0001567619-18-006966.txt : 20181126
0001567619-18-006966.hdr.sgml : 20181126
20181126190955
ACCESSION NUMBER: 0001567619-18-006966
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181121
FILED AS OF DATE: 20181126
DATE AS OF CHANGE: 20181126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swenson Nicholas John
CENTRAL INDEX KEY: 0001478067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14942
FILM NUMBER: 181201743
MAIL ADDRESS:
STREET 1: 5000 WEST 36TH STREET
STREET 2: SUITE 130
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AO Partners I, LP
CENTRAL INDEX KEY: 0001542769
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14942
FILM NUMBER: 181201744
BUSINESS ADDRESS:
STREET 1: 5000 WEST 36TH STREET
STREET 2: SUITE 130
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-843-4301
MAIL ADDRESS:
STREET 1: 5000 WEST 36TH STREET
STREET 2: SUITE 130
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRO DEX INC
CENTRAL INDEX KEY: 0000788920
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
BUSINESS ADDRESS:
STREET 1: 2361 MCGAW AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92614
BUSINESS PHONE: 949-769-3231
MAIL ADDRESS:
STREET 1: 2361 MCGAW AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92614
FORMER COMPANY:
FORMER CONFORMED NAME: PRO-DEX, INC.
DATE OF NAME CHANGE: 20151110
FORMER COMPANY:
FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS
DATE OF NAME CHANGE: 20151104
FORMER COMPANY:
FORMER CONFORMED NAME: PRO DEX INC
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0306
4
2018-11-21
0
0000788920
PRO DEX INC
PDEX
0001478067
Swenson Nicholas John
5000 W. 36TH STREET, UNIT 130
MINNEAPOLIS
MN
55416
1
0
1
0
0001542769
AO Partners I, LP
5000 W. 36TH STREET, UNIT 130
MINNEAPOLIS
MN
55416
0
0
1
0
Common Stock
2018-11-21
4
S
0
18797
14.0543
D
993071
I
By AO Partners I, LP
Common Stock
2018-11-23
4
S
0
20333
14.2459
D
972738
I
By AO Partners I, LP
Common Stock
95613
D
/s/ Nicholas J. Swenson
2018-11-26