-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AIcDUcA8kB+8mcA+jsMDuDwaTCTO5qRw6DNyjuTeB9q0IEQPatVkVuftDN6Bv24m NA1LEi4oJbzRplVVFu/S+A== 0000902664-01-500150.txt : 20010516 0000902664-01-500150.hdr.sgml : 20010516 ACCESSION NUMBER: 0000902664-01-500150 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER OAK PARTNERS/CT CENTRAL INDEX KEY: 0000789930 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 132869339 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01685 FILM NUMBER: 1636485 BUSINESS ADDRESS: STREET 1: 10 WRIGH ST BLDG B STREET 2: 4TH FL CITY: WESTPORT STATE: CT ZIP: 06877 MAIL ADDRESS: STREET 1: 10 WRIGHT STREET CITY: WESTPORT STATE: CT ZIP: 06881 13F-HR 1 srz9041605v1.txt CHARTER OAK PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2001 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT CT 06881 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28- ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 5/15/01 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------- -------------------------------------------- [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 ------------- Form 13F Information Table Entry Total: 32 ------------- Form 13F Information Table Value Total: $ 307,072,275 ------------- (thousands) List of Other Included Managers: 1, ROBERT JAFFEE, GENERAL PARTNER 2, DEBORAH ZISKIN, GENERAL PARTNER 3, MARGARET EPPRECHT, GENERAL PARTNER 4, GREG LEWIN, GENERAL PARTNER Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- ------ ----------- -------------------------- [Repeat as necessary.]
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------- --------------- -------- -------- ---------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------- ---------------- ------- -------- --- --- --- ---- ---------- -------- ---- ------ ---- ABBOTT LABORATORIES COMMON 002824100 11,798 250,000 X X X - ------------------------------------------------------------------------------------------------------------ ASTRAZENECA PLC SPONS ADR 046353108 10,933 226,600 X X X - ------------------------------------------------------------------------------------------------------------ BRASS EAGLE INC COMMON 10553F106 30,774 3,674,474 X X X - ------------------------------------------------------------------------------------------------------------ BROADWING INC COMMON 111620100 13,405 700,000 X X X - ------------------------------------------------------------------------------------------------------------ CHARTER COMMUNICATIONS INC CL A 16117M107 7,919 350,000 X X X - ------------------------------------------------------------------------------------------------------------ COMCAST CORP. CL A SPL 200300200 10,484 250,000 X X X - ------------------------------------------------------------------------------------------------------------ DICK CLARK PRODUCTIONS INC. COMMON 181512104 8,328 812,500 X X X - ------------------------------------------------------------------------------------------------------------ DIEBOLD INC COMMON 253651103 1,510 55,000 X X X - ------------------------------------------------------------------------------------------------------------ EVEREST REINSURANCE INC. COMMON 299808105 23,615 355,000 X X X - ------------------------------------------------------------------------------------------------------------ FLAMEL TECH S.A. SPON. ADR 338488109 1,010 320,000 X X X - ------------------------------------------------------------------------------------------------------------ HOUSEHOLD INTL INC. COMMON 441815107 4,542 76,665 X X X - ------------------------------------------------------------------------------------------------------------ IGEN INC COMMON 449536101 3,598 190,000 X X X - ------------------------------------------------------------------------------------------------------------ JDN REALTY CORP COMMON 465917102 2,828 250,000 X X X - ------------------------------------------------------------------------------------------------------------ JOHNSON & JOHNSON COMMON 478160104 34,988 400,000 X X X - ------------------------------------------------------------------------------------------------------------ MERCATOR SOFTWARE INC. COMMON 587587106 875 239,400 X X X - ------------------------------------------------------------------------------------------------------------ MONSANTO COMPANY COMMON 61166W101 9,574 270,000 X X X - ------------------------------------------------------------------------------------------------------------ MURPHY OIL CORP COMMON 626717102 6,112 91,800 X X X - ------------------------------------------------------------------------------------------------------------ NTL INC. COMMON 629407107 7,294 290,000 X X X - ------------------------------------------------------------------------------------------------------------ OM GROUP, INC. COMMON 670872100 11,981 225,000 X X X - ------------------------------------------------------------------------------------------------------------ PACIFIC GULF PPTYS INC. COMMON 694396102 3,824 676,800 X X X - ------------------------------------------------------------------------------------------------------------ PHILADELPHIA SUBURBAN CORP COMMON 718009608 7,363 312,500 X X X - ------------------------------------------------------------------------------------------------------------ PLAINS RESOURCES INC. COMMON 726540503 6,741 321,000 X X X - ------------------------------------------------------------------------------------------------------------ QWEST COMMUNICATIONS COMMON 749121109 17,525 500,000 X X X - ------------------------------------------------------------------------------------------------------------ SCHERING PLOUGH CORP COMMON 806605101 3,653 100,000 X X X - ------------------------------------------------------------------------------------------------------------ ST JUDE MEDICAL INC COMMON 790849103 5,385 100,000 X X X - ------------------------------------------------------------------------------------------------------------ TEXACO INC. COMMON 881694103 13,280 200,000 X X X - ------------------------------------------------------------------------------------------------------------ TRANSATLANTIC HOLDINGS COMMON 893521104 27,647 269,700 X X X - ------------------------------------------------------------------------------------------------------------ UNOCAL CORP COMMON 915289102 10,371 300,000 X X X - ------------------------------------------------------------------------------------------------------------ US AIRWAYS GROUP INC. PUT 911905957 1,064 30,000 (P) X X X - ------------------------------------------------------------------------------------------------------------ US AIRWAYS GROUP INC. CALL 911905907 532 15,000 (C) X X X - ------------------------------------------------------------------------------------------------------------ VASOGEN INC COMMON 92232F103 2,515 500,000 X X X - ------------------------------------------------------------------------------------------------------------ WORLDCOM INC COMMON 98157D106 5,606 300,000 X X X - ------------------------------------------------------------------------------------------------------------ NOTE: The limited contents of Forms 13F cannot be used as a basis of determining actual or prospective investment performance, and any attempt to use such information may be materially misleading.
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