-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CNAtEWc7AphOJgzFzL73AiroxJfZv4IoL5ieRh6lbfwhj1fH7ZM1/XvGyf5Cs7Ra 3LZqgaARf6ogH1zJVyIzcA== 0001193125-07-047326.txt : 20070306 0001193125-07-047326.hdr.sgml : 20070306 20070306154837 ACCESSION NUMBER: 0001193125-07-047326 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070306 DATE AS OF CHANGE: 20070306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUNGARD DATA SYSTEMS INC CENTRAL INDEX KEY: 0000789388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510267091 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538 FILM NUMBER: 07674762 BUSINESS ADDRESS: STREET 1: SUNGARD DATA SYSTEMS INC STREET 2: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 4845825512 MAIL ADDRESS: STREET 1: SUNGARD DATA SYSTEMS INC STREET 2: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SUNDATA CORP DATE OF NAME CHANGE: 19860310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Workflow Solutions LLC CENTRAL INDEX KEY: 0001355459 IRS NUMBER: 631019430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-44 FILM NUMBER: 07674823 BUSINESS ADDRESS: STREET 1: 104 INVERNESS PLACE CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Trust Systems LLC CENTRAL INDEX KEY: 0001355463 IRS NUMBER: 232139612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-43 FILM NUMBER: 07674822 BUSINESS ADDRESS: STREET 1: 5510 77 CENTER DRIVE CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard AvantGard LLC CENTRAL INDEX KEY: 0001355466 IRS NUMBER: 953440473 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-42 FILM NUMBER: 07674821 BUSINESS ADDRESS: STREET 1: 23975 PARK SORRENTO STREET 2: 4TH FLOOR CITY: CALABASAS STATE: CA ZIP: 91302 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Treasury Systems Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Trading Systems VAR LLC CENTRAL INDEX KEY: 0001355467 IRS NUMBER: 223819527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-41 FILM NUMBER: 07674820 BUSINESS ADDRESS: STREET 1: 55 BROADWAY STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Technology Services LLC CENTRAL INDEX KEY: 0001355468 IRS NUMBER: 232579118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-40 FILM NUMBER: 07674819 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Availability Services Ltd. CENTRAL INDEX KEY: 0001355469 IRS NUMBER: 233024711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-66 FILM NUMBER: 07674818 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Availability Services LP CENTRAL INDEX KEY: 0001355470 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 232106195 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-65 FILM NUMBER: 07674824 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Asset Management Systems LLC CENTRAL INDEX KEY: 0001355471 IRS NUMBER: 232889386 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-64 FILM NUMBER: 07674817 BUSINESS ADDRESS: STREET 1: 40 GENERAL WARREN BLVD. STREET 2: SUITE 200 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Asia Pacific Inc. CENTRAL INDEX KEY: 0001355472 IRS NUMBER: 510370861 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-63 FILM NUMBER: 07674816 BUSINESS ADDRESS: STREET 1: 601 WALNUT STREET STREET 2: SUITE 1010 CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Advisor Technologies Inc. CENTRAL INDEX KEY: 0001355478 IRS NUMBER: 680129857 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-62 FILM NUMBER: 07674815 BUSINESS ADDRESS: STREET 1: 2399 GATEWAY OAKS DRIVE STREET 2: SUITE 200 CITY: SACRAMENTO STATE: CA ZIP: 95833 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SRS Development Inc. CENTRAL INDEX KEY: 0001355489 IRS NUMBER: 232746281 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-61 FILM NUMBER: 07674814 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIS Europe Holdings Inc. CENTRAL INDEX KEY: 0001355491 IRS NUMBER: 411511643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-60 FILM NUMBER: 07674812 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Higher Education Managed Services Inc. CENTRAL INDEX KEY: 0001355493 IRS NUMBER: 232414968 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-58 FILM NUMBER: 07674811 BUSINESS ADDRESS: STREET 1: 2300 MAITLAND CENTER PARKWAY STREET 2: SUITE 340 CITY: MAITLAND STATE: FL ZIP: 32751 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Collegis Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Canada Holdings Inc. CENTRAL INDEX KEY: 0001355502 IRS NUMBER: 510389725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-57 FILM NUMBER: 07674810 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Business Systems LLC CENTRAL INDEX KEY: 0001355504 IRS NUMBER: 591086117 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-56 FILM NUMBER: 07674809 BUSINESS ADDRESS: STREET 1: 104 INVERNESS CENTER PLACE CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Higher Education Advancement Inc. CENTRAL INDEX KEY: 0001355505 IRS NUMBER: 522197045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-55 FILM NUMBER: 07674808 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 1200 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard BSR Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Bi-Tech LLC CENTRAL INDEX KEY: 0001355507 IRS NUMBER: 232813553 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-54 FILM NUMBER: 07674807 BUSINESS ADDRESS: STREET 1: 890 FORTRESS STREET CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Development CORP CENTRAL INDEX KEY: 0001355508 IRS NUMBER: 232589002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-53 FILM NUMBER: 07674806 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Corbel LLC CENTRAL INDEX KEY: 0001355517 IRS NUMBER: 952845556 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-52 FILM NUMBER: 07674805 BUSINESS ADDRESS: STREET 1: 1660 PRUDENTIAL DRIVE CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Computer Services LLC CENTRAL INDEX KEY: 0001355519 IRS NUMBER: 680499469 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-51 FILM NUMBER: 07674804 BUSINESS ADDRESS: STREET 1: 600 LAUREL ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Financial Systems LLC CENTRAL INDEX KEY: 0001355520 IRS NUMBER: 232585361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-50 FILM NUMBER: 07674803 BUSINESS ADDRESS: STREET 1: 601 SECOND AVENUE SOUTH CITY: HOPKINS STATE: MN ZIP: 55343 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Expert Solutions Inc. CENTRAL INDEX KEY: 0001355551 IRS NUMBER: 870392667 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-49 FILM NUMBER: 07674802 BUSINESS ADDRESS: STREET 1: 90 S. 400 WEST STREET 2: SUITE 400 CITY: SALT LAKE CITY STATE: UT ZIP: 84101 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard ERisk Inc. CENTRAL INDEX KEY: 0001355552 IRS NUMBER: 522318969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-48 FILM NUMBER: 07674801 BUSINESS ADDRESS: STREET 1: 1500 BROADWAY STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard eProcess Intelligence LLC CENTRAL INDEX KEY: 0001355553 IRS NUMBER: 133217303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-47 FILM NUMBER: 07674800 BUSINESS ADDRESS: STREET 1: 70 SOUTH ORANGE AVENUE CITY: LIVINGSTON STATE: NJ ZIP: 07039 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard eProcess Intelligence Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Consulting Services Inc. CENTRAL INDEX KEY: 0001355554 IRS NUMBER: 870727844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-46 FILM NUMBER: 07674799 BUSINESS ADDRESS: STREET 1: 10375 RICHMOND AVE STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard DIS Inc. CENTRAL INDEX KEY: 0001355555 IRS NUMBER: 232829670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-38 FILM NUMBER: 07674798 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard CSA LLC CENTRAL INDEX KEY: 0001355556 IRS NUMBER: 204280640 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-37 FILM NUMBER: 07674797 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Energy Systems Inc. CENTRAL INDEX KEY: 0001355557 IRS NUMBER: 134081739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-36 FILM NUMBER: 07674796 BUSINESS ADDRESS: STREET 1: 601 WALNUT STREET STREET 2: SUITE 1010 CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard HTE Inc. CENTRAL INDEX KEY: 0001355600 IRS NUMBER: 592133858 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-35 