0001056288-01-500239.txt : 20011018
0001056288-01-500239.hdr.sgml : 20011018
ACCESSION NUMBER: 0001056288-01-500239
CONFORMED SUBMISSION TYPE: 40-8F-M/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011010
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BLANCHARD FUNDS
CENTRAL INDEX KEY: 0000789289
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 133333918
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0430
FILING VALUES:
FORM TYPE: 40-8F-M/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04579
FILM NUMBER: 1755599
BUSINESS ADDRESS:
STREET 1: 41 MADSON AVE 24TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 2127797979
MAIL ADDRESS:
STREET 1: 41 MADISON AVENUE 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER COMPANY:
FORMER CONFORMED NAME: BLANCHARD STRATEGIC GROWTH FUND
DATE OF NAME CHANGE: 19901225
40-8F-M/A
1
form.txt
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 1
I. General Identifying Information
1. Reason fund is applying to deregister (check only one; for descriptions,
see Instruction 1 a
[ X ] Merger
[ ] Liquidation
[ ] Abandonment of Registration
(Note: Abandonments of Registration answer only questions 1 through
15, 24 and this form and complete verification at the end of the
form.)
[ ] Election of status as a Business Development Company
(Note: Business Development Companies answer only questions 1 thorough
10 of this form and complete verification at the end of the form.)
2. Name of fund: BLANCHARD PRECIOUS METALS FUNDS, INC.
3. Securities and Exchange Commission File No.: 811-05303
4. Is this an initial Form N-8F or an amendment to a previously filed Form
N-8F?
[ ] Initial Application [ X ] Amendment
5. Address of Principal Executive Office (include No. & Street, City , State,
Zip Code): 5800 Corporate Drive, Pittsburgh PA, 15237-7000
6. Name, address and telephone number of individual the Commission staff
should contact with any questions regarding this form:
Michael D. Mayer
Federated Investors Tower
1001 Liberty Avenue
Pittsburgh, PA 15222
(412) 288-6812
7. Name, address and telephone number of individual or entity responsible for
maintenance and preservation of fund records in accordance with rules 31a-1
and 31a-2 under the Act [17 CFR 270.31a, .31a-2]:
Registrant Federated Investors Tower
1001 Liberty Avenue
Pittsburgh, PA 15222-3779
(Notices should be sent to the
Agent for Service at above address)
Federated Shareholder Federated Investors Tower
Services Company 1001 Liberty Avenue
("Transfer Agent and Pittsburgh, PA 15222-3779
Dividend Disbursing Agent")
Federated Services Company Federated Investors Tower
("Administrator") 1001 Liberty Avenue
Pittsburgh, PA 15222-3779
Federated Investment Federated Investors Tower
Management Company 1001 Liberty Avenue
("Adviser") Pittsburgh, PA 15222-3779
State Street Bank and 1776 Heritage Drive
Trust Company North Quincy, MA 02171
("Custodian")
NOTE:Once deregistered, a fund is still required to maintain and preserve
the records described in rules 31a-1 and 31a-2 for the periods specified in
those rules.
8. Classification of fund (check only one):
[ X ] Management company;
[ ] Unit investment trust; or
[ ] Face-amount certificate company.
9. Subclassification if the fund is a management company (check only one):
[ X ] Open-end [ ] Closed-end
10. State law under which the fund was organized or formed (e.g., Delaware,
Massachusetts): Maryland
11. Provide the name and address of each investment adviser of the fund
(including sub-advisers) during the last five years, even if the fund's
contracts with those advisers have been terminated:
Virtus Capital Management, Inc.
707 East Main Street Suite 1300, Richmond VA 23219
12. Provide the name and address of each principal underwriter of the fund
during the last five years, even if the fund's contracts with those
underwriters have been terminated:
Federated Securities Corp.
Federated Investors Tower, Pittsburgh PA, 15222-3779
13. If the fund is a unit investment trust ("UIT") provide:
(a) Depositor's name(s) and address(es):
(b) Trustee's name(s) and address(es):
14. Is there a UIT registered under the Act that served as a vehicle for
investment in the fund (e.g., an insurance company separate account)?
[ ] Yes [ X ] No
If Yes, for each UIT state:
Name(s):
File No.: 811-_______
Business Address:
15. (a) Did the fund obtain approval from the board of directors concerning the
decision to engage in a Merger, Liquidation or Abandonment of Registration?
[ X ] Yes [ ] No
If Yes, state the date on which the board vote took place:
September 16, 1997
If No, explain:
(b) Did the fund obtain approval from the shareholders concerning the
decision to engage in a Merger, Liquidation or Abandonment of
Registration?
