0001425718-12-000001.txt : 20121127
0001425718-12-000001.hdr.sgml : 20121127
20121127182232
ACCESSION NUMBER: 0001425718-12-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120401
FILED AS OF DATE: 20121127
DATE AS OF CHANGE: 20121127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Martin Lawrence D
CENTRAL INDEX KEY: 0001425718
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34743
FILM NUMBER: 121227426
MAIL ADDRESS:
STREET 1: 215 TIMBERLINE DR
CITY: GEORGETOWN
STATE: IL
ZIP: 61846
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HALLADOR ENERGY CO
CENTRAL INDEX KEY: 0000788965
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220]
IRS NUMBER: 841014610
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1660 LINCOLN ST STE 2700
CITY: DENVER
STATE: CO
ZIP: 80264
BUSINESS PHONE: 3038395505
MAIL ADDRESS:
STREET 1: 1660 LINCOLN STREET
STREET 2: SUITE 2700
CITY: DENVER
STATE: CO
ZIP: 80264
FORMER COMPANY:
FORMER CONFORMED NAME: HALLADOR PETROLEUM CO
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/
DATE OF NAME CHANGE: 19900102
FORMER COMPANY:
FORMER CONFORMED NAME: KIMBARK INC
DATE OF NAME CHANGE: 19860624
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-04-01
0
0000788965
HALLADOR ENERGY CO
HNRG
0001425718
Martin Lawrence D
19854 N. STATE HIGHWAY !
MARSHALL
IL
62441
0
1
0
0
CFO, SUNRISE COAL, LLC
COMMON STOCK, PAR VALUE $.01
2012-11-24
4
M
0
12500
8.3
A
42500
D
COMMON STOCK, PAR VALUE $.01
2012-11-24
4
F
0
3825
8.3
D
38675
D
Restricted Stock Unit
2012-04-01
4
A
0
10000
A
2015-04-01
2015-04-01
Common Stock, par value $.01
10000
35000
D
Restricted Stock Unit
2012-11-24
4
M
0
12500
8.3
D
2012-11-24
2012-11-24
Common Stock, par value $.01
12500
22500
D
These shares were issued due to the vesting of Restricted Stock Unites on November 24, 2012. Of the 12,500 shares that vested, 3,825 shares were withheld to pay federal and state taxes. The recipient received 8,675 shares after taxes. Since the shares vested on a weekend, the closing stock price of the preceeding day, November 23, 2012, was used per the terms of the 2008 Restricted Stock Unit Plan. The closing stock price on November 23, 2012 was $8.30 per share.
Each Restricted Stock Unit respresents a contingent right to receive one share of Hallador Energy Company common stock. The restricted stock units vest three years from the date of the award, April 1, 2015. If employment terminates prior to vesting, the restricted stock unites shall be immediately cancelled and the reporting person shall cease to have any right or entitlement to receive any shares under those cancelled units.
Victor P. Stabio, AIF for Lawrence Martin
2012-11-27