0001567619-19-004543.txt : 20190214 0001567619-19-004543.hdr.sgml : 20190214 20190214181355 ACCESSION NUMBER: 0001567619-19-004543 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190211 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swenson Nicholas John CENTRAL INDEX KEY: 0001478067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 19608970 MAIL ADDRESS: STREET 1: 5000 WEST 36TH STREET STREET 2: SUITE 130 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRO DEX INC CENTRAL INDEX KEY: 0000788920 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-769-3231 MAIL ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: PRO-DEX, INC. DATE OF NAME CHANGE: 20151110 FORMER COMPANY: FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS DATE OF NAME CHANGE: 20151104 FORMER COMPANY: FORMER CONFORMED NAME: PRO DEX INC DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2019-02-11 0 0000788920 PRO DEX INC PDEX 0001478067 Swenson Nicholas John 5000 W. 36TH STREET, UNIT 130 MINNEAPOLIS MN 55416 1 0 1 0 Common Stock 2019-02-11 4 S 0 5000 15.50 D 967738 I By AO Partners I, LP Common Stock 2019-02-12 4 S 0 20561 15.742 D 947177 I By AO Partners I, LP Common Stock 95613 D /s/ Nicholas J. Swenson 2019-02-14