0001104659-24-082011.txt : 20240723 0001104659-24-082011.hdr.sgml : 20240723 20240723195007 ACCESSION NUMBER: 0001104659-24-082011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240628 FILED AS OF DATE: 20240723 DATE AS OF CHANGE: 20240723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARDIE DAVID C CENTRAL INDEX KEY: 0001166809 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34743 FILM NUMBER: 241135861 MAIL ADDRESS: STREET 1: 555 DALE DRIVE CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALLADOR ENERGY CO CENTRAL INDEX KEY: 0000788965 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 841014610 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1183 EAST CANVASBACK DRIVE CITY: TERRE HAUTE STATE: IN ZIP: 47802 BUSINESS PHONE: 303-839-5504 MAIL ADDRESS: STREET 1: 1183 EAST CANVASBACK DRIVE CITY: TERRE HAUTE STATE: IN ZIP: 47802 FORMER COMPANY: FORMER CONFORMED NAME: HALLADOR PETROLEUM CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/ DATE OF NAME CHANGE: 19900102 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK INC DATE OF NAME CHANGE: 19860624 4 1 tm2420057-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-06-28 0 0000788965 HALLADOR ENERGY CO HNRG 0001166809 HARDIE DAVID C 555 DALE DRIVE INCLINE VILLAGE NV 89451 1 0 0 0 0 Common Stock 2024-06-28 4 C 0 190000 A 2175122 I By Hallador Alternative Assets Fund LLC Convertible Note - Common Stock 2024-06-28 4 C 0 190000 D 2022-08-18 2024-08-17 Common Stock 190000 0 I By Hallador Alternative Assets Fund LLC These shares of common stock were issued in connection with the conversion of the unsecured convertible promissory note dated August 8, 2022 in the principal amount of $1,000,000 (the "Note") held by Hallador Alternative Assets Fund LLC ("HAAF"). HAAF and the Issuer agree to convert the Note into 190,000 shares of the Issuer's common stock. /s/ David C. Hardie 2024-07-22