FILM NUMBER: 07674795 BUSINESS ADDRESS: STREET 1: 1000 BUSINESS CENTER DRIVE CITY: LAKE MARY STATE: FL ZIP: 32746 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard iWORKS LLC CENTRAL INDEX KEY: 0001355601 IRS NUMBER: 232814630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-34 FILM NUMBER: 07674794 BUSINESS ADDRESS: STREET 1: 11560 GREAT OAKS WAY STREET 2: SUITE 200 CITY: ALPHARETTA STATE: GA ZIP: 30022 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Insurance Systems LLC DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Investment Systems LLC CENTRAL INDEX KEY: 0001355603 IRS NUMBER: 232115509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-32 FILM NUMBER: 07674793 BUSINESS ADDRESS: STREET 1: 11 SALT CREEK LANE CITY: HINSDALE STATE: IL ZIP: 60521 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Investment Ventures LLC CENTRAL INDEX KEY: 0001355604 IRS NUMBER: 510297001 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-31 FILM NUMBER: 07674792 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Kiodex Inc. CENTRAL INDEX KEY: 0001355605 IRS NUMBER: 134100480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-30 FILM NUMBER: 07674791 BUSINESS ADDRESS: STREET 1: 628 BROADWAY STREET 2: SUITE 501 CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard NetWork Solutions Inc. CENTRAL INDEX KEY: 0001355606 IRS NUMBER: 232981034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-29 FILM NUMBER: 07674790 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Pentamation Inc. CENTRAL INDEX KEY: 0001355608 IRS NUMBER: 231717744 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-28 FILM NUMBER: 07674788 BUSINESS ADDRESS: STREET 1: 3 WEST BROAD STREET STREET 2: SUITE 1 CITY: BETHLEHEM STATE: PA ZIP: 18018 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Assent Software LLC CENTRAL INDEX KEY: 0001355610 IRS NUMBER: 770589377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-27 FILM NUMBER: 07674787 BUSINESS ADDRESS: STREET 1: 5 MARINE VIEW PLAZA CITY: HOBOKEN STATE: NJ ZIP: 07030 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASC Software Inc. CENTRAL INDEX KEY: 0001355611 IRS NUMBER: 481297075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-26 FILM NUMBER: 07674786 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BLVD STREET 2: 7TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Automated Securities Clearance LLC CENTRAL INDEX KEY: 0001355612 IRS NUMBER: 223701255 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-25 FILM NUMBER: 07674785 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BLVD STREET 2: 7TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BancWare LLC CENTRAL INDEX KEY: 0001355613 IRS NUMBER: 042766162 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-24 FILM NUMBER: 07674784 BUSINESS ADDRESS: STREET 1: 3 POST OFFICE SQUARE STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Reference Data Solutions Inc. CENTRAL INDEX KEY: 0001355614 IRS NUMBER: 721571745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-23 FILM NUMBER: 07674783 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard SAS Holdings Inc. CENTRAL INDEX KEY: 0001355616 IRS NUMBER: 260052190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-22 FILM NUMBER: 07674782 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Higher Education Inc. CENTRAL INDEX KEY: 0001355618 IRS NUMBER: 232303679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-21 FILM NUMBER: 07674781 BUSINESS ADDRESS: STREET 1: 4 COUNTRY VIEW ROAD CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard SCT Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Securities Finance LLC CENTRAL INDEX KEY: 0001355620 IRS NUMBER: 133799258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-20 FILM NUMBER: 07674780 BUSINESS ADDRESS: STREET 1: 12B MANOR PARKWAY CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Data Technology Services Inc. CENTRAL INDEX KEY: 0001355621 IRS NUMBER: 412128157 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-19 FILM NUMBER: 07674779 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Securities Finance International LLC CENTRAL INDEX KEY: 0001355622 IRS NUMBER: 133809371 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-18 FILM NUMBER: 07674778 BUSINESS ADDRESS: STREET 1: 12B MANOR PARKWAY CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Securities Finance International Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Derivatech Risk Solutions Inc. CENTRAL INDEX KEY: 0001355623 IRS NUMBER: 481286297 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-17 FILM NUMBER: 07674777 BUSINESS ADDRESS: STREET 1: 1 S. WACKER STREET STREET 2: SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Exeter Educational Management Systems, Inc. CENTRAL INDEX KEY: 0001355624 IRS NUMBER: 043123926 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-16 FILM NUMBER: 07674776 BUSINESS ADDRESS: STREET 1: 141 PORTLAND STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Software, Inc. CENTRAL INDEX KEY: 0001355625 IRS NUMBER: 510287708 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-15 FILM NUMBER: 07674775 BUSINESS ADDRESS: STREET 1: 1105 NORTH MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Systems International Inc. CENTRAL INDEX KEY: 0001355628 IRS NUMBER: 232490902 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-12 FILM NUMBER: 07674774 BUSINESS ADDRESS: STREET 1: 560 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HTE-UCS, Inc. CENTRAL INDEX KEY: 0001355629 IRS NUMBER: 592486196 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-11 FILM NUMBER: 07674773 BUSINESS ADDRESS: STREET 1: 2005 W. CYPRESS CREEK ROAD STREET 2: SUITE 200 CITY: FORT LAUDERDALE STATE: FL ZIP: 33309-1835 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Inflow LLC CENTRAL INDEX KEY: 0001355630 IRS NUMBER: 841439489 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-39 FILM NUMBER: 07674772 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard AvantGard Receivables LLC CENTRAL INDEX KEY: 0001355631 IRS NUMBER: 222885721 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-10 FILM NUMBER: 07674771 BUSINESS ADDRESS: STREET 1: 300 LANIDEX PLAZA CITY: PARSIPPANY STATE: NJ ZIP: 07054 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: GetPaid LLC DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MBM Inc. CENTRAL INDEX KEY: 0001355632 IRS NUMBER: 233091216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-09 FILM NUMBER: 07674770 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MicroHedge LLC CENTRAL INDEX KEY: 0001355634 IRS NUMBER: 363721745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-07 FILM NUMBER: 07674769 BUSINESS ADDRESS: STREET 1: ONE SOUTH WACKER DRIVE STREET 2: SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wall Street Concepts Inc. CENTRAL INDEX KEY: 0001355635 IRS NUMBER: 133977917 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-06 FILM NUMBER: 07674768 BUSINESS ADDRESS: STREET 1: 44 WALL STREET STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: World Systems Inc. CENTRAL INDEX KEY: 0001355636 IRS NUMBER: 232994973 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-05 FILM NUMBER: 07674767 BUSINESS ADDRESS: STREET 1: 40 GENERAL WARREN BOULEVARD STREET 2: SUITE 200 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Online Securities Processing Inc. CENTRAL INDEX KEY: 0001355637 IRS NUMBER: 770589377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-04 FILM NUMBER: 07674766 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Plaid Brothers Software, Inc. CENTRAL INDEX KEY: 0001355638 IRS NUMBER: 330171030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-03 FILM NUMBER: 07674765 BUSINESS ADDRESS: STREET 1: 2 VENTURE STREET STREET 2: STE. 550 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Portfolio Ventures Inc. CENTRAL INDEX KEY: 0001355639 IRS NUMBER: 510390634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-02 FILM NUMBER: 07674764 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Shareholder Systems LLC CENTRAL INDEX KEY: 0001355651 IRS NUMBER: 232025519 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135538-01 FILM NUMBER: 07674763 BUSINESS ADDRESS: STREET 1: 951 MARINERS ISLAND BLVD STREET 2: 5TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 424B3 1 d424b3.htm PROSPECTUS Prospectus

