0001425718-12-000001.txt : 20121127 0001425718-12-000001.hdr.sgml : 20121127 20121127182232 ACCESSION NUMBER: 0001425718-12-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120401 FILED AS OF DATE: 20121127 DATE AS OF CHANGE: 20121127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martin Lawrence D CENTRAL INDEX KEY: 0001425718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34743 FILM NUMBER: 121227426 MAIL ADDRESS: STREET 1: 215 TIMBERLINE DR CITY: GEORGETOWN STATE: IL ZIP: 61846 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALLADOR ENERGY CO CENTRAL INDEX KEY: 0000788965 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 841014610 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1660 LINCOLN ST STE 2700 CITY: DENVER STATE: CO ZIP: 80264 BUSINESS PHONE: 3038395505 MAIL ADDRESS: STREET 1: 1660 LINCOLN STREET STREET 2: SUITE 2700 CITY: DENVER STATE: CO ZIP: 80264 FORMER COMPANY: FORMER CONFORMED NAME: HALLADOR PETROLEUM CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/ DATE OF NAME CHANGE: 19900102 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK INC DATE OF NAME CHANGE: 19860624 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-04-01 0 0000788965 HALLADOR ENERGY CO HNRG 0001425718 Martin Lawrence D 19854 N. STATE HIGHWAY ! MARSHALL IL 62441 0 1 0 0 CFO, SUNRISE COAL, LLC COMMON STOCK, PAR VALUE $.01 2012-11-24 4 M 0 12500 8.3 A 42500 D COMMON STOCK, PAR VALUE $.01 2012-11-24 4 F 0 3825 8.3 D 38675 D Restricted Stock Unit 2012-04-01 4 A 0 10000 A 2015-04-01 2015-04-01 Common Stock, par value $.01 10000 35000 D Restricted Stock Unit 2012-11-24 4 M 0 12500 8.3 D 2012-11-24 2012-11-24 Common Stock, par value $.01 12500 22500 D These shares were issued due to the vesting of Restricted Stock Unites on November 24, 2012. Of the 12,500 shares that vested, 3,825 shares were withheld to pay federal and state taxes. The recipient received 8,675 shares after taxes. Since the shares vested on a weekend, the closing stock price of the preceeding day, November 23, 2012, was used per the terms of the 2008 Restricted Stock Unit Plan. The closing stock price on November 23, 2012 was $8.30 per share. Each Restricted Stock Unit respresents a contingent right to receive one share of Hallador Energy Company common stock. The restricted stock units vest three years from the date of the award, April 1, 2015. If employment terminates prior to vesting, the restricted stock unites shall be immediately cancelled and the reporting person shall cease to have any right or entitlement to receive any shares under those cancelled units. Victor P. Stabio, AIF for Lawrence Martin 2012-11-27