-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JIBOHIw4wiyzbuP//NcjZhWIxrWLsUr+bvXHye0pZ+rTZfG0aGaTVWPxqZeZ5Ien mchZW9doZ/k3Y85JimIU/w== 0000950123-99-010197.txt : 19991117 0000950123-99-010197.hdr.sgml : 19991117 ACCESSION NUMBER: 0000950123-99-010197 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHIEFTAIN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000789920 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133194313 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01658 FILM NUMBER: 99752251 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH ST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124219760 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 CHIEFTAIN CAPITAL MANAGEMENT, INC. 1 OMB APPROVAL OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response . . .24.70 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment [ ]: Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Chieftain Capital Management, Inc. Address: 12 East 49th Street, New York, New York 10017 Form 13F File Number: 28-1658 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas D. Stern Title: Director Phone: (212) 421-9760 Signature, Place, and Date of Signing: /s/ Thomas D. Stern - -------------------------------------- New York, New York November 10, 1999 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 2 FORM 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 4 Form 13F Information Table Value Total: $971,318 (thousands) CONFIDENTIAL INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION. List of Other Included Managers: NONE 3 FORM 13F INFORMATION TABLE
- ------------------------------------------------------------------------------------------------ COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 - ------------------------------------------------------------------------------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHARES OR SH/PRN PUT/CALL (X$1000) PRINCIPAL AMT - ------------------------------------------------------------------------------------------------ SHAW COMMUNICATIONS INC CL B 82028K 20 0 471,305 17,099,197 SH - ------------------------------------------------------------------------------------------------ ALBERTA ENERGY LTD COM 012873 10 5 398,231 13,791,068 SH - ------------------------------------------------------------------------------------------------ MEDIAONE GROUP INC COM 58440J 10 4 72,401 1,059,850 SH - ------------------------------------------------------------------------------------------------ FEDERAL HOME LN MTG CORP COM 313400 30 1 29,381 565,019 SH - ------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------ COLUMN TOTALS 971,318 - ------------------------------------------------------------------------------------------------ GRAND TOTAL 971,318
- ----------------------------------------------------------------------- COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------------------------------------------------- NAME OF ISSUER INVESTMENT OTHER VOTING AUTHORITY DISCRETION MANAGERS -------------------------- SOLE SHARED NONE - ----------------------------------------------------------------------- SHAW COMMUNICATIONS INC SOLE 17,099,197 - ----------------------------------------------------------------------- ALBERTA ENERGY LTD SOLE 13,791,068 - ----------------------------------------------------------------------- MEDIAONE GROUP INC SOLE 1,059,850 - ----------------------------------------------------------------------- FEDERAL HOME LN MTG CORP SOLE 565,019 - ----------------------------------------------------------------------- - ----------------------------------------------------------------------- - ----------------------------------------------------------------------- COLUMN TOTALS - ----------------------------------------------------------------------- GRAND TOTAL
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