0001144204-13-066436.txt : 20131209
0001144204-13-066436.hdr.sgml : 20131209
20131209213544
ACCESSION NUMBER: 0001144204-13-066436
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131205
FILED AS OF DATE: 20131209
DATE AS OF CHANGE: 20131209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HALLADOR ENERGY CO
CENTRAL INDEX KEY: 0000788965
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220]
IRS NUMBER: 841014610
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1660 LINCOLN ST STE 2700
CITY: DENVER
STATE: CO
ZIP: 80264
BUSINESS PHONE: 3038395505
MAIL ADDRESS:
STREET 1: 1660 LINCOLN STREET
STREET 2: SUITE 2700
CITY: DENVER
STATE: CO
ZIP: 80264
FORMER COMPANY:
FORMER CONFORMED NAME: HALLADOR PETROLEUM CO
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/
DATE OF NAME CHANGE: 19900102
FORMER COMPANY:
FORMER CONFORMED NAME: KIMBARK INC
DATE OF NAME CHANGE: 19860624
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARDIE DAVID C
CENTRAL INDEX KEY: 0001166809
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34743
FILM NUMBER: 131266997
MAIL ADDRESS:
STREET 1: 555 DALE DRIVE
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
4
1
v362609_4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-12-05
0
0000788965
HALLADOR ENERGY CO
HNRG
0001166809
HARDIE DAVID C
940 SOUTHWOOD BLVD., SUITE 201
INCLINE VILLAGE
NV
89451
1
1
1
0
Chairman of the Board
Common Stock
2013-12-05
4
S
0
3906
8.13
D
811877
I
By Robert Hardie QTIP Trust
Common Stock
2013-12-06
4
S
0
26492
8.0984
D
785385
I
By Robert Hardie QTIP Trust
Common Stock
2013-12-09
4
S
0
19598
8.0421
D
765787
I
By Robert Hardie QTIP Trust
Common Stock
2013-12-05
4
S
0
2139
8.13
D
270509
I
By Hallador Special Holdings LLC
Common Stock
2013-12-06
4
S
0
14510
8.0984
D
255999
I
By Hallador Special Holdings LLC
Common Stock
2013-12-09
4
S
0
10734
8.0421
D
245265
I
By Hallador Special Holdings LLC
Common Stock
2013-12-05
4
S
0
857
8.13
D
3117701
I
By Hallador Alternative Assets Fund LLC
Common Stock
2013-12-06
4
S
0
5804
8.0984
D
3111897
I
By Hallador Alternative Assets Fund LLC
Common Stock
2013-12-09
4
S
0
4295
8.0421
D
3107602
I
By Hallador Alternative Assets Fund LLC
The Reporting Person is a 25% beneficiary of the Robert Hardie QTIP Trust, the holder of the securities and disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
Hallador Special Holdings, LLC is a wholly owned subsidiary of Hallador, Inc.
Hallador Alternative Assets Fund LLC, a limited liability company organized under the laws of the State of Delaware ("HAAF"). HAAF is a private equity investment fund directed or controlled by its managing members, Hallador Management LLC, David C. Hardie and Steven Hardie.
Sold pursuant to Rule 10b5-1.
/s/ Daivd C. Hardie
2013-12-09