FILED PURSUANT TO RULE 424(B)(3)

File Number 333-135538

SUNGARD DATA SYSTEMS INC.

SUPPLEMENT NO. 5 TO

MARKET-MAKING PROSPECTUS DATED

AUGUST 9, 2006

THE DATE OF THIS SUPPLEMENT IS MARCH 6, 2007

ON MARCH 2, 2007, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED

CURRENT REPORT ON FORM 8-K DATED FEBRUARY 28, 2007



UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


Form 8-K

 


CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): February 28, 2007

 


SUNGARD®DATA SYSTEMS INC.

(Exact Name of Registrant as Specified in Charter)

 


 

DELAWARE   1-12989   51-0267091
(State or Other Jurisdiction   (Commission File Number)   (I.R.S. Employer
of Incorporation)     Identification No.)

 

680 EAST SWEDESFORD ROAD, WAYNE, PENNSYLVANIA   19087
(Address of Principal Executive Offices)   (Zip Code)

REGISTRANTS TELEPHONE NUMBER, INCLUDING AREA CODE: 484-582-2000

Not Applicable

(Former Name and Former Address, if Changed Since Last Report)

 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



Item 1.01. Entry into a Material Definitive Agreement.

On February 28, 2007, SunGard Data Systems Inc. (the “Company”) entered into a First Amendment (the “First Amendment”) by and among SunGard UK Holdings Limited (the “UK Borrower”), SunGard Holdco LLC (“Holdings”), JPMorgan Chase Bank, N.A. as Administrative Agent and certain of the lenders (including new term lenders) party thereto, to the Credit Agreement dated as of August 11, 2005 (as amended by the First Amendment, the “Credit Agreement”) among the Company, Solar Capital Corp. (which was merged with and into the Company), the UK Borrower, the other Overseas Borrowers party thereto, Holdings, Citigroup Global Markets Inc. and Deutsche Bank Securities Inc., as Co-Syndication Agents, Barclays Bank Plc and The Royal Bank of Canada, as Co-Documentation Agents, the lenders party thereto and the Administrative Agent.

The First Amendment increased the amount of term loan borrowings by the Company under the Credit Agreement by $400 million, reduced the interest rate on all outstanding term loans under the Credit Agreement and added a pricing grid whereby the interest rate on all term loans may be further reduced based upon achievement of a specified leverage ratio. The Credit Agreement contains standard covenants and representations and warranties. As previously disclosed, the Company expects to use the additional borrowings to redeem the Company’s $400 million in aggregate principal amount of its senior floating rate notes due 2013 in accordance with the terms of the indenture, dated August 11, 2005, governing such notes.

Many of the investment banking firms that are a party to the Credit Agreement or their affiliates have in the past performed, and may in the future from time to time perform, investment banking, financial advisory, lending and/or commercial banking services for the Company and certain of its subsidiaries and affiliates, for which service they have in the past received, and may in the future receive, customary compensation and reimbursement of expenses.

The foregoing description is qualified in its entirety by reference to the full text of the First Amendment, filed as Exhibit 10.1 hereto and incorporated by reference herein.

 

Item 9.01. Financial Statements and Exhibits.

 

  (d) Exhibits.

