0001144204-13-066437.txt : 20131209 0001144204-13-066437.hdr.sgml : 20131209 20131209213712 ACCESSION NUMBER: 0001144204-13-066437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131205 FILED AS OF DATE: 20131209 DATE AS OF CHANGE: 20131209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALLADOR ENERGY CO CENTRAL INDEX KEY: 0000788965 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 841014610 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1660 LINCOLN ST STE 2700 CITY: DENVER STATE: CO ZIP: 80264 BUSINESS PHONE: 3038395505 MAIL ADDRESS: STREET 1: 1660 LINCOLN STREET STREET 2: SUITE 2700 CITY: DENVER STATE: CO ZIP: 80264 FORMER COMPANY: FORMER CONFORMED NAME: HALLADOR PETROLEUM CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/ DATE OF NAME CHANGE: 19900102 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK INC DATE OF NAME CHANGE: 19860624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hallador Alternative Assets Fund, LLC CENTRAL INDEX KEY: 0001356544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34743 FILM NUMBER: 131267008 BUSINESS ADDRESS: STREET 1: 555 DALE DRIVE CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: (775) 831-2272 MAIL ADDRESS: STREET 1: 555 DALE DRIVE CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 4 1 v362611_4.xml OWNERSHIP DOCUMENT X0306 4 2013-12-05 0 0000788965 HALLADOR ENERGY CO HNRG 0001356544 Hallador Alternative Assets Fund, LLC 940 SOUTHWOOD BLVD., SUITE 201 INCLINE VILLAGE NV 89451 0 0 1 0 Common Stock 2013-12-05 4 S 0 857 8.13 D 3117701 D Common Stock 2013-12-06 4 S 0 5804 8.0984 D 3111897 D Common Stock 2013-12-09 4 S 0 4295 8.0421 D 3107602 D Sold pursuant to Rule 10b5-1. /s/ David C. Hardie 2013-12-09