13F-HR 1 y52527e13f-hr.txt CHIEFTAIN CAPITAL MANAGEMENT, INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment [ ]: Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Chieftain Capital Management, Inc. Address: 12 East 49th Street, New York, New York 10017 Form 13F File Number: 28-1658 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas D. Stern Title: Director Phone: (212) 421-9760 Signature, Place, and Date of Signing: /S/ THOMAS D. STERN New York, New York August 13, 2001 ------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 2 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 6 Form 13F Information Table Value Total: $2,002,167 (thousands) CONFIDENTIAL INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION. List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 3 FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------------------------------------------------------------------------------------------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x $1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------------------------------------------------------------------------------------------------------- SHAW COMMUNI- CATIONS INC CL B 82028K 20 0 701,614 29,554,088 SH SOLE 29,554,088 ALBERTA ENERGY LTD COM 012873 10 5 695,731 16,870,298 SH SOLE 16,870,298 JONES APPAREL GROUP INC COM 480074 10 3 250,181 5,791,236 SH SOLE 5,791,236 YANKEE CANDLE INC COM 984757 10 4 154,816 8,152,476 SH SOLE 8,152,476 BLYTH INC COM 09643P 10 8 121,217 4,714,794 SH SOLE 4,714,794 CORUS COM CL B ENTERTAINMENT INC NON VTG 220874 10 1 78,608 3,402,945 SH SOLE 3,402,945