 

  10.1 First Amendment dated as of February 28, 2007, to the Credit Agreement dated as of August 11, 2005, among Solar Capital Corp., the Overseas Borrowers party thereto, SunGard Holdco LLC, SunGard Data Systems Inc., the Lenders party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the Lenders, Swing Line Lender and an L/C Issuer.

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    SUNGARD DATA SYSTEMS INC.
Date: March 2, 2007   By:  

/s/ Michael J. Ruane

    Michael J. Ruane
    Senior Vice President-Finance and
    Chief Financial Officer


EXHIBIT INDEX

The following is a list of Exhibits furnished with this report.

 

Exhibit No.  

Description

10.1   First Amendment dated as of February 28, 2007, to the Credit Agreement dated as of August 11, 2005, among Solar Capital Corp., the Overseas Borrowers party thereto, SunGard Holdco LLC, SunGard Data Systems Inc., the Lenders party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the Lenders, Swing Line Lender and an L/C Issuer.
EX-10.1 2 dex101.htm FIRST AMENDMENT DATED AS OF FEBRUARY 28, 2007, TO CREDIT AGREEMENT First Amendment dated as of February 28, 2007, to Credit Agreement

Exhibit 10.1

FIRST AMENDMENT dated as of February 28, 2007 (this “Amendment”), to the Credit Agreement (the “Credit Agreement”) dated as of August 11, 2005, among SOLAR CAPITAL CORP. (which was merged with and into SunGard (as defined below), the “Company”), the Overseas Borrowers from time to time party thereto (the “Overseas Borrowers” and, together with the Company, the “Borrowers”), SUNGARD HOLDCO LLC, SUNGARD DATA SYSTEMS INC. (“SunGard”), the Lenders from time to time party thereto (the “Lenders”), and JPMORGAN CHASE BANK, N.A., as administrative agent for the Lenders (in such capacity, the “Administrative Agent”), Swing Line Lender and an L/C Issuer.

RECITALS

A. Capitalized terms used herein and not otherwise defined herein shall have the meanings assigned to such terms in the Credit Agreement, as amended hereby.

B. The Borrowers have requested that the Credit Agreement be amended to provide for a new tranche of term loans thereunder (the “New U.S. Term Loans”) in an aggregate principal amount of $4,029,725,000, the proceeds of which will be used to refinance all currently outstanding U.S. Term Loans and to redeem or repurchase $400,000,000 aggregate principal amount of the Company’s floating rate senior unsecured notes due 2013 (the “Floating Rate Notes”). Except as otherwise provided herein, the New U.S. Term Loans will have the same terms as the U.S. Term Loans currently outstanding under the Credit Agreement.

C. The Borrowers have further requested that the Credit Agreement be amended to provide for (i) the refinancing of the U.K. Term Loans currently outstanding under the Credit Agreement with a new tranche of term loans thereunder (the “New U.K. Term Loans”) in an equal aggregate principal amount which, except as otherwise provided herein, will have the same terms as such existing U.K. Term Loans and (ii) the refinancing of the Euro Term Loans currently outstanding under the Credit Agreement with a new tranche of term loans thereunder (the “New Euro Term Loans” and, together with the New U.K. Term Loans and the New U.S. Term Loans, the “New Term Loans”) in an equal aggregate principal amount which, except as otherwise provided herein, will have the same terms as such existing Euro Term Loans.

D. Each existing Term Lender (collectively, the “Existing Term Lenders”) that executes and delivers a signature page to this Amendment (a “Lender Addendum”) and agrees to convert its outstanding Term Loans into New Term Loans (collectively, the “Converting Term Lenders”) will be deemed (i) to have agreed to the terms of this Amendment, (ii) to have agreed to have converted its existing U.S. Term Loans, U.K. Term Loans and/or Euro Term Loans (the “Existing U.S. Term Loans”, “Existing U.K. Term Loans” and “Existing Euro Term Loans”, as the case may be, and collectively, the “Existing Term Loans”) outstanding on the Amendment Effective Date (as defined below) into New U.S. Term Loans, New U.K. Term Loans and/or New Euro Term Loans, as the case may be, in a principal amount equal to the aggregate principal amount of such Existing Term Loans of each such Class so converted, and (iii) upon the Amendment Effective Date, to have converted such amount of its Existing Term Loans of each such Class as is determined by JPMorgan Securities Inc. (“JPMorgan”) and notified to such


Converting Term Lender into New Term Loans of the corresponding Class in an equal principal amount.

E. Each Person (other than a Converting Term Lender in its capacity as such) that executes and delivers a Lender Addendum and agrees to make New Term Loans of any Class (collectively, the “Additional Term Lenders”), including any Existing Term Lender that notifies JPMorgan that it does not desire to be a Converting Term Lender but is willing to undertake a commitment to make New Term Loans of any Class, will be deemed to have (i) agreed to the terms of this Amendment and (ii) committed to make and fund New Term Loans of such Class to the applicable Borrower on the Amendment Effective Date (the “Additional U.S. Term Loans”, and collectively with the additional U.K. Term Loans and additional Euro Term Loans, the “Additional Term Loans”), in such amount (not in excess of any such commitment) as is determined by JPMorgan and notified to such Additional Term Lender. The proceeds of the Additional Term Loans of each such Class will be used by the applicable Borrower to repay in full the outstanding principal amount of the Existing Term Loans of the corresponding Class that are not converted into New Term Loans by Converting Lenders and, in the case of the Additional U.S. Term Loans in an amount in excess of the Existing U.S. Term Loans, to redeem or repurchase, as promptly as reasonably practicable following the Amendment Effective Date, all of the Floating Rate Notes and, pending such redemption or repurchase, for general corporate purposes (including investments in Cash Equivalents and repayment of outstanding Revolving Credit Loans).

F. Each Lender other than a New Term Lender (as defined below), including any Revolving Credit Lender that executes and delivers a Lender Addendum solely in its capacity as a Revolving Credit Lender or any Existing Term Lender that executes and delivers a Lender Addendum solely in its capacity as an Existing Term Lender and not as a New Term Lender, will be deemed to have agreed to the terms of this Amendment but will not be deemed thereby to have agreed to convert its Existing Term Loans into New Term Loans or to have made any commitment to make and fund New Term Loans.

