0001553350-20-000637.txt : 20200717
0001553350-20-000637.hdr.sgml : 20200717
20200717141000
ACCESSION NUMBER: 0001553350-20-000637
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200716
FILED AS OF DATE: 20200717
DATE AS OF CHANGE: 20200717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Van Kirk Richard Lee Jr
CENTRAL INDEX KEY: 0001575056
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14942
FILM NUMBER: 201033459
MAIL ADDRESS:
STREET 1: 34 DEER CREEK
CITY: IRVINE
STATE: CA
ZIP: 92604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRO DEX INC
CENTRAL INDEX KEY: 0000788920
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
BUSINESS ADDRESS:
STREET 1: 2361 MCGAW AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92614
BUSINESS PHONE: 949-769-3231
MAIL ADDRESS:
STREET 1: 2361 MCGAW AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92614
FORMER COMPANY:
FORMER CONFORMED NAME: PRO-DEX, INC.
DATE OF NAME CHANGE: 20151110
FORMER COMPANY:
FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS
DATE OF NAME CHANGE: 20151104
FORMER COMPANY:
FORMER CONFORMED NAME: PRO DEX INC
DATE OF NAME CHANGE: 19920703
4
1
vankirk4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-07-16
0
0000788920
PRO DEX INC
PDEX
0001575056
Van Kirk Richard Lee Jr
2361 MCGAW AVENUE
IRVINE
CA
92614
1
1
0
0
Chief Executive Officer
Common Stock
2019-08-01
4
J
0
221
11.76
A
28818
D
Common Stock
2020-01-30
4
J
0
360
14.43
A
29178
D
Common Stock
2020-07-16
4
A
0
14800
0
A
43978
D
Common Stock
2020-07-16
4
F
0
5109
18.05
D
38869
D
These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d).
Represents shares issued under a performance award agreement granted to the reporting person on December 5, 2017, pursuant to the Pro-Dex, Inc. 2016 Equity Incentive Plan.
Represents shares withheld to satisfy tax withholding obligations of the reporting person.
/s/ Alisha Charlton as attorney-in-fact for Richard Van Kirk
2020-07-17