-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WebYltgsIx521CPsVrJTAAEL4BeWOiDGtuCi6p2plXVdmja7MqD68xufFoDh1N0y ygYxQcBb1rireFTDXMnmVw== 0000950152-03-000356.txt : 20030114 0000950152-03-000356.hdr.sgml : 20030114 20030113164402 ACCESSION NUMBER: 0000950152-03-000356 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030110 ITEM INFORMATION: FILED AS OF DATE: 20030113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PORTOLA PACKAGING INC CENTRAL INDEX KEY: 0000788983 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 941582719 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 033-95318 FILM NUMBER: 03512425 BUSINESS ADDRESS: STREET 1: 890 FAULSTICH CT CITY: SAN JOSE STATE: CA ZIP: 95112 BUSINESS PHONE: 4084538840 MAIL ADDRESS: STREET 1: 890 FAULSTICH COURT CITY: SAN JOSE STATE: CA ZIP: 95112 8-K 1 j9821301e8vk.htm PORTOLA PACKAGING, INC. 8-K
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): January 13, 2003

PORTOLA PACKAGING, INC.

(Exact name of Registrant as specified in its charter)
         
Delaware
(State or other jurisdiction of
incorporation or organization)		   33-95318
(Commission File Number) 		  94-1582719
(I.R.S. Employer
Identification No.)

890 Faulstich Court
San Jose, California 95112
(Address of Principal Executive Offices)

(408) 453-8840
(Registrant’s telephone number, including area code)

 

ITEM 9. REGULATION FD DISCLOSURE
CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER                      PURSUANT TO 18 U.S.C. 1350
SIGNATURES

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ITEM 9. REGULATION FD DISCLOSURE

     (a)  On January 13, 2003, the Registrant filed its Quarterly Report on Form 10-Q for the period ended November 30, 2002 (the “Form 10-Q”) with the Securities and Exchange Commission. Pursuant to 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002, the following certifications are being made to accompany the Form 10-Q.

CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER
PURSUANT TO 18 U.S.C. 1350

     Each of the undersigned hereby certifies, for the purposes of section 1350 of chapter 63 of title 18 of the United States Code as created by Section 906 of the Sarbanes-Oxley Act of 2002, in his capacity as an officer of Portola Packaging, Inc. (the “Company”), that, to his knowledge:

  (i)   the Quarterly Report on Form 10-Q of the Company for the period ended November 30, 2002 (the “Report”) fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended; and
 
  (ii)   the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

     
Date: January 13, 2003   /s/ Jack L. Watts
   
    Jack L. Watts
Chief Executive Officer, Chairman of
the Board and a Director
     
Date: January 13, 2003   /s/ Dennis L. Berg
   
    Dennis L. Berg
Vice President, Finance and
Chief Financial Officer

     Portola Packaging, Inc. is not required to file, and is not filing, the Form 10-Q pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934. Portola Packaging, Inc. is filing the Form 10-Q solely to fulfill its obligations under the Indenture, dated as of October 2, 1995, by and between Portola Packaging, Inc. and American Bank National Association.

     The foregoing certifications are being furnished solely to accompany the Report pursuant to 18 U.S.C. § 1350, and are not being filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and are not to be incorporated by reference into any filing of the Company, whether made before or after the date hereof, regardless of any general incorporation language in such filing.

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

         
    PORTOLA PACKAGING, INC.,
a Delaware corporation
         
January 13, 2003   By:   /s/ Jack L. Watts
       
        Jack L. Watts
Chief Executive Officer

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