-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q/bhHPEmVifs/zNPlMhfBxVHuAG0ihliES1dpFRO13WB+QZy/k4S9+KHr/F27f6p UEJ62nHtPxEmV82cdVLjuA== 0000902664-01-500323.txt : 20021122 0000902664-01-500323.hdr.sgml : 20021122 20010813143800 ACCESSION NUMBER: 0000902664-01-500323 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER OAK PARTNERS/CT CENTRAL INDEX KEY: 0000789930 IRS NUMBER: 132869339 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01685 FILM NUMBER: 01706313 BUSINESS ADDRESS: STREET 1: 10 WRIGH ST BLDG B STREET 2: 4TH FL CITY: WESTPORT STATE: CT ZIP: 06877 MAIL ADDRESS: STREET 1: 10 WRIGHT STREET CITY: WESTPORT STATE: CT ZIP: 06881 FORMER COMPANY: FORMER CONFORMED NAME: FINE JERROLD N DATE OF NAME CHANGE: 19921030 13F-HR 1 srz9089320v1.txt CHARTER OAK/GENERAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2001 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT CT 06881 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 08/13/01 ------------------------ --------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-01685 ------------- -------------------------------------------- [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 ------------- Form 13F Information Table Entry Total: 28 ------------- Form 13F Information Table Value Total: $ 254,656 ------------- (thousands) List of Other Included Managers: 1, ROBERT JAFFEE, GENERAL PARTNER 2, DEBORAH ZISKIN, GENERAL PARTNER 3, MARGARET EPPRECHT, GENERAL PARTNER 4, GREG LEWIN, GENERAL PARTNER Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ------ ----------- -------------------------- [Repeat as necessary.]
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------- --------------- ------------- -------- ---------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------- ---------------- ------------- -------- --- --- --- ---- ---------- -------- ---- ------ ---- ABBOTT LABORATORIES COMMON 002824100 16,803,500 350,000 X X X - ------------------------------------------------------------------------------------------------------------------ BRASS EAGLE INC COMMON 10553F106 33,805,161 3,674,474 X X X - ------------------------------------------------------------------------------------------------------------------ BROADWING INC COMMON 111620100 17,115,000 700,000 X X X - ------------------------------------------------------------------------------------------------------------------ CHARTER COMMUNICATIONS INC CL A 16117M107 11,675,000 500,000 X X X - ------------------------------------------------------------------------------------------------------------------ COMCAST CORP. COMN SPCL A 200300200 13,020,000 300,000 X X X - ------------------------------------------------------------------------------------------------------------------ CONDUCTUS INC COMM 206784100 2,500,000 500,000 X X X - ------------------------------------------------------------------------------------------------------------------ DICK CLARK PRODUCTIONS INC. COMMON 181512104 8,133,125 812,500 X X X - ------------------------------------------------------------------------------------------------------------------ ENSCO INTERNATIONAL INC COMMON 26874Q100 2,340,000 100,000 X X X - ------------------------------------------------------------------------------------------------------------------ EVEREST REINSURANCE INC. COMMON G3223R108 26,554,000 355,000 X X X - ------------------------------------------------------------------------------------------------------------------ FLAMEL TECH S.A. SPON. ADR 338488109 768,000 320,000 X X X - ------------------------------------------------------------------------------------------------------------------ GLOBAL MARINE INC COM COMMON 379352404 7,452,000 400,000 X X X - ------------------------------------------------------------------------------------------------------------------ JDN REALTY CORP COMMON 465917102 3,400,000 250,000 X X X - ------------------------------------------------------------------------------------------------------------------ JOHNSON & JOHNSON COMMON 478160104 40,000,000 800,000 X X X - ------------------------------------------------------------------------------------------------------------------ MERCATOR SOFTWARE INC. COMMON 587587106 596,106 239,400 X X X - ------------------------------------------------------------------------------------------------------------------ MONSANTO COMPANY COMMON 61166W101 5,550,000 150,000 X X X - ------------------------------------------------------------------------------------------------------------------ NTL INC. COMMON 629407107 7,109,500 590,000 X X X - ------------------------------------------------------------------------------------------------------------------ OCEAN ENERGY INC COMMON 67481E106 3,490,000 200,000 X X X - ------------------------------------------------------------------------------------------------------------------ PACIFIC GULF PPTYS INC. COMMON 694396102 3,309,552 676,800 X X X - ------------------------------------------------------------------------------------------------------------------ PHILADELPHIA SUBURBAN CORP COMMON 718009608 7,968,750 312,500 X X X - ------------------------------------------------------------------------------------------------------------------ PHOENIX COMPANIES INC COMMON 71902E109 930,000 50,000 X X X - ------------------------------------------------------------------------------------------------------------------ SANTA FE INTERNAT'L CORP COMMON G7805C108 1,450,000 50,000 X X X - ------------------------------------------------------------------------------------------------------------------ ST JUDE MEDICAL INC COMMON 790849103 6,000,000 100,000 X X X - ------------------------------------------------------------------------------------------------------------------ TEXACO INC. COMMON 881694103 11,322,000 170,000 X X X - ------------------------------------------------------------------------------------------------------------------ TRANSOCEAN SEDCO FOREX COMMON G90078109 2,062,500 50,000 X X X - ------------------------------------------------------------------------------------------------------------------ US AIRWAYS GROUP INC COMMON 911905957 710,100 30,000(P) X X X - ------------------------------------------------------------------------------------------------------------------ UNOCAL CORP COMMON 915289102 10,245,000 300,000 X X X - ------------------------------------------------------------------------------------------------------------------ VASOGEN INC COMMON 92232F103 5,517,000 900,000 X X X - ------------------------------------------------------------------------------------------------------------------ WORLDCOM INC-MCI GROUP COMMON 98157D304 4,830,000 300,000 X X X - ------------------------------------------------------------------------------------------------------------------ NOTE: The limited contents of Forms 13F cannot be used as a basis of determining actual or prospective investment performance, and any attempt to use such information may be materially misleading.
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