G. The Borrowers have further requested that the Credit Agreement be amended to, among other things, increase the general Indebtedness basket from $500,000,000 to $750,000,000, permit an additional $250,000,000 of Indebtedness to be outstanding under the Receivables Facility without requiring a mandatory prepayment of the New Term Loans, increase and reset the general baskets for Investments in, and Permitted Acquisitions of, Restricted Subsidiaries that are not Loan Parties, affect certain changes to the public accountant’s fiscal year-end certification requirement and modify the Applicable Rate and Maturity Date in respect of the New Term Loans.

H. The Converting Term Lenders and the Additional Term Lenders (collectively, the “New Term Lenders”) are severally willing to convert their Existing Term Loans into New Term Loans and/or to make and fund New Term Loans, as the case may be, subject to the terms and conditions set forth in this Amendment.

I. The Required Lenders, the Administrative Agent and the Collateral Agent are willing, on the terms and subject to the conditions set forth herein, to effect such amendments to the Credit Agreement.

 

2


AGREEMENTS

In consideration of the foregoing and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto hereby agree as follows:

SECTION 1. Amendment of the Credit Agreement. The Credit Agreement is hereby amended, effective as of the Amendment Effective Date, as follows:

(a) Section 1.01 of the Credit Agreement is hereby revised by:

(i) inserting the following definitions in the appropriate alphabetical order therein:

“‘First Amendment’ means the First Amendment dated as of February 28, 2007, to this Agreement.”.

“‘First Amendment Effective Date’ means the date on which the First Amendment became effective in accordance with Section 4 thereof.”.

(ii) revising the following definitions contained therein as follows:

(A) “Applicable Rate” is revised by replacing paragraph (a) thereof with the following:

“(a) with respect to Term Loans, (i) until delivery of financial statements for the first full fiscal quarter commencing on or after the First Amendment Effective Date pursuant to Section 6.01, (A) for Eurocurrency Rate Loans, 2.00% and (B) for Base Rate Loans, 1.00%, and (ii) thereafter, the following percentages per annum, based upon the Total Leverage Ratio as set forth in the most recent Compliance Certificate received by the Administrative Agent pursuant to Section 6.02(b):

 

Applicable Rate

Pricing Level

 

Total Leverage Ratio

 

Eurocurrency Rate

 

Base Rate

1   <5.25:1   1.75%   0.75%
2   ³5.25:1   2.00%   1.00%

“.

(B) “Maturity Date” is revised by replacing clause (b) therein with the following:

“(b) with respect to the Term Loans, February 28, 2014; provided, however, that such date will automatically become May 15, 2013 if all the Senior Notes are not extended, renewed or refinanced with a Permitted Refinancing on or prior to May 15, 2013, which Permitted Refinancing

 

3


will not mature or require any scheduled amortization or payments of principal prior to the date that is ninety-one (91) days after February 28, 2014.”.

(C) “Net Cash Proceeds” is revised by replacing the reference to “$500,000,000” in paragraph (c) thereof with a reference to “$750,000,000”.

(iii) revising the following definitions contained therein to read in their entirety as follows:

“‘Euro Term Commitment’ means, as to each Euro Term Lender, its obligation to make, or convert an existing Term Loan into, a Euro Term Loan hereunder pursuant to Section 3 of the First Amendment on the First Amendment Effective Date. The amount of each Euro Term Lender’s Euro Term Commitment is set forth on Schedule 2.01 under the caption “Euro Term Commitment”. The aggregate amount of the Euro Term Commitments on the First Amendment Effective Date is €132,284,714.29.”.

“‘Lender’ means each Person listed on Schedule 2.01 and any other Person that shall have become a party hereto pursuant to an Assignment and Assumption, other than any such Person that ceases to be a party hereto pursuant to an Assignment and Assumption or pursuant to the First Amendment following the repayment in full of its existing Term Loans on the First Amendment Effective Date. Unless the context otherwise requires, the term “Lenders” shall include each L/C Issuer and the Swing Line Lender, and their respective successors and assigns as permitted hereunder, together with, in each case, any Affiliate of any such financial institution through which such financial institution elects, by notice to the Administrative Agent and the Company, to make any Loans available to any Overseas Borrower; provided that, for all purposes of voting or consenting with respect to (a) any amendment, supplementation or modification of any Loan Document, (b) any waiver of any requirements of any Loan Document or any Default or Event of Default and its consequences, or (c) any other matter as to which a Lender may vote or consent pursuant to Section 10.01 of this Agreement, the financial institution making such election shall be deemed the “Lender” rather than such Affiliate, which shall not be entitled to vote or consent (it being agreed that failure of any such Affiliate to fund an obligation under this Agreement shall not relieve its affiliated financial institution from funding).”.

“‘Loan’ means the loans made by the Lenders to a Borrower pursuant to Article 2 of this Agreement, including the U.S. Term Loans, the U.K. Term Loans and the Euro Term Loans made pursuant to the First Amendment on the First Amendment Effective Date.”.

 

4


“‘Term Loan’ means a U.S. Term Loan, a U.K. Term Loan or a Euro Term Loan made hereunder pursuant to the First Amendment on the First Amendment Effective Date (or, as the context may require, any term loan made hereunder on the Closing Date).”.

“‘U.K. Term Commitment’ means, as to each U.K. Term Lender, its obligation to make, or convert an existing Term Loan into, a U.K. Term Loan hereunder pursuant to Section 3 of the First Amendment on the First Amendment Effective Date. The amount of each U.K. Term Lender’s U.K. Term Commitment is set forth on Schedule 2.01 under the caption “U.K. Term Commitment”. The aggregate amount of the U.K. Term Commitments on the First Amendment Effective Date is £83,117,686.74.”.

“‘U.S. Term Commitment’ means, as to each U.S. Term Lender, its obligation to make, or convert an existing Term Loan into, a U.S. Term Loan hereunder pursuant to Section 3 of the First Amendment on the First Amendment Effective Date. The amount of each U.S. Term Lender’s U.S. Term Commitment is set forth on Schedule 2.01 under the caption “U.S. Term Commitment”. The aggregate amount of the U.S. Term Commitments on the First Amendment Effective Date is $4,029,725,000.”.

