0001553350-18-001320.txt : 20181203 0001553350-18-001320.hdr.sgml : 20181203 20181203180020 ACCESSION NUMBER: 0001553350-18-001320 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181130 FILED AS OF DATE: 20181203 DATE AS OF CHANGE: 20181203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CABILLOT RAYMOND E CENTRAL INDEX KEY: 0001361476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 181215002 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: STE 560 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARNAM STREET PARTNERS LP /MN CENTRAL INDEX KEY: 0001058465 STATE OF INCORPORATION: MN FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 181215003 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: MINNEAPOLIS CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6058 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: MINNEAPOLIS CITY: MINNEAPOLIS STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRO DEX INC CENTRAL INDEX KEY: 0000788920 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-769-3231 MAIL ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: PRO-DEX, INC. DATE OF NAME CHANGE: 20151110 FORMER COMPANY: FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS DATE OF NAME CHANGE: 20151104 FORMER COMPANY: FORMER CONFORMED NAME: PRO DEX INC DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2018-11-30 0 0000788920 PRO DEX INC PDEX 0001361476 CABILLOT RAYMOND E 3033 EXCELSIOR BOULEVARD STE. 560 MINNEAPOLIS MN 55416 1 0 1 0 0001058465 FARNAM STREET PARTNERS LP /MN 3033 EXCELSIOR BOULEVARD MINNEAPOLIS MN 55416 0 0 1 0 Common Stock 2018-11-30 4 S 0 100 14.73 D 529998 I By Farnam Street Partners, L.P Common Stock 2018-11-30 4 S 0 400 14.715 D 529598 I By Farnam Street Partners, L.P Common Stock 2018-11-30 4 S 0 100 14.7 D 529498 I By Farnam Street Partners, L.P Common Stock 2018-11-30 4 S 0 20 14.66 D 529478 I By Farnam Street Partners, L.P Common Stock 2018-11-30 4 S 0 250 14.65 D 529228 I By Farnam Street Partners, L.P Common Stock 2018-11-30 4 S 0 100 14.64 D 529128 I By Farnam Street Partners, L.P Common Stock 2018-11-30 4 S 0 3857 14.6 D 525271 I By Farnam Street Partners, L.P Common Stock 2018-11-30 4 S 0 20000 14.50 D 505271 I By Farnam Street Partners, L.P /s/ Alisha Charlton as attorney-in-fact for Raymond E. Cabillot 2018-12-03 /s/ Alisha Charlton as attorney-in-fact for Farnam Street Partners, L.P. 2018-12-03