UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): May 6, 2015
Commission file numbers:
SunGard Capital Corp. 000-53653
SunGard Capital Corp. II 000-53654
SunGard Data Systems Inc. 1-12989
SunGard® Capital Corp.
SunGard® Capital Corp. II
SunGard® Data Systems Inc.
(Exact name of registrant as specified in its charter)
Delaware | 20-3059890 | |
Delaware | 20-3060101 | |
Delaware | 51-0267091 | |
(State or other jurisdiction of incorporation or organization) |
(IRS Employer Identification No.) |
Not Applicable
(Former Name and Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01. | Other Events. |
SunGard Data Systems Inc. (SunGard) is an indirect wholly owned subsidiary of SunGard Capital Corp II, which is a subsidiary of SunGard Capital Corp (SunGard Capital). On May 6, 2015, SunGard issued a press release announcing that SunGard Capital is considering pursuing an initial public offering of common stock. A copy of the press release is furnished as Exhibit 99.1 to this report. The information in this Item 8.01, including the Exhibit attached hereto, shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934.
Item 9.01. | Financial Statements and Exhibits. |
(d) | Exhibits. |
99.1: | Press Release, dated May 6, 2015, issued by SunGard Data Systems Inc. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SUNGARD CAPITAL CORP. | ||||||
SUNGARD CAPITAL CORP. II | ||||||
SUNGARD DATA SYSTEMS INC. | ||||||
Date: May 6, 2015 | By: | /s/ Victoria E. Silbey | ||||
Victoria E. Silbey | ||||||
Senior Vice President-Legal and Chief Legal Officer |
EXHIBIT INDEX
The following is a list of Exhibits furnished with this report.
Exhibit |
Description | |
99.1: | Press Release, dated May 6, 2015, issued by SunGard Data Systems Inc. |
Exhibit 99.1
For more information, contact:
Henry Miller - financial contact | George Thomas - media contact | |
Tel: 484-582-5445 | Tel: 484-582-5635 | |
henry.miller@sungard.com | george.thomas@sungard.com |
SunGard Data Systems Considering Pursuing Initial Public Offering
Wayne, PA May 6, 2015 SunGard Data Systems Inc. (SunGard or the Company) announced today that its parent company, SunGard Capital Corp., is considering pursuing an initial public offering of common stock in 2015. The timing, number of shares to be offered and the price range of the proposed offering have not yet been determined. The Company expects to use net proceeds of the proposed offering to repay debt.
This press release is being issued in accordance with Rule 135 of the Securities Act of 1933, as amended. As required by Rule 135, this press release does not constitute an offer to sell or the solicitation of an offer to buy securities, and shall not constitute an offer, solicitation or sale in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of that jurisdiction. The proposed offering will be made only by means of a prospectus to be included in the registration statement.
This announcement contains certain statements that are forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934 concerning SunGards intention to conduct an initial public offering of common stock. There can be no assurance that actual results will not differ from the Companys expectations. These statements contain words such as intend, will and expect and can be impacted by numerous factors including the risk that the offering may not occur in its expected timeframe or at all, the securities market generally, the Companys results of operations and other risks. Factors that may affect our business are discussed under the captions Risk Factors and Managements Discussion and Analysis of Financial Condition and Results of Operations in the Companys most recent Annual Report on Form 10-K filed with the U.S. Securities and Exchange Commission. The Company undertakes no obligation to update or revise such forward-looking statements to reflect events or circumstances that occur, or which it becomes aware of, after the date hereof.
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