(b) Section 2.01 of the Credit Agreement is hereby revised by replacing the first sentence of each of paragraphs (a), (b) and (c) thereof with the following:

“(a) The U.S. Term Borrowings. Subject to the terms and conditions set forth herein and in the First Amendment, each U.S. Term Lender has severally agreed to make to the Company a single loan denominated in Dollars or convert an existing U.S. Term Loan into a new U.S. Term Loan, as the case may be, on the First Amendment Effective Date in an aggregate principal amount equal to such U.S. Term Lender’s U.S. Term Commitment.”.

“(b) The U.K. Term Borrowings. Subject to the terms and conditions set forth herein and in the First Amendment, each U.K. Term Lender has severally agreed to make to the Overseas Term Borrower a single loan denominated in Sterling or to convert an existing U.K. Term Loan into a new U.K. Term Loan, as the case may be, on the First Amendment Effective Date in an aggregate principal amount equal to such U.K. Term Lender’s U.K. Term Commitment.”.

“(c) The Euro Term Borrowings. Subject to the terms and conditions set forth herein and in the First Amendment, each Euro Term Lender has severally agreed to make to the Euro Term Borrower a single loan denominated in Euro or to convert an existing Euro Term Loan into a new Euro Term Loan, as the case may be, on the First Amendment

 

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Effective Date in an aggregate principal amount equal to such Euro Term Lender’s Euro Term Commitment.”.

(c) Section 2.05(a) of the Credit Agreement is hereby revised by replacing the reference to “Closing Date” in clause (iv) thereof with a reference to “First Amendment Effective Date”.

(d) Section 2.07 of the Credit Agreement is hereby revised by replacing each reference to “Closing Date” in each of paragraphs (a), (b) and (c) thereof with a reference to “First Amendment Effective Date”.

(e) Section 6.02 of the Credit Agreement is hereby revised by replacing paragraph (a) thereof with the following:

“(a) no later than five (5) days after the delivery of the financial statements referred to in Section 6.01(a), a certificate of its independent registered public accounting firm certifying such financial statements and stating that in the course of (i) making the examination necessary therefor and (ii) performing certain other procedures permitted by professional standards, no knowledge was obtained of any Event of Default under Section 7.11 or, if any Event of Default shall exist, stating the nature of such event.”.

(f) Section 7.02 of the Credit Agreement is hereby revised by:

(i) replacing the proviso in paragraph (c)(iii)(A) thereof with the following:

“; provided that the aggregate amount of such Investments in Foreign Subsidiaries that are not Loan Parties (together with, but without duplication, the aggregate consideration paid after the First Amendment Effective Date in respect of Permitted Acquisitions of Persons that do not become Loan Parties pursuant to Section 7.02(i)(B)) shall not exceed $750,000,000 (net of any return representing a return of capital in respect of any such Investment) or”.

(ii) replacing paragraph (i)(B) thereof with the following:

“(B) the aggregate amount of consideration paid after the First Amendment Effective Date in respect of acquisitions of Persons that do not become Loan Parties (together with the aggregate amount of all Investments in Foreign Subsidiaries that are not Loan Parties pursuant to Section 7.02(c)(iii)(A)) shall not exceed $750,000,000 (net of any return representing a return of capital in respect of any such Investment);”.

(g) Section 7.03(n) of the Credit Agreement is hereby revised by replacing the reference to “$500,000,000” therein with a reference to “$750,000,000”.

(h) Section 7.10 of the Credit Agreement is hereby revised to read in its entirety as follows:

 

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“SECTION 7.10. Use of Proceeds. Use the proceeds of any Credit Extension, whether directly or indirectly, (a) in a manner inconsistent with the uses set forth in the preliminary statements to this Agreement or (b) in the case of any Class of Term Loans made pursuant to the First Amendment on the First Amendment Effective Date, in a manner inconsistent with the uses set forth in the Recitals to the First Amendment.”.

(i) Schedule 2.01 to the Credit Agreement is hereby amended to reflect the information set forth on Schedule A to this Amendment.

(j) Notwithstanding anything to the contrary in the Credit Agreement, the initial Interest Period applicable to each New Term Loan shall commence on the Amendment Effect Date and shall end on the date set forth in the Committed Loan Notice of the Company delivered with respect to such New Term Loan, which such date may be any date that is between one and three months after the Amendment Effective Date and a Business Day. For the avoidance of doubt, if such date selected by the Company results in an Interest Period for such New Term Loan that is not one, two or three months in duration, the Eurocurrency Rate applicable to such Interest Period shall be determined by the Administrative Agent in accordance with paragraph (c) of the definition of Eurocurrency Rate, to the extent the Administrative Agent is not able to determine such rate in accordance with paragraphs (a) and (b) of such definition.

SECTION 2. Representations and Warranties. To induce the other parties hereto to enter into this Amendment, each of the Borrowers represents and warrants to each of the Lenders, the Additional Term Lenders, the Administrative Agent and the Collateral Agent that, as of the Amendment Effective Date:

(a) This Amendment has been duly authorized, executed and delivered by it and this Amendment and the Credit Agreement as amended hereby, constitutes its valid and binding obligation, enforceable against it in accordance with its terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other laws affecting creditors’ rights generally and subject to general principles of equity, regardless of whether considered in a proceeding in equity or at law.

(b) The representations and warranties set forth in Article V of the Credit Agreement are, after giving effect to this Amendment and the making of the New Term Loans, true and correct in all material respects on and as of the Amendment Effective Date with the same effect as though made on and as of the Amendment Effective Date, except to the extent such representations and warranties expressly relate to an earlier date (in which case such representations and warranties were true and correct in all material respects as of such earlier date).

(c) After giving effect to this Amendment and the transactions contemplated hereby, no Default or Event of Default has occurred and is continuing.

