0000789132-14-000142.txt : 20140812 0000789132-14-000142.hdr.sgml : 20140812 20140812184237 ACCESSION NUMBER: 0000789132-14-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140810 FILED AS OF DATE: 20140812 DATE AS OF CHANGE: 20140812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRANETICS CORP CENTRAL INDEX KEY: 0000789132 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 840997049 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9965 FEDERAL DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80921 BUSINESS PHONE: 7196338333 MAIL ADDRESS: STREET 1: 9965 FEDERAL DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80921 FORMER COMPANY: FORMER CONFORMED NAME: THE SPECTRANETICS CORP DATE OF NAME CHANGE: 19900510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Drake Scott William CENTRAL INDEX KEY: 0001527909 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19711 FILM NUMBER: 141035343 MAIL ADDRESS: STREET 1: 9965 FEDERAL DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80921 4 1 wf-form4_140788334637439.xml FORM 4 X0306 4 2014-08-10 0 0000789132 SPECTRANETICS CORP SPNC 0001527909 Drake Scott William 9965 FEDERAL DRIVE COLORADO SPRINGS CO 80921 1 1 0 0 President, CEO SPNC Common Stock 2014-08-10 4 M 0 12500 0 A 50821 D SPNC Common Stock 2014-08-10 4 F 0 5822 27.34 D 44999 D SPNC Restricted Stock Unit 2014-08-10 4 M 0 12500 0 D SPNC Common Stock 12500.0 12500 D Restricted Stock Units granted August 10, 2011: 25% vested August 10, 2014. Shares withheld to satisfy tax withholding obligations. Each restricted stock unit represents a contingent right to receive one share of Spectranetic's common stock. Grant Date: 8/10/2011. Restricted Stock Units are on a 4 year 100% vesting schedule; 25% vest on 8/10/2012; and 25% vests each calendar year thereafter. 100% fully vested on 8/10/2015. Not Applicable /s/ Jeffrey Sherman, Attorney-in-Fact for Scott W. Drake 2014-08-12