-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O/e4sg/FeNlj7p5fmwmoFENf9ns7KUB7zeIgd/pnAI6YJSZ3OGyVa0qb8x3il90w NMZiOFiuk4yK1e2bGPyQKg== 0000902664-02-000510.txt : 20020515 0000902664-02-000510.hdr.sgml : 20020515 20020515155357 ACCESSION NUMBER: 0000902664-02-000510 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER OAK PARTNERS/CT CENTRAL INDEX KEY: 0000789930 IRS NUMBER: 132869339 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01685 FILM NUMBER: 02652098 BUSINESS ADDRESS: STREET 1: 10 WRIGH ST BLDG B STREET 2: 4TH FL CITY: WESTPORT STATE: CT ZIP: 06877 MAIL ADDRESS: STREET 1: 10 WRIGHT STREET CITY: WESTPORT STATE: CT ZIP: 06881 FORMER COMPANY: FORMER CONFORMED NAME: FINE JERROLD N DATE OF NAME CHANGE: 19921030 13F-HR 1 srz9231019v2.txt CHARTER OAK PARTNERS 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2002 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT CT 06881 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28- ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 05/15/02 - ------------------------ ----------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------- -------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 ------------- Form 13F Information Table Entry Total: 35 ------------- Form 13F Information Table Value Total: $ 430,560 ------------- (thousands) List of Other Included Managers: 1. ROBERT JAFFEE, GENERAL PARTNER 2. DEBORAH ZISKIN, GENERAL PARTNER 3. MARGARET EPPRECHT, GENERAL PARTNER 4. GREG LEWIN, GENERAL PARTNER Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- ------ ----------- --------------------------
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------- --------------- -------- -------- ---------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ANTHEM INC COMMON 03674B104 11,514 200,000 X X X - ------------------------------------------------------------------------------------------------------------ ANTHEM INC PREFERRED 03674B203 145 2,000 X X X - ------------------------------------------------------------------------------------------------------------ ARCH COAL INC COMMON 039380100 3,207 150,000 X X X - ------------------------------------------------------------------------------------------------------------ AT&T WIRELESS SVCS INC COMMON 00209A106 13,425 1,500,000 X X X - ----------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORP COMMON 101137107 12,545 500,000 X X X - ----------------------------------------------------------------------------------------------------------- BRASS EAGLE INC COMMON 10553F106 17,638 3,674,474 X X X - ------------------------------------------------------------------------------------------------------------ BRITOL MYERS SQUIBB CO COMMON 110133108 6,478 160,000 X X X - ------------------------------------------------------------------------------------------------------------ CHUBB CORP COMMON 171232101 36,550 500,000 X X X - ------------------------------------------------------------------------------------------------------------ COMCAST CORP. COMN SPCL A 200300200 9,540 300,000 X X X - ------------------------------------------------------------------------------------------------------------ CONDUCTUS INC COMMON 206784100 1,100 500,000 X X X - ------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC COMMON 20854P109 4,743 180,700 X X X - ------------------------------------------------------------------------------------------------------------ CSX CORP COMMON 126408103 19,055 500,000 X X X - ------------------------------------------------------------------------------------------------------------ DICK CLARK PRODUCTIONS INC. COM 181512104 11,692 812,500 X X X - ------------------------------------------------------------------------------------------------------------ EASTMAN CHEM CO COM 277432100 12,198 250,000 X X X - ------------------------------------------------------------------------------------------------------------ EVEREST REINSURANCE INC. COMMON G3223R108 27,736 400,000 X X X - ------------------------------------------------------------------------------------------------------------ FLAMEL TECH S.A. SPON. ADR 338488109 656 305,000 X X X - ------------------------------------------------------------------------------------------------------------ HOUSEHOLD INTL INC COMMON 441815107 4,355 76,665 X X X - ------------------------------------------------------------------------------------------------------------ KERR MCGEE CORP COMMON 492386107 10,685 170,000 X X X - ------------------------------------------------------------------------------------------------------------ KINDRED HEALTHCARE INC COMMON 494580103 6,120 151,100 X X X - ------------------------------------------------------------------------------------------------------------ KING PHARMACEUTICALS INC COMMON 495582AG3 17,505 500,000 X X X - ------------------------------------------------------------------------------------------------------------ KOS PHARMACEUTICALS INC COMMON 500648100 696 25,000 X X X - ------------------------------------------------------------------------------------------------------------ MASSEY ENERGY CORP COMMON 576206106 2,535 150,000 X X X - ------------------------------------------------------------------------------------------------------------ NESTLE SA CHF1 (REGD) COMMON N/A 56,248 250,000 X X X - ------------------------------------------------------------------------------------------------------------ NORFORK SOUTHERN CORP COMMON 655844108 5,985 250,000 X X X - ------------------------------------------------------------------------------------------------------------ OCEAN ENERGY INC COMMON 67481E106 3,958 200,000 X X X - ------------------------------------------------------------------------------------------------------------ OM GROUP INC COMMON 670872100 16,268 225,000 X X X - ------------------------------------------------------------------------------------------------------------ PACIFIC GULF PPTYS INC COMMON 694396102 1,201 676,800 X X X - ------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORP COMMON 704549104 4,343 150,000 X X X - ------------------------------------------------------------------------------------------------------------ SCHERING PLOUGH CORPN COMMON 806605101 31,300 1,000,000 X X X - ------------------------------------------------------------------------------------------------------------ TJX COMPANIES INC COMMON 872539101 12,303 307,500 X X X - ------------------------------------------------------------------------------------------------------------ TRANSATLATIC HLDGS INC COMMON 893521904 33,222 404,550 X X X - ------------------------------------------------------------------------------------------------------------ TRAVELERS PPTY CAS CORP. COMMON 894200109 10,000 500,000 X X X - ------------------------------------------------------------------------------------------------------------ UNOCAL CORP COMMON 915289102 19,475 500,000 X X X - ------------------------------------------------------------------------------------------------------------ VASOGEN INC COMMON 92232F103 4,800 1,200,000 X X X - ------------------------------------------------------------------------------------------------------------ WORLDCOM GRP COMMON 98157D106 1,339 35,000 X X X - ------------------------------------------------------------------------------------------------------------ NOTE: The limited contents of Forms 13F cannot be used as a basis of determining actual or prospective investment performance, and any attempt to use such information may be materially misleading.
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