0001144204-16-138819.txt : 20161209
0001144204-16-138819.hdr.sgml : 20161209
20161209182759
ACCESSION NUMBER: 0001144204-16-138819
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161110
FILED AS OF DATE: 20161209
DATE AS OF CHANGE: 20161209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HALLADOR ENERGY CO
CENTRAL INDEX KEY: 0000788965
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220]
IRS NUMBER: 841014610
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1660 LINCOLN ST STE 2700
CITY: DENVER
STATE: CO
ZIP: 80264
BUSINESS PHONE: 3038395505
MAIL ADDRESS:
STREET 1: 1660 LINCOLN STREET
STREET 2: SUITE 2700
CITY: DENVER
STATE: CO
ZIP: 80264
FORMER COMPANY:
FORMER CONFORMED NAME: HALLADOR PETROLEUM CO
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/
DATE OF NAME CHANGE: 19900102
FORMER COMPANY:
FORMER CONFORMED NAME: KIMBARK INC
DATE OF NAME CHANGE: 19860624
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARDIE DAVID C
CENTRAL INDEX KEY: 0001166809
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34743
FILM NUMBER: 162044958
MAIL ADDRESS:
STREET 1: 555 DALE DRIVE
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
4
1
v454763_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-11-10
0
0000788965
HALLADOR ENERGY CO
HNRG
0001166809
HARDIE DAVID C
940 SOUTHWOOD BLVD., SUITE 201
INCLINE VILLAGE
NV
89451
1
0
0
0
Common Stock
2016-11-10
4
S
0
15850
10.0393
D
1742362
I
By Hallador Alternative Assets Fund LLC
Common Stock
2016-11-14
4
S
0
5900
9.9051
D
1736462
I
By Hallador Alternative Assets Fund LLC
Common Stock
2016-12-05
4
S
0
9700
9.4213
D
1726762
I
By Hallador Alternative Assets Fund LLC
Common Stock
2016-12-06
4
S
0
36651
9.3925
D
1690111
I
By Hallador Alternative Assets Fund LLC
Common Stock
2016-12-08
4
S
0
18646
9.4082
D
1671465
I
By Hallador Alternative Assets Fund LLC
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.025 to $10.08, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.90 to $9.935, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.40 to $9.47, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.36 to $9.435, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.40 to $9.45, inclusive.
The reporting person undertakes to provide to Hallador Energy Company, or any security holder of Hallador Energy Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
/s/ Daivd C. Hardie
2016-12-08