-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EFo79yrMzTYMvxVR2cQkP0h0fp9gA6DmaWls1RZmDYzWdgux3JZ+jI2UTYiQjx1H BiKExB4MT5zMtMad+aqfPQ== 0000950123-02-010919.txt : 20021114 0000950123-02-010919.hdr.sgml : 20021114 20021114145230 ACCESSION NUMBER: 0000950123-02-010919 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHIEFTAIN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000789920 IRS NUMBER: 133194313 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01658 FILM NUMBER: 02824557 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH ST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124219760 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 y65791e13fvhr.txt CHIEFTAIN CAPITAL MANAGEMENT FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]: Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Chieftain Capital Management, Inc. Address: 12 East 49th Street, New York, New York 10017 Form 13F File Number: 28-1658 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas D. Stern Title: Managing Director Phone: (212) 421-9760 Signature, Place, and Date of Signing: /s/ Thomas D. Stern New York, New York November 14, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 8 Form 13F Information Table Value Total: $1,457,908 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- -------- -------- -------- --------------------- -------- -------- --------------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x $1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----- ----- --------- ------- --- ---- ---------- -------- ---- ------ ---- IRON MTN INC PA COM 462846 10 6 319,814 12,797,675 SH SOLE 12,797,675 ENCANA CORP COM 292505 10 4 296,521 9,851,204 SH SOLE 9,851,204 SHAW COMMUNI- CATIONS INC CL B 82028K 20 0 240,899 28,954,181 SH SOLE 28,954,181 COMCAST CORP CL A SPL 200300 20 0 192,340 9,220,530 SH SOLE 9,220,530 LABORATORY CORP AMER HLDGS COM NEW 50540R 40 9 186,107 5,509,375 SH SOLE 5,509,375 CITIZENS COMMUNI- CATIONS CO COM 17453B 10 1 120,297 17,742,950 SH SOLE 17,742,950 YANKEE CANDLE INC COM 984757 10 4 96,326 5,610,115 SH SOLE 5,610,115 NEWHALL LAND AND DEPOSIT- FARMING CO CAL ARY REC 651426 10 8 5,604 227,800 SH SOLE 227,800
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