0001553350-18-000754.txt : 20180702
0001553350-18-000754.hdr.sgml : 20180702
20180702170117
ACCESSION NUMBER: 0001553350-18-000754
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180701
FILED AS OF DATE: 20180702
DATE AS OF CHANGE: 20180702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Charlton Alisha
CENTRAL INDEX KEY: 0001431777
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14942
FILM NUMBER: 18933550
MAIL ADDRESS:
STREET 1: 25541 COMMERCENTRE DRIVE
CITY: LAKE FOREST
STATE: CA
ZIP: 92630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRO DEX INC
CENTRAL INDEX KEY: 0000788920
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
BUSINESS ADDRESS:
STREET 1: 2361 MCGAW AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92614
BUSINESS PHONE: 949-769-3231
MAIL ADDRESS:
STREET 1: 2361 MCGAW AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92614
FORMER COMPANY:
FORMER CONFORMED NAME: PRO-DEX, INC.
DATE OF NAME CHANGE: 20151110
FORMER COMPANY:
FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS
DATE OF NAME CHANGE: 20151104
FORMER COMPANY:
FORMER CONFORMED NAME: PRO DEX INC
DATE OF NAME CHANGE: 19920703
4
1
charlton4.xml
X0306
4
2018-07-01
0
0000788920
PRO DEX INC
PDEX
0001431777
Charlton Alisha
C/O 2361 MCGAW AVENUE
IRVINE
CA
92614
0
1
0
0
Chief Financial Officer
Common Stock
2015-08-01
5
J
0
E
653
1.99
A
653
D
Common Stock
2016-01-30
5
J
0
E
662
1.9635
A
1315
D
Common Stock
2016-08-04
5
J
0
E
264
4.9115
A
1579
D
Common Stock
2017-02-02
5
J
0
E
286
4.53
A
1865
D
Common Stock
2017-08-03
5
J
0
E
249
5.21
A
2114
D
Common Stock
2018-02-01
5
J
0
E
219
5.93
A
2333
D
Common Stock
2018-07-01
4
A
0
7300
0
A
9633
D
Common Stock
2018-07-01
4
F
0
2741
6.65
D
6892
D
These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d).
Represents shares issued under a performance award agreement granted to the reporting person on December 5, 2017, pursuant to the Pro-Dex, Inc. 2016 Equity Incentive Plan.
Represents shares withheld to satisfy tax withholding obligations of the reporting person.
/s/ Alisha Charlton
2018-07-02