0001144204-13-067762.txt : 20131217 0001144204-13-067762.hdr.sgml : 20131217 20131217204128 ACCESSION NUMBER: 0001144204-13-067762 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131213 FILED AS OF DATE: 20131217 DATE AS OF CHANGE: 20131217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALLADOR ENERGY CO CENTRAL INDEX KEY: 0000788965 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 841014610 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1660 LINCOLN ST STE 2700 CITY: DENVER STATE: CO ZIP: 80264 BUSINESS PHONE: 3038395505 MAIL ADDRESS: STREET 1: 1660 LINCOLN STREET STREET 2: SUITE 2700 CITY: DENVER STATE: CO ZIP: 80264 FORMER COMPANY: FORMER CONFORMED NAME: HALLADOR PETROLEUM CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/ DATE OF NAME CHANGE: 19900102 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK INC DATE OF NAME CHANGE: 19860624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARDIE DAVID C CENTRAL INDEX KEY: 0001166809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34743 FILM NUMBER: 131283597 MAIL ADDRESS: STREET 1: 555 DALE DRIVE CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 4 1 v363315_4.xml OWNERSHIP DOCUMENT X0306 4 2013-12-13 0 0000788965 HALLADOR ENERGY CO HNRG 0001166809 HARDIE DAVID C 940 SOUTHWOOD BLVD., SUITE 201 INCLINE VILLAGE NV 89451 1 0 1 0 Common Stock 2013-12-13 4 S 0 15746 7.5819 D 705588 I By Robert Hardie QTIP Trust Common Stock 2013-12-16 4 S 0 8574 7.6596 D 697014 I By Robert Hardie QTIP Trust Common Stock 2013-12-17 4 S 0 6345 7.6164 D 690669 I By Robert Hardie QTIP Trust Common Stock 2013-12-13 4 S 0 8624 7.5819 D 212294 I By Hallador Special Holdings LLC Common Stock 2013-12-16 4 S 0 4696 7.6596 D 207598 I By Hallador Special Holdings LLC Common Stock 2013-12-17 4 S 0 3475 7.6164 D 204123 I By Hallador Special Holdings LLC Common Stock 2013-12-13 4 S 0 3450 7.5819 D 3094410 I By Hallador Alternative Assets Fund LLC Common Stock 2013-12-16 4 S 0 1879 7.6596 D 3092531 I By Hallador Alternative Assets Fund LLC Common Stock 2013-12-17 4 S 0 1391 7.6164 D 3091140 I By Hallador Alternative Assets Fund LLC The Reporting Person is a 25% beneficiary of the Robert Hardie QTIP Trust, the holder of the securities and disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Hallador Special Holdings, LLC is a wholly owned subsidiary of Hallador, Inc. Hallador Alternative Assets Fund LLC, a limited liability company organized under the laws of the State of Delaware ("HAAF"). HAAF is a private equity investment fund directed or controlled by its managing members, Hallador Management LLC, David C. Hardie and Steven Hardie. Sold pursuant to Rule 10b5-1. /s/ Daivd C. Hardie 2013-12-17