SECTION 3. New Term Loans. (a) Subject to the terms and conditions set forth herein, (i) each Converting Term Lender agrees to convert its Existing U.S. Term Loans,

 

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Existing U.K. Term Loans and/or Existing Euro Term Loans, as the case may be, into New Term Loans of the corresponding Class on the Amendment Effective Date in a principal amount equal to such Existing Term Lender’s New Term Loan Commitment in respect of such Class of New Term Loans and (ii) each Additional Term Lender agrees to make New U.S. Term Loans, New U.K. Term Loans and/or New Euro Term Loans on the Amendment Effective Date to the applicable Borrower of such Class of New Term Loans in a principal amount equal to such New Term Lender’s New Term Loan Commitment in respect of such Class of New Term Loans. For purposes hereof, a Person shall become a party to the Credit Agreement (as amended hereby) and a New Term Lender on the Amendment Effective Date, by executing and delivering to the Administrative Agent, on or prior to the Amendment Effective Date, a Lender Addendum in its capacity as a New Term Lender.

(b) Each Additional Term Lender will make and fund New Term Loans of each Class on the Amendment Effective Date by transferring to the Administrative Agent, in the manner contemplated by Section 2.02(b) of the Credit Agreement, an amount equal to its New Term Loan Commitment in respect of such Class. Any portion of an Existing Term Loan of any Class converted by a Converting Lender into a New Term Loan of the corresponding Class as contemplated hereby, is referred to herein as a “Converted Loan”. The “New Term Loan Commitment” for any Class of New Term Loans (i) of any Converting Term Lender will be such amount of its Existing Term Loans of such Class to be converted into an equal amount of New Term Loans of the corresponding Class, as is determined by JPMorgan and notified to such Converting Term Lender prior to the Amendment Effective Date, and (ii) of any Additional Term Lender will be such amount (not exceeding any commitment offered by such Additional Term Lender) allocated to it by JPMorgan and notified to it prior to the Amendment Effective Date. Schedule A to this Amendment sets forth, with respect to each Class of New Term Loans, (i) the New Term Loan Commitment of each Converting Lender and (ii) the New Term Loan Commitment of each Additional Term Lender. The commitments of the Additional Term Lenders and the conversion undertakings of the Converting Term Lenders are several and no such Lender will be responsible for any other Lender’s failure to make or acquire by conversion New Term Loans.

(c) The obligation of each New Term Lender to make or acquire by conversion New Term Loans on the Amendment Effective Date is subject to the satisfaction of the following conditions:

(i) The conditions set forth in Section 4.02 of the Credit Agreement shall be satisfied on and as of the Amendment Effective Date, and the Administrative Agent shall have received a certificate of a Responsible Officer of the Company, dated the Amendment Effective Date, to such effect.

(ii) The Administrative Agent shall have received a favorable legal opinion of Simpson Thatcher & Bartlett LLP, New York counsel to the Loan Parties, addressed to the Lenders (including the Additional Term Lenders) and dated the Amendment Effective Date, substantially in the form of Exhibit L to the Credit Agreement, modified, however, to address the New Term Loans, this Amendment, the Credit Agreement as amended hereby, and the other Loan Documents (as amended by the Collateral Document Amendments referred to

 

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below) and security interests thereunder as the Administrative Agent may reasonably request, which opinions shall be reasonably satisfactory to the Administrative Agent. The Company hereby requests such counsel to deliver such opinions.

(iii) The Administrative Agent shall have received such documents and certificates as the Administrative Agent may reasonably request relating to the organization, existence and good standing of each Loan Party and the authorization of this Amendment and the transactions contemplated hereby, all in form and substance reasonably satisfactory to the Administrative Agent.

(iv) Each Collateral Document listed on Schedule B hereto shall have been amended (collectively, the “Collateral Document Amendments”) to provide the benefits thereof to the New Term Lenders and extend the security thereunder to the obligations in respect of the New Term Loans on the same basis as such benefits are provided to the Existing Term Lenders, and the Collateral and Guarantee Requirement shall have been satisfied with respect to the New Term Loans. Each Lender (including each Additional Term Lender) that executes and delivers a Lender Addendum hereby authorizes the Administrative Agent and the Collateral Agent, as applicable, to enter into the Collateral Document Amendments on behalf of the Lenders and other Secured Parties.

(v) Each Loan Party that has not executed and delivered this Amendment shall have entered into a reaffirmation agreement, substantially in the form of Exhibit A hereto.

(vi) The aggregate amount of the New U.K. Term Lenders’ U.K. Term Commitments and New Euro Term Lenders’ Euro Term Commitments shall equal the aggregate principal amount of the Existing U.K. Term Loans outstanding on the Amendment Effective Date and the aggregate principal amount of the Existing Euro Term Loans outstanding on the Amendment Effective Date, respectively. The aggregate amount of the U.S. Term Commitments shall equal $4,029,725,000.

(vii) The Administrative Agent shall have received evidence that the Company has made the payments referred to in paragraph (e) of this Section or is making such payments on the Amendment Effective Date with the cash proceeds of the Additional Term Loans and such other funds as may be required.

(viii) The conditions to effectiveness of this Amendment set forth in Section 4 hereof shall have been satisfied.

(d) All Borrowings of New Term Loans made on the Amendment Effective Date will have initial Interest Periods selected by the applicable Borrower in accordance with the provisions of Section 2.02(a) of the Credit Agreement. The Company will make all payments to each Existing Term Lender required under Section 3.05 of the Credit Agreement in respect of the repayment of such Lender’s Existing Term Loans; provided, however, that the Company will

 

9


not be required to make any payments to Converting Term Lenders under Section 3.05 of the Credit Agreement in respect of the repayment of Converted Loans on the Amendment Effective Date pursuant to their conversion into New Term Loans.

(e) On the Amendment Effective Date, the Borrowers shall apply the cash proceeds of the Additional Term Loans and such other funds as may be necessary to (i) prepay in full all Existing Term Loans other than Converted Loans, (ii) pay all accrued and unpaid interest on all Existing Term Loans, (iii) pay to each Existing Term Lender all amounts payable pursuant to Section 3.05 of the Credit Agreement as a result of the prepayment of such Lender’s Existing Term Loans (other than any portion thereof constituting Converted Loans) on the Amendment Effective Date, (iv) pay all indemnities, cost reimbursements and other Obligations then due and owing to such Existing Term Lenders in their capacities as such under the Credit Agreement to the extent the Company has received an invoice for such Obligations on or prior to the fifth Business Day preceding the Amendment Effective Date and (v) pay the Administrative Agent, JPMorgan, Citigroup Global Markets Inc. and Deutsche Bank Securities Inc. any fees or expense reimbursements owed to them by the Company on the Amendment Effective Date in connection with this Amendment and the transactions contemplated hereby. The repayment of the Existing Term Loans contemplated hereby constitutes a voluntary prepayment by the applicable Borrower pursuant to Section 2.05(a) of the Credit Agreement (it being agreed that the Lenders hereby waive the notice requirements of such Section 2.05(a) in connection with such prepayment).

