0001437749-24-005658.txt : 20240227 0001437749-24-005658.hdr.sgml : 20240227 20240227125024 ACCESSION NUMBER: 0001437749-24-005658 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240223 FILED AS OF DATE: 20240227 DATE AS OF CHANGE: 20240227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUBAR DAVID J CENTRAL INDEX KEY: 0001032385 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34743 FILM NUMBER: 24684419 MAIL ADDRESS: STREET 1: 770 NORTH WATER STREET STREET 2: ATTN: CORPORATE SECRETARIES DEPT. CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALLADOR ENERGY CO CENTRAL INDEX KEY: 0000788965 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 841014610 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1183 EAST CANVASBACK DRIVE CITY: TERRE HAUTE STATE: IN ZIP: 47802 BUSINESS PHONE: 303-839-5504 MAIL ADDRESS: STREET 1: 1183 EAST CANVASBACK DRIVE CITY: TERRE HAUTE STATE: IN ZIP: 47802 FORMER COMPANY: FORMER CONFORMED NAME: HALLADOR PETROLEUM CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/ DATE OF NAME CHANGE: 19900102 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK INC DATE OF NAME CHANGE: 19860624 4 1 rdgdoc.xml FORM4-DLJ-022024 X0508 4 2024-02-23 0000788965 HALLADOR ENERGY CO HNRG 0001032385 LUBAR DAVID J 833 E. MICHIGAN STREET SUITE 1500 MILWAUKEE WI 53202 1 1 0 Common Stock 2024-02-23 4 J 0 51168 6.254 A 1204040 I By Lubar Opportunities Fund I, LLC Common Stock 2788685 I Lubar Equity Fund Convertible Note-common stock 6.2540 2022-08-18 2024-08-17 Common Stock 1279182 1279182 I By Lubar Opportunities Fund I, LLC These securities are owned by Lubar Opportunities Fund I, LLC ("LOFI"). Lubar & Co. is the sole manager of the fund. Mr. David Lubar, as CEO of Lubar & Co., may be deemed to share voting and dispositive power as to the shares held by LOFI. Mr. David Lubar disclaims beneficial ownership in the shares owned by LOFI, except to the extent of his respective pecuniary interest therein. Per the terms of the Unsecured Convertible Notes, interest due may be paid in shares of the Issuer's common stock. The share price was $6.254, based on the 30 day VWAP on 7/28/2022 when the Notes were issued. These securities are owned by Lubar Equity Fund, LLC ("LEF"). Lubar & Co., Incorporated is the sole manager of the fund. Mr. David Lubar, as a director and President of Lubar & Co., may be deemed to share voting and dispositive power as to the shares held by LEF. Mr. David Lubar disclaims beneficial ownership in the shares owned by LEF, except to the extent of his respective pecuniary interest therein. /s/ David J. Lubar 2024-02-27