0001553350-19-000522.txt : 20190514 0001553350-19-000522.hdr.sgml : 20190514 20190514170019 ACCESSION NUMBER: 0001553350-19-000522 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190514 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Kirk Richard Lee Jr CENTRAL INDEX KEY: 0001575056 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 19823617 MAIL ADDRESS: STREET 1: 34 DEER CREEK CITY: IRVINE STATE: CA ZIP: 92604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRO DEX INC CENTRAL INDEX KEY: 0000788920 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-769-3231 MAIL ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: PRO-DEX, INC. DATE OF NAME CHANGE: 20151110 FORMER COMPANY: FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS DATE OF NAME CHANGE: 20151104 FORMER COMPANY: FORMER CONFORMED NAME: PRO DEX INC DATE OF NAME CHANGE: 19920703 4 1 vankirk4.xml OWNERSHIP DOCUMENT X0306 4 2019-05-14 0 0000788920 PRO DEX INC PDEX 0001575056 Van Kirk Richard Lee Jr 34 DEER CREEK IRVINE CA 92064 1 1 0 0 Chief Executive Officer Common Stock 2018-08-02 5 J 0 E 471 5.51 A 24897 D Common Stock 2019-01-31 5 J 0 E 200 12.96 A 25097 D Common Stock 2019-05-14 4 P 0 3500 13.25 A 28597 D These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d). /s/ Alisha Charlton as attorney-in-fact for Richard Van Kirk 2019-05-14