225,000 X X X - ------------------------------------------------------------------------------------------------------------ PACIFIC GULF PROPERTIES INC COMMON 694396102 677 676,800 X X X - ------------------------------------------------------------------------------------------------------------ PHELPSDODGE CORP COMMON 717265102 4,120 100,000 X X X - ------------------------------------------------------------------------------------------------------------ EVEREST RE GROUP LTD COMMON G3223R108 27,975 500,000 X X X - ------------------------------------------------------------------------------------------------------------ SCHERING PLOUGH CORP COMMON 806605101 12,300 500,000 X X X - ------------------------------------------------------------------------------------------------------------ SKYWEST INC COMMON 830879102 1,553 66,400 X X X - ------------------------------------------------------------------------------------------------------------ TJX COMPANIES INC. COMMON 872540109 12,060 615,000 X X X - ------------------------------------------------------------------------------------------------------------ TRANSATLANTIC HOLDINGS COMMON 893521104 32,364 404,550 X X X - ------------------------------------------------------------------------------------------------------------ UNOCAL CORP COM COMMON 915289102 18,470 500,000 X X X - ------------------------------------------------------------------------------------------------------------ WEIGHT WATCHERS INTL INC NEW COMMON 948626106 1,520 35,000 X X X - ------------------------------------------------------------------------------------------------------------ WYETH LEERINK SWANN COMMON 983024100 10,240 200,000 X X X - ------------------------------------------------------------------------------------------------------------ EXPRESSJET HOLDINGS INC CL A COMMON 30218U108 6,525 500,000 X X X - ------------------------------------------------------------------------------------------------------------ PREMCOR INC COMMON 74045Q104 2,572 100,000 X X X - ------------------------------------------------------------------------------------------------------------ TRAVELERS PPTY CAS CORP NEW CL COMMON 89420G109 3,540 200,000 X X X - ------------------------------------------------------------------------------------------------------------ NOTE: The limited contents of Forms 13F cannot be used as a basis of determining actual or prospective investment performance, and any attempt to use such information may be materially misleading.
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