13F-HR 1 srz9136189v1.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2001 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT CT 06881 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 11/14/01 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------- -------------------------------------------- [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 ------------- Form 13F Information Table Entry Total: 31 ------------- Form 13F Information Table Value Total: $ 245,051 ------------- (thousands) List of Other Included Managers: 1, ROBERT JAFFEE, GENERAL PARTNER 2, DEBORAH ZISKIN, GENERAL PARTNER 3, MARGARET EPPRECHT, GENERAL PARTNER 4, GREG LEWIN, GENERAL PARTNER Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ------ ----------- -------------------------- [Repeat as necessary.]
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------- --------------- -------- -------- ---------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------- ---------------- ------- -------- --- --- --- ---- ---------- -------- ---- ------ ---- ARCH COAL INC COMMON 039380100 2,340,000 150,000 X X X ------------------------------------------------------------------------------------------------------------ BRASS EAGLE INC COMMON 10553F106 20,466,820 3,674,474 X X X ------------------------------------------------------------------------------------------------------------ BROADWING INC COMMON 111620100 11,256,000 700,000 X X X ------------------------------------------------------------------------------------------------------------ CHARTER COMMUNICATIONS INC CL A 16117M107 6,190,000 500,000 X X X ------------------------------------------------------------------------------------------------------------ COMCAST CORP. COMN SPCL A 200300200 10,761,000 300,000 X X X ------------------------------------------------------------------------------------------------------------ CONDUCTUS INC COMM 206784100 1,725,000 500,000 X X X ------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC COMMON 20854P109 3,872,401 180,700 X X X ------------------------------------------------------------------------------------------------------------ DICK CLARK PRODUCTIONS INC. COMMON 181512104 7,068,750 812,500 X X X ------------------------------------------------------------------------------------------------------------ ENSCO INTERNATIONAL INC COMMON 26874Q100 1,462,000 100,000 X X X ------------------------------------------------------------------------------------------------------------ EVEREST REINSURANCE INC. COMMON G3223R108 18,264,810 282,300 X X X ------------------------------------------------------------------------------------------------------------ FLAMEL TECH S.A. SPON. ADR 338488109 355,200 320,000 X X X ------------------------------------------------------------------------------------------------------------ GLOBAL MARINE INC COM COMMON 379352404 5,600,000 400,000 X X X ------------------------------------------------------------------------------------------------------------ HOUSEHOLD INTL INC COMMON 441815107 4,322,373 76,665 X X X ------------------------------------------------------------------------------------------------------------ JDN REALTY CORP COMMON 465917102 998,520 94,200 X X X ------------------------------------------------------------------------------------------------------------ JOHNSON & JOHNSON COMMON 478160104 11,080,000 200,000 X X X ------------------------------------------------------------------------------------------------------------ KERR MCGEE CORP COMMON 492386107 8,824,700 170,000 X X X ------------------------------------------------------------------------------------------------------------ MASSEY ENERGY CORP COMMON 576206106 2,197,500 150,000 X X X ------------------------------------------------------------------------------------------------------------ NOKIA CORP ADR COMMON 654902204 10,955,000 700,000 X X X ------------------------------------------------------------------------------------------------------------ NTL INC. COMMON 629407107 2,759,000 890,000 X X X ------------------------------------------------------------------------------------------------------------ OCEAN ENERGY INC COMMON 67481E106 3,260,000 200,000 X X X ------------------------------------------------------------------------------------------------------------ OMNICOM GROUP INC COMMON 681919106 12,375,000 225,000 X X X ------------------------------------------------------------------------------------------------------------ PACIFIC GULF PPTYS INC COMMON 694396102 1,201,252 676,800 X X X ------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORP COMMON 704549104 3,615,000 150,000 X X X ------------------------------------------------------------------------------------------------------------ PHARMACIA CORPORATION COMMON 71713U102 24,336,000 600,000 X X X ------------------------------------------------------------------------------------------------------------ PHILLIPS PETE CO COMMON 718507106 4,854,600 90,000 X X X ------------------------------------------------------------------------------------------------------------ SANTA FE INTERNAT'L CORP COMMON G7805C108 1,062,500 50,000 X X X ------------------------------------------------------------------------------------------------------------ SIERRA PAC RES NEW COMMON 826428104 7,550,000 500,000 X X X ------------------------------------------------------------------------------------------------------------ TRANSATLANTIC HLDGS INC COMMON 893521104 34,168,293 404,550 X X X ------------------------------------------------------------------------------------------------------------ TRANSOCEAN SEDCO FOREX COMMON G90078109 1,320,000 50,000 X X X ------------------------------------------------------------------------------------------------------------ UNOCAL CORP COMMON 915289102 16,250,000 500,000 X X X ------------------------------------------------------------------------------------------------------------ VASOGEN INC COMMON 92232F103 4,560,000 1,200,000 X X X ------------------------------------------------------------------------------------------------------------ NOTE: The limited contents of Forms 13F cannot be used as a basis of determining actual or prospective investment performance, and any attempt to use such information may be materially misleading.