0001553350-18-000130.txt : 20180213 0001553350-18-000130.hdr.sgml : 20180213 20180213170021 ACCESSION NUMBER: 0001553350-18-000130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180212 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farrell William James III CENTRAL INDEX KEY: 0001568046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 18604524 MAIL ADDRESS: STREET 1: 20200 COTTAGEWOOD RD CITY: DEEPHAVEN STATE: MN ZIP: 55331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRO DEX INC CENTRAL INDEX KEY: 0000788920 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-769-3231 MAIL ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: PRO-DEX, INC. DATE OF NAME CHANGE: 20151110 FORMER COMPANY: FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS DATE OF NAME CHANGE: 20151104 FORMER COMPANY: FORMER CONFORMED NAME: PRO DEX INC DATE OF NAME CHANGE: 19920703 4 1 farrell4.xml OWNERSHIP DOCUMENT X0306 4 2018-02-12 0 0000788920 PRO DEX INC PDEX 0001568046 Farrell William James III 834 SHORE ACRES ROAD LA CRESCENT MN 55947 1 0 0 0 Common Stock 0 D Common Stock 2018-02-12 4 P 0 2200 6.75 A 8400 I By IRA /s/ Alisha Charlton as attorney-in-fact for William Farrell 2018-02-13