0001626431-20-000021.txt : 20200304 0001626431-20-000021.hdr.sgml : 20200304 20200304181853 ACCESSION NUMBER: 0001626431-20-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200304 DATE AS OF CHANGE: 20200304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nadella Satya CENTRAL INDEX KEY: 0001513142 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37845 FILM NUMBER: 20688772 MAIL ADDRESS: STREET 1: C/O MICROSOFT CORPORATION STREET 2: ONE MICROSOFT WAY CITY: REDMOND STATE: WA ZIP: 98052-6399 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSOFT CORP CENTRAL INDEX KEY: 0000789019 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911144442 STATE OF INCORPORATION: WA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE MICROSOFT WAY CITY: REDMOND STATE: WA ZIP: 98052-6399 BUSINESS PHONE: 425-882-8080 MAIL ADDRESS: STREET 1: ONE MICROSOFT WAY CITY: REDMOND STATE: WA ZIP: 98052-6399 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-03-02 0000789019 MICROSOFT CORP MSFT 0001513142 Nadella Satya C/O MICROSOFT CORPORATION ONE MICROSOFT WAY REDMOND WA 98052-5399 1 1 0 0 Chief Executive Officer Common Stock 2020-03-02 4 F 0 16829 162.01 D 1629279 D Common Stock 2020-03-03 4 S 0 6311 163.0593 D 1622968 D Common Stock 2020-03-03 4 S 0 24888 164.04 D 1598080 D Common Stock 2020-03-03 4 S 0 32941 164.9689 D 1565139 D Common Stock 2020-03-03 4 S 0 21519 165.949 D 1543620 D Common Stock 2020-03-03 4 S 0 11158 166.9494 D 1532462 D Common Stock 2020-03-03 4 S 0 26428 168.0723 D 1506034 D Common Stock 2020-03-03 4 S 0 36465 168.8946 D 1469569 D Common Stock 2020-03-03 4 S 0 38389 170.047 D 1431180 D Common Stock 2020-03-03 4 S 0 38655 171.0338 D 1392525 D Common Stock 2020-03-03 4 S 0 29264 171.9607 D 1363261 D Common Stock 2020-03-03 4 S 0 11556 172.8083 D 1351705 D Common Stock 2020-03-03 4 S 0 2400 173.8363 D 1349305 D Common Stock 2020-03-03 4 S 0 200 174.715 D 1349105 D The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted on September 9, 2019. This transaction was executed in multiple trades at prices ranging from $162.48.to $163.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $163.48 to $164.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $164.48 to $165.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $165.48 to $166.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $166.48 to $167.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $167.48 to $168.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $168.48 to $169.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $169.49 to $170.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $170.49 to $171.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $171.49 to $172.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $172.49 to $173.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $173.54 to $174.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $174.65 to $174.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. Ann Habernigg, Attorney-in-Fact for Satya Nadella 2020-03-04