0001144204-13-067761.txt : 20131217
0001144204-13-067761.hdr.sgml : 20131217
20131217203957
ACCESSION NUMBER: 0001144204-13-067761
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131210
FILED AS OF DATE: 20131217
DATE AS OF CHANGE: 20131217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HALLADOR ENERGY CO
CENTRAL INDEX KEY: 0000788965
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220]
IRS NUMBER: 841014610
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1660 LINCOLN ST STE 2700
CITY: DENVER
STATE: CO
ZIP: 80264
BUSINESS PHONE: 3038395505
MAIL ADDRESS:
STREET 1: 1660 LINCOLN STREET
STREET 2: SUITE 2700
CITY: DENVER
STATE: CO
ZIP: 80264
FORMER COMPANY:
FORMER CONFORMED NAME: HALLADOR PETROLEUM CO
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/
DATE OF NAME CHANGE: 19900102
FORMER COMPANY:
FORMER CONFORMED NAME: KIMBARK INC
DATE OF NAME CHANGE: 19860624
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARDIE STEVEN
CENTRAL INDEX KEY: 0001167757
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34743
FILM NUMBER: 131283589
4
1
v363316_4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-12-10
0
0000788965
HALLADOR ENERGY CO
HNRG
0001167757
HARDIE STEVEN
940 SOUTHWOOD BLVD., SUITE 201
INCLINE VILLAGE
NV
89451
1
0
1
0
Common Stock
2013-12-13
4
S
0
15746
7.5819
D
705588
I
By Robert Hardie QTIP Trust
Common Stock
2013-12-16
4
S
0
8574
7.6596
D
697014
I
By Robert Hardie QTIP Trust
Common Stock
2013-12-17
4
S
0
6345
7.6164
D
690669
I
By Robert Hardie QTIP Trust
Common Stock
2013-12-13
4
S
0
8624
7.5819
D
212294
I
By Hallador Special Holdings LLC
Common Stock
2013-12-16
4
S
0
4696
7.6596
D
207598
I
By Hallador Special Holdings LLC
Common Stock
2013-12-17
4
S
0
3475
7.6164
D
204123
I
By Hallador Special Holdings LLC
Common Stock
2013-12-13
4
S
0
3450
7.5819
D
3094410
I
By Hallador Alternative Assets Fund LLC
Common Stock
2013-12-16
4
S
0
1879
7.6596
D
3092531
I
By Hallador Alternative Assets Fund LLC
Common Stock
2013-12-17
4
S
0
1391
7.6164
D
3091140
I
By Hallador Alternative Assets Fund LLC
The Reporting Person is a 25% beneficiary of the Robert Hardie QTIP Trust, the holder of the securities and disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
Hallador Special Holdings, LLC is a wholly owned subsidiary of Hallador, Inc.
Hallador Alternative Assets Fund LLC, a limited liability company organized under the laws of the State of Delaware ("HAAF"). HAAF is a private equity investment fund directed or controlled by its managing members, Hallador Management LLC, David C. Hardie and Steven Hardie.
Sold pursuant to Rule 10b5-1.
/s/ Steven Hardie
2013-12-17