0001553350-20-000993.txt : 20201112 0001553350-20-000993.hdr.sgml : 20201112 20201112190027 ACCESSION NUMBER: 0001553350-20-000993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201110 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CABILLOT RAYMOND E CENTRAL INDEX KEY: 0001361476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 201308565 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: STE 560 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARNAM STREET PARTNERS LP /MN CENTRAL INDEX KEY: 0001058465 STATE OF INCORPORATION: MN FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 201308566 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: MINNEAPOLIS CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6058 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: MINNEAPOLIS CITY: MINNEAPOLIS STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRO DEX INC CENTRAL INDEX KEY: 0000788920 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 841261240 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-769-3231 MAIL ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: PRO-DEX, INC. DATE OF NAME CHANGE: 20151110 FORMER COMPANY: FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS DATE OF NAME CHANGE: 20151104 FORMER COMPANY: FORMER CONFORMED NAME: PRO DEX INC DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2020-11-10 0 0000788920 PRO DEX INC PDEX 0001361476 CABILLOT RAYMOND E 3033 EXCELSIOR BOULEVARD SUITE 560 MINNEAPOLIS MN 55416 1 0 1 0 0001058465 FARNAM STREET PARTNERS LP /MN 3033 EXCELSIOR BOULEVARD SUITE 560 MINNEAPOLIS MN 55416 0 0 1 0 Common Stock 2020-11-10 4 S 0 6603 38.2411 D 418508 I By Farnam Street Partners, L.P Common Stock 2020-11-10 4 S 0 900 39.2306 D 417608 I By Farnam Street Partners, L.P Common Stock 2020-11-11 4 S 0 28493 37.8178 D 389115 I By Farnam Street Partners, L.P Common Stock 2020-11-11 4 S 0 3 38.75 D 389112 I By Farnam Street Partners, L.P Common Stock 2020-11-12 4 S 0 1200 37.6475 D 387912 I By Farnam Street Partners, L.P The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.00 to $38.95, inclusive. The reporting person undertakes to provide Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form. The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.195 to $39.515, inclusive. The reporting person undertakes to provide Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form. The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.50 to $38.42, inclusive. The reporting person undertakes to provide Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form. The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.55 to $37.96, inclusive. The reporting person undertakes to provide Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form. /s/ Alisha Charlton as attorney-in-fact for Raymond E. Cabillot 2020-11-12 /s/ Alisha Charlton as attorney-in-fact for Farnam Street Partners, L.P. 2020-11-12