13F-HR 1 srz9183076v1.txt 13F-HR -- CHARTER OAK PARTNERS/GENERAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2001 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT CT 06881 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 02/14/02 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------- -------------------------------------------- [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 ------------- Form 13F Information Table Entry Total: 32 ------------- Form 13F Information Table Value Total: $ 324,500 ------------- (thousands) List of Other Included Managers: 1, ROBERT JAFFEE, GENERAL PARTNER 2, DEBORAH ZISKIN, GENERAL PARTNER 3, MARGARET EPPRECHT, GENERAL PARTNER 4, GREG LEWIN, GENERAL PARTNER Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- ------ ----------- -------------------------- [Repeat as necessary.]
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------- --------------- -------- -------- --------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ANTHEM INC COMMON 03674B104 19,800 400,000 X X X ------------------------------------------------------------------------------------------------------------ ANTHEM INC PREFERRED 03674B203 128 2,000 X X X ------------------------------------------------------------------------------------------------------------ ARCH COAL INC COMMON 039380100 3,405 150,000 X X X ------------------------------------------------------------------------------------------------------------ BRASS EAGLE INC COMMON 10553F106 20,210 3,674,474 X X X ------------------------------------------------------------------------------------------------------------ CHARTER COMMUNICATIONS INC CL A 16117M107 8,215 500,000 X X X ------------------------------------------------------------------------------------------------------------ CHUBB CORP COMMON 171232101 31,050 450,000 X X X ------------------------------------------------------------------------------------------------------------ COMCAST CORP. COMN SPCL A 200300200 10,800 300,000 X X X ------------------------------------------------------------------------------------------------------------ CONDUCTUS INC COMMON 206784100 1,365 500,000 X X X ------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC COMMON 20854P109 4,489 180,700 X X X ------------------------------------------------------------------------------------------------------------ CSX CORP COMMON 126408103 7,010 200,000 X X X ------------------------------------------------------------------------------------------------------------ DICK CLARK PRODUCTIONS INC. COM 181512104 7,922 812,500 X X X ------------------------------------------------------------------------------------------------------------ EVEREST REINSURANCE INC. COMMON G3223R108 23,494 332,300 X X X ------------------------------------------------------------------------------------------------------------ FLAMEL TECH S.A. SPON. ADR 338488109 870 320,000 X X X ------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC CO COMMON 369604103 16,032 400,000 X X X ------------------------------------------------------------------------------------------------------------ HCA INC COMMON 404119109 11,562 300,000 X X X ------------------------------------------------------------------------------------------------------------ HOUSEHOLD INTL INC COMMON 441815107 4,442 76,665 X X X ------------------------------------------------------------------------------------------------------------ KERR MCGEE CORP COMMON 492386107 9,316 170,000 X X X ------------------------------------------------------------------------------------------------------------ KINDRED HEALTHCARE INC COMMON 494580103 7,800 150,000 X X X ------------------------------------------------------------------------------------------------------------ MATTEL INC COMMON 577081102 2,236 130,000 X X X ------------------------------------------------------------------------------------------------------------ MASSEY ENERGY CORP COMMON 576206106 3,110 150,000 X X X ------------------------------------------------------------------------------------------------------------ OCEAN ENERGY INC COMMON 67481E106 3,840 200,000 X X X ------------------------------------------------------------------------------------------------------------ OM GROUP INC COMMON 670872100 14,893 225,000 X X X ------------------------------------------------------------------------------------------------------------ PACIFIC GULF PPTYS INC COMMON 694396102 1,201 676,800 X X X ------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORP COMMON 704549104 4,229 150,000 X X X ------------------------------------------------------------------------------------------------------------ PHARMACIA CORPORATION COMMON 71713U102 25,590 600,000 X X X ------------------------------------------------------------------------------------------------------------ PHILLIPS PETE CO COMMON 718507106 5,423 90,000 X X X ------------------------------------------------------------------------------------------------------------ SIERRA PAC RES NEW COMMON 826428104 7,525 500,000 X X X ------------------------------------------------------------------------------------------------------------ TRANSATLANTIC HLDGS INC COMMON 893521904 36,814 404,550 X X X ------------------------------------------------------------------------------------------------------------ UNOCAL CORP COMMON 915289102 18,035 500,000 X X X ------------------------------------------------------------------------------------------------------------ VASOGEN INC COMMON 92232F103 5,472 1,200,000 X X X ------------------------------------------------------------------------------------------------------------ WEIGHT WATCHERS INTL COMMON 948626106 1,184 35,000 X X X ------------------------------------------------------------------------------------------------------------ WORLDCOM GRP COMMON 98157D106 7,040 500,000 X X X ------------------------------------------------------------------------------------------------------------ NOTE: The limited contents of Forms 13F cannot be used as a basis of determining actual or prospective investment performance, and any attempt to use such information may be materially misleading.