(f) On and after the Amendment Effective Date, each reference in the Credit Agreement to “U.S. Term Loans” shall be deemed a reference to the New U.S. Term Loans contemplated hereby, each reference to “U.K. Term Loans” shall be deemed a reference to the New U.K. Term Loans contemplated hereby and each reference to “Euro Term Loans” shall be a reference to the New Euro Term Loans contemplated hereby, in each case, except as the context may otherwise require. Notwithstanding the foregoing, the provisions of the Credit Agreement with respect to indemnification, reimbursement of costs and expenses, increased costs and break funding payments (other than as set forth in paragraph (d) of this Section) shall continue in full force and effect with respect to, and for the benefit of, each Lender that was a Term Lender prior to the Amendment Effective Date in respect of such Lender’s Existing Term Loans.

SECTION 4. Effectiveness. (a) This Amendment shall become effective as of the first date (the “Amendment Effective Date”) on which the following conditions have been satisfied:

(i) The Administrative Agent (or its counsel) shall have received duly executed counterparts hereof that, when taken together, bear the signatures of (A) the Borrowers, (B) the Required Lenders, (C) each Converting Term Lender, (D) each Additional Term Lender, (E) the Collateral Agent and (F) the Administrative Agent.

(ii) The conditions set forth in Section 3(c) hereof shall have been satisfied and the Company shall have made the payments required to be made pursuant to Section 3(e).

 

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(iii) To the extent invoiced, the Administrative Agent shall have received payment or reimbursement of its reasonable out-of-pocket expenses in connection with this Amendment and any other out-of-pocket expenses of the Administrative Agent required to be paid or reimbursed pursuant to the Credit Agreement, including the reasonable fees, charges and disbursements of counsel for the Administrative Agent.

(iv) JPMorgan, Citigroup Global Markets Inc. and Deutsche Bank Securities Inc. shall have received payment of all fees and (to the extent invoiced) expense reimbursements owed to them by the Company on the Amendment Effective Date in connection with this Amendment and the transactions contemplated hereby.

(b) The Administrative Agent shall notify the Borrowers and the Lenders (including the Additional Term Lenders) of the Amendment Effective Date and such notice shall be conclusive and binding. Notwithstanding the foregoing, this Amendment shall not become effective, and the obligations of the New Term Lenders to make and fund, or acquire by conversion, New Term Loans as provided for herein, will automatically terminate if each of the conditions set forth or referred to in Sections 3(c) and 4 hereof has not been satisfied at or prior to 5:00 p.m., New York City time, on February 28, 2007.

SECTION 5. Effect of Amendment. (a) Except as expressly set forth herein or as amended in any Collateral Document Amendment, this Amendment and the Collateral Document Amendments shall not by implication or otherwise limit, impair, constitute a waiver of or otherwise affect the rights and remedies of the Lenders, the Administrative Agent or the Collateral Agent under the Credit Agreement or any other Loan Document, and shall not alter, modify, amend or in any way affect any of the terms, conditions, obligations, covenants or agreements contained in the Credit Agreement or any other provision of the Credit Agreement or of any other Loan Document, all of which are ratified and affirmed in all respects and shall continue in full force and effect. Nothing herein shall be deemed to entitle the Borrowers to a consent to, or a waiver, amendment, modification or other change of, any of the terms, conditions, obligations, covenants or agreements contained in the Credit Agreement or any other Loan Document in similar or different circumstances.

(b) On and after the Amendment Effective Date, each reference in the Credit Agreement to “this Agreement”, “hereunder”, “hereof”, “herein”, or words of like import, and each reference to the Credit Agreement in any other Loan Document shall be deemed a reference to the Credit Agreement as amended hereby. This Amendment shall constitute a “Loan Document” for all purposes of the Credit Agreement and the other Loan Documents.

(c) The changes to the definition of “Applicable Rate” in Section 1.01 of the Credit Agreement effected pursuant to this Amendment shall apply and be effective on and after the Amendment Effective Date. The definition of “Applicable Rate” in Section 1.01 of the Credit Agreement (before giving effect to this Amendment) shall apply and be effective for the period ending on, but not including, the Amendment Effective Date.

 

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SECTION 6. GOVERNING LAW. THIS AMENDMENT SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK.

SECTION 7. Costs and Expenses. The Company agrees to reimburse the Administrative Agent for its reasonable out-of-pocket expenses in connection with this Amendment, including the reasonable fees, charges and disbursements of counsel for the Administrative Agent.

SECTION 8. Counterparts. This Amendment may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Delivery by telecopier or other electronic imaging means of an executed counterpart of a signature page to this Amendment shall be effective as delivery of an original executed counterpart of this Amendment.

SECTION 9. Headings. Section headings herein are included for convenience of reference only and shall not affect the interpretation of this Amendment.

[remainder of page intentionally blank; signature page is the next page]

 

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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed by their duly authorized officers, all as of the date and year first above written.

 

SUNGARD DATA SYSTEMS INC.,
by  

/s/ Michael J. Ruane

Name:   Michael J. Ruane
Title:  

Senior Vice President – Finance &

Chief Financial Officer

SUNGARD HOLDCO LLC,
by  

/s/ Michael J. Ruane

Name:   Michael J. Ruane
Title:  

Executive Vice President &

Chief Financial Officer

SUNGARD UK HOLDINGS LIMITED,
by  

/s/ Michael J. Ruane

Name:   Michael J. Ruane
Title:   Director

JPMORGAN CHASE BANK, N.A., as

Administrative Agent, Collateral Agent, an L/C

Issuer and Swing Line Lender,

by  

/s/ Peter M. Ling

Name:   Peter M. Ling
Title:   Managing Director
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