0001144204-16-138819.txt : 20161209 0001144204-16-138819.hdr.sgml : 20161209 20161209182759 ACCESSION NUMBER: 0001144204-16-138819 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161110 FILED AS OF DATE: 20161209 DATE AS OF CHANGE: 20161209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALLADOR ENERGY CO CENTRAL INDEX KEY: 0000788965 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 841014610 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1660 LINCOLN ST STE 2700 CITY: DENVER STATE: CO ZIP: 80264 BUSINESS PHONE: 3038395505 MAIL ADDRESS: STREET 1: 1660 LINCOLN STREET STREET 2: SUITE 2700 CITY: DENVER STATE: CO ZIP: 80264 FORMER COMPANY: FORMER CONFORMED NAME: HALLADOR PETROLEUM CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/ DATE OF NAME CHANGE: 19900102 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK INC DATE OF NAME CHANGE: 19860624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARDIE DAVID C CENTRAL INDEX KEY: 0001166809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34743 FILM NUMBER: 162044958 MAIL ADDRESS: STREET 1: 555 DALE DRIVE CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 4 1 v454763_4.xml OWNERSHIP DOCUMENT X0306 4 2016-11-10 0 0000788965 HALLADOR ENERGY CO HNRG 0001166809 HARDIE DAVID C 940 SOUTHWOOD BLVD., SUITE 201 INCLINE VILLAGE NV 89451 1 0 0 0 Common Stock 2016-11-10 4 S 0 15850 10.0393 D 1742362 I By Hallador Alternative Assets Fund LLC Common Stock 2016-11-14 4 S 0 5900 9.9051 D 1736462 I By Hallador Alternative Assets Fund LLC Common Stock 2016-12-05 4 S 0 9700 9.4213 D 1726762 I By Hallador Alternative Assets Fund LLC Common Stock 2016-12-06 4 S 0 36651 9.3925 D 1690111 I By Hallador Alternative Assets Fund LLC Common Stock 2016-12-08 4 S 0 18646 9.4082 D 1671465 I By Hallador Alternative Assets Fund LLC The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.025 to $10.08, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.90 to $9.935, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.40 to $9.47, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.36 to $9.435, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.40 to $9.45, inclusive. The reporting person undertakes to provide to Hallador Energy Company, or any security holder of Hallador Energy Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. /s/ Daivd C. Hardie 2016-12-08