0001209191-12-032036.txt : 20120604 0001209191-12-032036.hdr.sgml : 20120604 20120604174039 ACCESSION NUMBER: 0001209191-12-032036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120531 FILED AS OF DATE: 20120604 DATE AS OF CHANGE: 20120604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wertheimer Roger CENTRAL INDEX KEY: 0001428953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19711 FILM NUMBER: 12887109 MAIL ADDRESS: STREET 1: 96 TALAMINE COURT CITY: COLORADO SPRINGS STATE: CO ZIP: 80907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRANETICS CORP CENTRAL INDEX KEY: 0000789132 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 840997049 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9965 FEDERAL DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80921 BUSINESS PHONE: 7196338333 MAIL ADDRESS: STREET 1: 9965 FEDERAL DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80921 FORMER COMPANY: FORMER CONFORMED NAME: THE SPECTRANETICS CORP DATE OF NAME CHANGE: 19900510 4 1 doc4.xml FORM 4 SUBMISSION X0305 4 2012-05-31 0 0000789132 SPECTRANETICS CORP SPNC 0001428953 Wertheimer Roger 9965 FEDERAL DRIVE COLORADO SPRINGS CO 80921 0 1 0 0 VP, General Counsel, Secretary SPNC Common Stock 2012-06-01 4 M 0 3750 0.00 A 9800 D SPNC Common Stock 2012-06-01 4 F 0 1165 9.55 D 8635 D SPNC Common Stock 0.00 2012-06-01 4 M 0 3750 D 2012-06-01 SPNC Common Stock 3750 7500 D SPNC Common Stock 9.87 2012-05-31 4 A 0 13377 A 2022-05-31 SPNC Common Stock 13377 13377 D Restricted Stock Units, second 25% vesting of grant June 01, 2010. Shares traded for tax. Not Applicable Price of Derivative security listed in Table II, column 2. Grant Date: 5/31/2012 Options are on a 4 year 100% vesting schedule; 25% vest on 5/31/2013; 6.25% vests each calendar quarter thereafter. 100% fully vested on 5/31/2016. Options expire at the end of 10 years, or on 5/31/2022. Price of Derivative security listed in Table II, column 2. /S/ Guy A. Childs, Power of Attorney for Roger Wertheimer 2012-06-04