-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FnXV/Hs867Iz+n629bPZ3Jw6J041jaCw+zoNhv7WE6+T6DQvEzLVZgzjkl7dwgwK HhdPFSlMWt2Y2QtxpLpBSg== 0001001277-06-000303.txt : 20060726 0001001277-06-000303.hdr.sgml : 20060726 20060726122710 ACCESSION NUMBER: 0001001277-06-000303 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060324 FILED AS OF DATE: 20060726 DATE AS OF CHANGE: 20060726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALLADOR PETROLEUM CO CENTRAL INDEX KEY: 0000788965 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 841014610 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1660 LINCOLN ST STE 2700 CITY: DENVER STATE: CO ZIP: 80264 BUSINESS PHONE: 3038395505 MAIL ADDRESS: STREET 1: 1660 LINCOLN STREET STREET 2: SUITE 2700 CITY: DENVER STATE: CO ZIP: 80264 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/ DATE OF NAME CHANGE: 19900102 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK INC DATE OF NAME CHANGE: 19860624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARDIE DAVID C CENTRAL INDEX KEY: 0001166809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14731 FILM NUMBER: 06980956 MAIL ADDRESS: STREET 1: PO BOX 15299 CITY: SACRAMENTO STATE: CA ZIP: 95851 4 1 for030406dhardie_ex.xml DAVID HARDIE-HALLADO X0202 4 2006-03-24 0 0000788965 HALLADOR PETROLEUM CO HPCO 0001166809 HARDIE DAVID C PO BOX 15299 SACRAMENTO CA 95851 1 1 0 0 Chairman of the Board Common Stock 2006-03-24 4 J 0 823041 0 D 0 I By Robert Hardie Q-Tip Trust Common Stock 2006-03-24 4 J 0 182983 0 D 0 I By David Hardie Sep. Prop. Trust Common Stock 2006-03-24 4 J 0 65094 0 D 0 I By Janice Hardie Sep. Prop. Trust Common Stock 2006-03-24 4 J 0 67714 0 D 0 I By David & Janice Hardie CPT Common Stock 2006-03-24 4 J 0 198692 0 D 0 I By Steven Hardie Sep. Prop. Trust Common Stock 2006-03-24 4 J 0 22971 0 D 0 I By Marilyn Hardie Sep. Prop. Trust Common Stock 2006-03-24 4 J 0 115004 0 D 0 I By Cory Ritchie Sep. Prop. Trust Common Stock 2006-03-24 4 J 0 10917 0 D 0 I By Cory Ritchie SPT-Grandchildren Trust Common Stock 2006-03-24 4 J 0 8000 0 D 0 I By Ryan Ritchie Common Stock 2006-03-24 4 J 0 78662 0 D 0 I By Cory Ritchie Future Interest Trust Common Stock 2006-03-24 4 J 0 33654 0 D 0 I By Kirk Hardie Sep. Prop. Trust Common Stock 2006-03-24 4 J 0 10917 0 D 0 I By Kirk Hardie SPT-Grandchildren Trust Common Stock 2006-03-24 4 J 0 137772 0 D 0 I By Kirk Hardie Future Interest Trust Common Stock 2006-03-24 4 J 0 10930 0 D 0 I By Brad Hardie SPT-Grandchildren Trust Common Stock 2006-03-24 4 J 0 20355 0 D 0 I By Bradford Hardie Future Interest Trust Common Stock 2006-03-24 4 J 0 16382 0 D 0 I By Joseph Hardie Grandchildren Trust Common Stock 2006-03-24 4 J 0 16194 0 D 0 I By Alexander Hardie Custodian Common Stock 2006-03-24 4 J 0 16382 0 D 0 I By Alexander Hardie Grandchildren Trust Common Stock 2006-03-24 4 J 0 169206 0 D 0 I By Alexander Hardie Present Interest Trust Common Stock 2006-03-24 4 J 0 75035 0 D 0 I By Steven Hardie Issue Future Interest Trust Common Stock 2006-03-24 4 J 0 43814 0 D 0 I By Three Gee Partners Common Stock 2006-03-24 4 J 0 56279 0 D 0 I By K.R.H.I., L.P. Common Shares 2006-03-24 4 J 0 207609 0 D 0 I By B.W.H.I., L.P. Common Shares 2006-03-24 4 J 0 184913 0 D 0 I By J.S.H.I., L.P. Common Stock 2006-03-24 4 J 0 401340 0 D 0 I By Hardie Descendants' Trust Common Stock 2006-03-24 4 J 0 298315 0 D 0 I By Hallador Inc. Common Stock 2006-03-24 4 J 0 298315 0 A 298315 I By Hallador, Inc. Common Stock 2006-03-24 4 J 0 823041 0 A 823041 I By Robert C. Hardie, L.P. Common Stock 2006-03-24 4 J 0 2201742 0 A 2201742 I By Hallador Alternative Assets Fund LLC Common Stock 2006-03-24 4 P 0 227272 2.20 A 2429014 I By Hallador Alternative Assets Fund LLC The Reporting Person and his brother (the "Nominees") were authorized to manage and control the disposition of the securities pursuant to an Assignment and Nominee Agreement dated December 1, 1997, as amended March 15, 2002 ("Nominee Agreement"). As of March 24, 2006 the Nominees initiated transfers of the securities without consideration in accordance with the management and disposition provisions set forth in the Nominee Agreement for asset management purposes. The transaction is further described on Schedule 13D, as amended, filed with the Securities and Exchange Commission on behalf of the Nominees on July 25, 2006. The Reporting Person is a director of the holder of the securities and disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. The securities are held by a limited partnership, to which the Reporting Person is an executive officer of its General Partner, Browns Valley, Inc. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his precuniary interest therein. Hallador Inventment Advisors, Inc. ("HIA") is the investment advisor toHallador Alternative Assets Fund LLC ("HAAF"). HIA may be deemed to be the indirect beneficial owner of the securities by reason of its influence or control over HAAF's voting and disposition decisions in connection with its advisory servies to HAAF. Further, Silvertip Management LLC ("Silvertip") is a Managing Member and General Partner of HAA and may be deemed to be an indirect beneficial owner of the securities by reason of its influence on or control over HAAF's voting and disposition decisions. The Reporting Person is the President of HIA and a managing member of both HAAF and Silvertip. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. /s/ David C. Hardie 2006-06-23 -----END PRIVACY-ENHANCED MESSAGE-----