0000789132-13-000089.txt : 20130711 0000789132-13-000089.hdr.sgml : 20130711 20130711200401 ACCESSION NUMBER: 0000789132-13-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130710 FILED AS OF DATE: 20130711 DATE AS OF CHANGE: 20130711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRANETICS CORP CENTRAL INDEX KEY: 0000789132 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 840997049 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9965 FEDERAL DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80921 BUSINESS PHONE: 7196338333 MAIL ADDRESS: STREET 1: 9965 FEDERAL DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80921 FORMER COMPANY: FORMER CONFORMED NAME: THE SPECTRANETICS CORP DATE OF NAME CHANGE: 19900510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hein Jason D CENTRAL INDEX KEY: 0001439084 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19711 FILM NUMBER: 13964876 MAIL ADDRESS: STREET 1: 96 TALAMINE COURT CITY: COLORADO SPRINGS STATE: CO ZIP: 80907 4 1 wf-form4_137358743078303.xml FORM 4 X0306 4 2013-07-10 0 0000789132 SPECTRANETICS CORP SPNC 0001439084 Hein Jason D 9965 FEDERAL DRIVE COLORADO SPRINGS CO 80921 0 1 0 0 Sr. VP Commercial Operations SPNC Stock Option Grant 18.44 2013-07-10 4 A 0 10661 0 A 2023-07-10 SPNC Common Stock 10661.0 10661 D SPNC Restricted Stock Unit 2013-07-10 4 A 0 4238 0 A SPNC Common Stock 4238.0 4238 D Grant date 7/10/2013. Options are on a 4 year, 100% vesting schedule; 25% vest on 7/10/2014; 6.25% vests each calendar quarter thereafter. 100% fully vested on 7/10/2017. Options expire at the end of 10 years or on 7/10/2023. Each restricted stock unit represents a contingent right to receive one share of Spectranetics common stock. Grant date: 7/10/2013. Restricted Stock Units are on a 4-year, 100% vesting schedule: 25% vest on 7/10/2014; and 25% vests each calendar year thereafter. 100% fully vested on 7/10/2017 Not Applicable /s/ Roger Wertheimer, Attorney-in-Fact for Jason D. Hein 2013-07-10