UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 21, 2014
Commission file numbers:
SunGard Capital Corp. | 000-53653 | |
SunGard Capital Corp. II | 000-53654 | |
SunGard Data Systems Inc. | 1-12989 |
SunGard® Capital Corp.
SunGard® Capital Corp. II
SunGard® Data Systems Inc.
(Exact name of registrant as specified in its charter)
Delaware | 20-3059890 | |
Delaware | 20-3060101 | |
Delaware | 51-0267091 | |
(State or other jurisdiction of incorporation) |
(I.R.S. Employer Identification No.) |
680 Swedesford Road Wayne, Pennsylvania |
19087 | |
(Address of principal executive offices) | (Zip Code) |
Registrants telephone number, including area code: (484) 582-2000
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 7.01 Regulation FD Disclosure.
On January 21, 2014, SunGard Data Systems Inc. issued a press release announcing that, effective February 24, 2014, Marianne Brown will become the chief operating officer of its Financial Systems business.
The press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K. In accordance with General Instruction B.2 of Form 8-K, the information in Exhibit 99.1 and in this Item shall not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit Number |
Exhibit Title | |
99.1 | Press Release, dated January 21, 2014, issued by SunGard Data Systems Inc. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SunGard Capital Corp. | ||||||
SunGard Capital Corp. II | ||||||
January 21, 2014 | By: | /s/ Leslie S. Brush | ||||
Leslie S. Brush | ||||||
Vice President |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SunGard Data Systems Inc. | ||||||
January 21, 2014 | By: | /s/ Leslie S. Brush | ||||
Leslie S. Brush | ||||||
Vice President-Legal, Chief Governance Officer and Secretary |
Exhibit 99.1
For more information, contact: | ||||
Henry Miller - financial contact | George Thomas - media contact | |||
Tel: 484-582-5445 | Tel: 484-582-5635 | |||
henry.miller@sungard.com | george.thomas@sungard.com |
Marianne Brown Joins SunGard as Chief Operating Officer, Financial Systems
Wayne, PA January 21, 2014 SunGard, one of the worlds leading software and technology services companies, today announced that effective February 24, 2014, Marianne Brown will become the chief operating officer of its Financial Systems business.
Ms. Brown is an accomplished business leader with a track record for driving growth and profitability within complex global organizations. She brings to SunGard more than three decades of experience in the financial services and technology industries. Most recently, she was president and CEO of Omgeo, a global financial services technology company serving over 6,500 customers in nearly 52 countries. Before joining Omgeo in 2006, she was the CEO of the Securities Industry Automation Corporation (SIAC), a wholly owned subsidiary of the NYSE Euronext Group, where she was responsible for the delivery of all trading and regulatory solutions for the New York Stock Exchange as well as production support for the American Stock Exchange.
Ms. Brown began her career in 1978 at Automatic Data Processing (ADP). Throughout her 26 years at ADP, she held positions of increasing responsibility in various areas from customer service, account management and sales to operations, technology and development culminating in her role as general manager of ADPs Brokerage Processing Services business, which was subsequently spun off to become Broadridge Financial Solutions.
Russ Fradin, SunGards president and chief executive officer, commented, We are delighted to welcome Marianne to the SunGard team. She has a storied career in our industry and a strong reputation as a leader who is focused on crisp execution and delivering stellar results. With her wealth of management experience, operational acumen and boundless energy, I have every confidence that Marianne will add tremendous value in helping us drive the growth and performance of our Financial Systems business.
Ms. Brown serves as a senior advisor to the international womens development and microfinance organization, Pro Mujer, as well as an advisor to the NYC Investment Funds IT Sector Group. She is president of the Board of Directors for CAREERS for People with Disabilities and a member of The Economic Club of New York and The Womens Forum, Inc.
Ms. Brown is a graduate of Concordia College with a degree in Business.
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About SunGard
SunGard is one of the worlds leading software and technology services companies. SunGard serves approximately 25,000 customers in more than 70 countries and has approximately 17,000 employees. SunGard provides software and processing solutions for financial services, education and the public sector. SunGard also provides disaster recovery services, managed IT services, information availability consulting services and business continuity management software. With annual revenue of over $4.0 billion, SunGard is one of the largest privately held IT software and services company. For more information, please visit www.sungard.com.
Trademark information: SunGard and the SunGard logo are trademarks or registered trademarks of SunGard Data Systems Inc. or its subsidiaries in the U.S. and other countries. All other trade names are trademarks or registered trademarks of their respective holders.
SunGards Safe Harbor Statement under Private Securities Litigation Reform Act of 1995
Statements in this release other than historical facts constitute forward-looking statements. You can identify forward-looking statements because they contain words such as believes, expects, may, will, would, should, seeks, approximately, intends, plans, estimates, or anticipates or similar expressions which concern our strategy, plans or intentions. All statements we make relating to estimated and projected earnings, growth rates and financial results are forward-looking statements. All of these forward-looking statements are subject to risks and uncertainties that may change at any time, and, therefore, our actual results may differ materially from those we expected. The factors that may affect our business or future financial results are discussed in our filings with the Securities and Exchange Commission, copies of which may be obtained from us without charge. We assume no obligation to update any written or oral forward-looking statement made by us or on our behalf as a result of new information, future events or other factors.
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