-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A5WeAUDKRBF2qdNcSmL61hZTneiGmzEYsBfloSKi2ZhqYl58mQpWrYc5Xsf2/7zc OLsgh3EJa0Pg956j1NXi4w== 0000950123-01-508430.txt : 20020410 0000950123-01-508430.hdr.sgml : 20020410 ACCESSION NUMBER: 0000950123-01-508430 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHIEFTAIN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000789920 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133194313 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01658 FILM NUMBER: 1786842 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH ST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124219760 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 y54998e13f-hr.txt CHIEFTAIN CAPITAL MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]: Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Chieftain Capital Management, Inc. Address: 12 East 49th Street, New York, New York 10017 Form 13F File Number: 28-1658 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas D. Stern Title: Director Phone: (212) 421-9760 Signature, Place, and Date of Signing: /s/ Thomas D. Stern New York, New York November 13, 2001 - ----------------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 8 Form 13F Information Table Value Total: $1,985,383 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- -------- ----------- --------- -------------------- ---------- -------- ------------------------ TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x $1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------- -------- ----------- --------- ---------- --- ---- ---------- -------- ---------- ------ ---- SHAW COMMUNI- CATIONS INC CL B 82028K 20 0 600,251 29,642,008 SH SOLE 29,642,008 ALBERTA ENERGY LTD COM 012873 10 5 580,551 17,100,178 SH SOLE 17,100,178 IRON MTN INC PA COM 462846 10 6 290,043 6,997,430 SH SOLE 6,997,430 JONES APPAREL GROUP INC COM 480074 10 3 249,155 9,774,611 SH SOLE 9,774,611 YANKEE CANDLE INC COM 984757 10 4 139,106 8,134,826 SH SOLE 8,134,826 BLYTH INC COM 09643P 10 8 90,782 4,564,219 SH SOLE 4,564,219 CORUS COM CL B ENTERTAINMENT INC NON VTG 220874 10 1 28,810 1,753,499 SH SOLE 1,753,499 NEWHALL LAND AND DEPOSIT- 651426 10 8 6,685 235,800 SH SOLE 235,800 FARMING CO CAL ARY REC
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