[ X ] Yes [ ] No
If Yes, state the date on which the shareholder vote took place:
February 20, 1998
If No, explain:
II. Distributions to Shareholders
16. Has the fund distributed any assets to its shareholders in connection with
the Merger or Liquidation?
[ X ] Yes [ ] No
(a) If Yes, list the date(s) on which the fund made those distributions:
February 27, 1998
(b) Were the distributions made on the basis of net assets?
[ X ] Yes [ ] No
(c) Were the distributions made pro rata based on share ownership?
[ X ] Yes [ ] No
(d) If No to (b) or (c) above, describe the method of distributions to
shareholders. For Mergers, provide the exchange ratio(s) used and
explain how it was calculated:
(e) Liquidations only:
Were any distributions to shareholder made in kind?
[ ] Yes [ ] No
If Yes, indicate the percentage of fund shares owned by affiliates, or
any other affiliation of shareholders:
17. Closed-end funds only:
Has the fund issued senior securities?
[ ] Yes [ ] No
If Yes, describe the method of calculating payments to senior
securityholders and distributions to other shareholders:
18. Has the fund distributed all of its assets to the fund's shareholders?
[ X ] Yes [ ] No
If No,
(a) How many shareholders does the fund have as of the date this form is
filed?
(b) Describe the relationship of each remaining shareholder to the fund:
19. Are there any shareholders who have not yet received distributions in
complete liquidation of their interests?
[ ] Yes [ X ] No
If Yes, describe briefly the plans (if any) for distributing to, or
preserving the interests of, those shareholders:
III. Assets and Liabilities
20. Does the fund have any assets as of the date this form is filed?
(See question 18 above)
[ ] Yes [ X ] No
If Yes,
(a) Describe the type and amount of each asset retained by the fund as of
the date this form is filed:
(b) Why has the fund retained the remaining assets?
(c) Will the remaining assets be invested in securities?
[ ] Yes [ ] No
21. Does the fund have any outstanding debts (other than face-amount
certificates if the fund is a face-amount certificate company) or any other
liabilities?
[ ] Yes [ X ] No
If Yes,
(a) Describe the type and amount of each debt or other liability:
(b) How does the fund intend to pay these outstanding debts or other
liabilities?
IV. Information About Event(s) Leading to Request For Deregistration
22. (a) List the expenses incurred in connection with the Merger or
Liquidation:
(i) Legal expenses:
(ii) Accounting expenses:
(iii) Other expenses (list and identify separately):
(iv) Total expenses (sum of lines (i)-(iii) above): No expenses
were borne by the Fund
(b) How were those expenses allocated?
(c) Who paid those expenses? The surviving Fund's adviser and/or its
affiliates
(d) How did the fund pay for unamortized expenses (if any)? N/A
23. Has the fund previously filed an application for an order of the Commission
regarding the Merger or Liquidation?
[ ] Yes [ X ] No
If Yes, cite the release numbers of the Commission's notice and order or,
if no notice or order has been issued, the file number and date the application
was filed:
V. Conclusion of Fund Business
24. Is the fund a party to any litigation or administrative proceeding?
[ ] Yes [ X ] No
If Yes, describe the nature of any litigation or proceeding and the
position taken by the fund that litigation:
25. Is the fund now engaged, or intending to engage, in any business activities
other than those necessary for winding up its affairs?
[ ] Yes [ X ] No
If Yes, describe the nature and extent of those activities:
VI. Mergers Only
26. (a) State the name of the fund surviving the Merger:
Keystone Precious Metals Holdings, Inc.
(b) State the Investment Company Act file number of the fund surviving the
Merger: 811-8553
(b) If the merger or reorganization agreement has been filed with the
Commission, state the file number(s), form type used and date the agreement
was filed: Form Type DEF14A filed on 10/27/1997
1933 Act No. 2-81691
1940 Act No. 811-2303
(d) If the merger or reorganization agreement has not been filed with the
Commission, provide a copy of the agreement as an exhibit to this
form.
VERIFICATION
The undersigned stated that (i) he or she has executed this Amendment No. 1
to Form N-8F application for an order under section 8(f) of the Investment
Company Act of 1940 on behalf of BLANCHARD PRECIOUS METALS FUNDS, INC., (ii) he
is the Secretary of BLANCHARD PRECIOUS METALS FUNDS, INC., and (iii) all actions
by shareholders, directors, and any other body necessary to authorize the
undersigned to execute and file this Amendment No. 1 to Form N-8F application
have been taken. The undersigned also states that the facts set forth in this
Amendment No. 1 to Form N-8F application are true to the best of his knowledge,
information and belief.
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/s/ John W. McGonigle
John W. McGonigle
Secretary