0001144204-16-100038.txt : 20160509 0001144204-16-100038.hdr.sgml : 20160509 20160509184827 ACCESSION NUMBER: 0001144204-16-100038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151204 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALLADOR ENERGY CO CENTRAL INDEX KEY: 0000788965 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 841014610 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1660 LINCOLN ST STE 2700 CITY: DENVER STATE: CO ZIP: 80264 BUSINESS PHONE: 3038395505 MAIL ADDRESS: STREET 1: 1660 LINCOLN STREET STREET 2: SUITE 2700 CITY: DENVER STATE: CO ZIP: 80264 FORMER COMPANY: FORMER CONFORMED NAME: HALLADOR PETROLEUM CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/ DATE OF NAME CHANGE: 19900102 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK INC DATE OF NAME CHANGE: 19860624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hallador Alternative Assets Fund, LLC CENTRAL INDEX KEY: 0001356544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34743 FILM NUMBER: 161633176 BUSINESS ADDRESS: STREET 1: 555 DALE DRIVE CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: (775) 831-2272 MAIL ADDRESS: STREET 1: 555 DALE DRIVE CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 4 1 v439359_4.xml OWNERSHIP DOCUMENT X0306 4 2015-12-04 1 0000788965 HALLADOR ENERGY CO HNRG 0001356544 Hallador Alternative Assets Fund, LLC 940 SOUTHWOOD BLVD. SUITE 201 INCLINE VILLAGE NV 89451 0 0 1 0 Common Stock 2015-12-04 4 P 0 86755 6.50 A 0 D Common Stock 2016-05-05 4 J 0 1422101 D 1758212 D Pursuant to an agreement entered into by and among the Reporting Person and certain related parties on July 28, 2015, 1,422,101 shares of HNRG common stock held by Hallador alternative Asset Fund ("HAAF") were distributed to beneficial owners of HAAF for purposes of changing the form of beneficial ownership of such holders. The pecuniary interest of the beneficial owners did not change as a result of this transaction. The transfers as contemplated under the agreement were consummated on May 5, 2016. /s/ David C. Hardie 2016-05-09