0000789132-16-000192.txt : 20160112 0000789132-16-000192.hdr.sgml : 20160112 20160112172850 ACCESSION NUMBER: 0000789132-16-000192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160108 FILED AS OF DATE: 20160112 DATE AS OF CHANGE: 20160112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRANETICS CORP CENTRAL INDEX KEY: 0000789132 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 840997049 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9965 FEDERAL DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80921 BUSINESS PHONE: 7196338333 MAIL ADDRESS: STREET 1: 9965 FEDERAL DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80921 FORMER COMPANY: FORMER CONFORMED NAME: THE SPECTRANETICS CORP DATE OF NAME CHANGE: 19900510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Drake Scott William CENTRAL INDEX KEY: 0001527909 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19711 FILM NUMBER: 161339499 MAIL ADDRESS: STREET 1: 9965 FEDERAL DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80921 4 1 wf-form4_145263771986243.xml FORM 4 X0306 4 2016-01-08 0 0000789132 SPECTRANETICS CORP SPNC 0001527909 Drake Scott William 9965 FEDERAL DRIVE COLORADO SPRINGS CO 80921 1 1 0 0 President, CEO SPNC Stock Option 15.05 2016-01-08 4 A 0 100675 0 A 2026-01-08 Common Stock 100675.0 100675 D SPNC Restricted Stock Unit 2016-01-08 4 A 0 22148 0 A Common Stock 22148.0 22148 D Grant date 1/8/2016. Options vest over four years with 25% vesting on 1/8/2017 and 6.25% vesting on the 8th day of the first month of each calendar quarter thereafter. Options are 100% vested on 1/8/2020. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Spectranetics common stock. Grant Date: 1/8/2016. RSUs vest 25% on each of the first four anniversaries of the grant date. RSUs are 100% vested on 1/8/2020. /s/ Paul Gardon, Attorney-in-Fact for Scott W. Drake 2016-01-12