0001553350-18-001276.txt : 20181119 0001553350-18-001276.hdr.sgml : 20181119 20181119202210 ACCESSION NUMBER: 0001553350-18-001276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181116 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CABILLOT RAYMOND E CENTRAL INDEX KEY: 0001361476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 181194021 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: STE 560 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARNAM STREET PARTNERS LP /MN CENTRAL INDEX KEY: 0001058465 STATE OF INCORPORATION: MN FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 181194022 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: MINNEAPOLIS CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6058 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: MINNEAPOLIS CITY: MINNEAPOLIS STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRO DEX INC CENTRAL INDEX KEY: 0000788920 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-769-3231 MAIL ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: PRO-DEX, INC. DATE OF NAME CHANGE: 20151110 FORMER COMPANY: FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS DATE OF NAME CHANGE: 20151104 FORMER COMPANY: FORMER CONFORMED NAME: PRO DEX INC DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2018-11-16 0 0000788920 PRO DEX INC PDEX 0001361476 CABILLOT RAYMOND E 3033 EXCELSIOR BOULEVARD STE. 560 MINNEAPOLIS MN 55416 1 0 1 0 0001058465 FARNAM STREET PARTNERS LP /MN 3033 EXCELSIOR BOULEVARD MINNEAPOLIS MN 55416 0 0 1 0 Common Stock 2018-11-16 4 S 0 100 14.955 D 565823 I By Farnam Street Partners, L.P Common Stock 2018-11-16 4 S 0 700 14.90 D 565123 I By Farnam Street Partners, L.P Common Stock 2018-11-19 4 S 0 200 15.21 D 564923 I By Farnam Street Partners, L.P Common Stock 2018-11-19 4 S 0 300 14.91 D 564623 I By Farnam Street Partners, L.P Common Stock 2018-11-19 4 S 0 240 14.90 D 564383 I By Farnam Street Partners, L.P Common Stock 2018-11-19 4 S 0 4460 14.70 D 559923 I By Farnam Street Partners, L.P /s/ Alisha Charlton as attorney-in-fact for Raymond E. Cabillot 2018-11-19 /s/ Alisha Charlton as attorney-in-fact for Farnam Street Partners, L.P. 2018-11-19