-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LsbWEZipWBLE2wstPtzCSkc3OTmno216okBqV3opp2FzTCr5oI//RMIdenUPNdSa MWHmH995tBTMk2cmSicIgg== 0000950123-02-001338.txt : 20020414 0000950123-02-001338.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950123-02-001338 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHIEFTAIN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000789920 IRS NUMBER: 133194313 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01658 FILM NUMBER: 02537698 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH ST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124219760 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 y57479fe13f-hr.txt CHIEFTAIN CAPITAL MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ ]: Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Chieftain Capital Management, Inc. Address: 12 East 49th Street, New York, New York 10017 Form 13F File Number: 28-1658 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas D. Stern Title: Managing Director Phone: (212) 421-9760 Signature, Place, and Date of Signing: /s/ Thomas D. Stern New York, New York February 11, 2002 - ------------------------ Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 7 Form 13F Information Table Value Total: $2,185,236 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
- -------------------------------------------------------------------------------------------------------------------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 - -------- -------- -------- -------- --------------------- -------- - -------------------------------------------------------------------------------------------------------------------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT NAME OF ISSUER CLASS CUSIP (x $1000) PRN AMT PRN CALL DISCRETION - ------------------------ ------------ ---------------- ----------- ------- --- ---- ---------- - -------------------------------------------------------------------------------------------------------------------------------- SHAW COMMUNI- CATIONS INC CL B 82028K 20 0 626,089 29,532,498 SH SOLE - -------------------------------------------------------------------------------------------------------------------------------- ALBERTA ENERGY LTD COM 012873 10 5 641,092 16,937,703 SH SOLE - -------------------------------------------------------------------------------------------------------------------------------- IRON MTN INC PA COM 462846 10 6 326,080 7,444,740 SH SOLE - -------------------------------------------------------------------------------------------------------------------------------- JONES APPAREL GROUP INC COM 480074 10 3 311,483 9,390,506 SH SOLE - -------------------------------------------------------------------------------------------------------------------------------- YANKEE CANDLE INC COM 984757 10 4 168,605 7,440,651 SH SOLE - -------------------------------------------------------------------------------------------------------------------------------- BLYTH INC COM 09643P 10 8 104,907 4,512,144 SH SOLE - -------------------------------------------------------------------------------------------------------------------------------- NEWHALL LAND AND DEPOSIT- 651426 10 8 6,980 235,800 SH SOLE FARMING CO CAL ARY REC - -------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------- COLUMN 1 COLUMN 7 COLUMN 8 - -------- -------- ----------------------------- - ---------------------------------------------------------------------------- OTHER VOTING AUTHORITY NAME OF ISSUER MANAGERS SOLE SHARED NONE - ------------------------ -------- -------- ------ ---- - ---------------------------------------------------------------------------- SHAW COMMUNI- CATIONS INC 29,532,498 - ---------------------------------------------------------------------------- ALBERTA ENERGY LTD 16,937,703 - ---------------------------------------------------------------------------- IRON MTN INC PA 7,444,740 - ---------------------------------------------------------------------------- JONES APPAREL GROUP INC 9,390,506 - ---------------------------------------------------------------------------- YANKEE CANDLE INC 7,440,651 - ---------------------------------------------------------------------------- BLYTH INC 4,512,144 - ---------------------------------------------------------------------------- NEWHALL LAND AND 235,800 FARMING CO CAL - ----------------------------------------------------------------------------
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