0001553350-20-000637.txt : 20200717 0001553350-20-000637.hdr.sgml : 20200717 20200717141000 ACCESSION NUMBER: 0001553350-20-000637 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200716 FILED AS OF DATE: 20200717 DATE AS OF CHANGE: 20200717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Kirk Richard Lee Jr CENTRAL INDEX KEY: 0001575056 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 201033459 MAIL ADDRESS: STREET 1: 34 DEER CREEK CITY: IRVINE STATE: CA ZIP: 92604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRO DEX INC CENTRAL INDEX KEY: 0000788920 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-769-3231 MAIL ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: PRO-DEX, INC. DATE OF NAME CHANGE: 20151110 FORMER COMPANY: FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS DATE OF NAME CHANGE: 20151104 FORMER COMPANY: FORMER CONFORMED NAME: PRO DEX INC DATE OF NAME CHANGE: 19920703 4 1 vankirk4.xml OWNERSHIP DOCUMENT X0306 4 2020-07-16 0 0000788920 PRO DEX INC PDEX 0001575056 Van Kirk Richard Lee Jr 2361 MCGAW AVENUE IRVINE CA 92614 1 1 0 0 Chief Executive Officer Common Stock 2019-08-01 4 J 0 221 11.76 A 28818 D Common Stock 2020-01-30 4 J 0 360 14.43 A 29178 D Common Stock 2020-07-16 4 A 0 14800 0 A 43978 D Common Stock 2020-07-16 4 F 0 5109 18.05 D 38869 D These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d). Represents shares issued under a performance award agreement granted to the reporting person on December 5, 2017, pursuant to the Pro-Dex, Inc. 2016 Equity Incentive Plan. Represents shares withheld to satisfy tax withholding obligations of the reporting person. /s/ Alisha Charlton as attorney-in-fact for Richard Van Kirk 2020-07-17